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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$304M
AUM Growth
-$12.7M
Cap. Flow
-$8.48M
Cap. Flow %
-2.79%
Top 10 Hldgs %
35.16%
Holding
119
New
16
Increased
23
Reduced
56
Closed
6

Top Buys

Rank Stock Value
1
BSJK
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
+$9.08M
2
NXPI icon
NXP Semiconductors
NXPI
+$4.07M
3
T icon
AT&T
T
+$3.97M
4
AQN icon
Algonquin Power & Utilities
AQN
+$3.79M
5
VZ icon
Verizon
VZ
+$3.25M

Top Sells

Rank Stock Value
1
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$7M
2
AGI icon
Alamos Gold
AGI
+$4.56M
3
LXP icon
LXP Industrial Trust
LXP
+$4.53M
4
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$4.17M
5
MPT
Medical Properties Trust
MPT
+$3.22M

Sector Composition

Rank Sector Weight
1 Real Estate 15.1%
2 Healthcare 8.1%
3 Communication Services 7.32%
4 Materials 5.38%
5 Utilities 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
76
SRH Total Return Fund
STEW
$1.82B
$471K 0.16%
41,981
-3,981
-9% -$43.6K
TIP icon
77
iShares TIPS Bond ETF
TIP
$14.7B
$455K 0.15%
4,116
-750
-15% -$83.8K
GRX
78
Gabelli Healthcare & Wellness Trust
GRX
$147M
$417K 0.14%
37,809
+340
+0.9% +$3.62K
UNH icon
79
UnitedHealth
UNH
$371B
$404K 0.13%
1,518
– –
TLT icon
80
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$373K 0.12%
3,181
-574
-15% -$68.9K
RGT
81
Royce Global Value Trust
RGT
$102M
$370K 0.12%
+35,177
New +$371K
WBA
82
DELISTED
Walgreens Boots Alliance
WBA
$365K 0.12%
5,011
– –
GLO
83
Clough Global Opportunities Fund
GLO
$257M
$356K 0.12%
32,877
-1,530
-4% -$17.1K
MSF
84
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$346K 0.11%
22,190
+514
+2% +$8.22K
GGZ
85
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$336K 0.11%
+27,525
New +$337K
STIP icon
86
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$323K 0.11%
3,268
– –
IBM icon
87
IBM
IBM
$223B
$319K 0.11%
2,203
+18
+0.8% +$2.52K
VGIT icon
88
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$313K 0.1%
5,045
-1,500
-23% -$93.6K
GIS icon
89
General Mills
GIS
$19.9B
$305K 0.1%
7,104
– –
NUV icon
90
Nuveen Municipal Value Fund
NUV
$1.91B
$281K 0.09%
30,000
– –
EVF
91
Eaton Vance Senior Income Trust
EVF
$91.6M
$276K 0.09%
42,776
-3,600
-8% -$23.2K
MVF
92
DELISTED
BlackRock MuniVest Fund
MVF
$276K 0.09%
+31,600
New +$277K
TT icon
93
Trane Technologies
TT
$105B
$263K 0.09%
2,567
– –
SNR
94
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$258K 0.08%
43,791
-629,103
-93% -$4.17M
MMU
95
Western Asset Managed Municipals Fund
MMU
$554M
$254K 0.08%
21,000
– –
MYD
96
DELISTED
BlackRock MuniYield Fund
MYD
$249K 0.08%
19,000
– –
ADI icon
97
Analog Devices
ADI
$187B
$243K 0.08%
2,632
– –
HD icon
98
Home Depot
HD
$350B
$241K 0.08%
1,161
– –
BFK
99
DELISTED
BlackRock Municipal Income Trust
BFK
$230K 0.08%
18,500
– –
CTXS
100
DELISTED
Citrix Systems Inc
CTXS
$222K 0.07%
2,000
– –
1 2 3
4
5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q3 2018 Portfolio in Review

As of Q3 2018, Financial & Investment Management Group held 119 positions worth $304M, down 4% from $316M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Financial & Investment Management Group's Q3 2018 filing shows 16 new, 23 increased, 56 reduced and 6 closed positions. Its largest new stake was Invesco BulletShares 2020 High Yield Corporate Bond ETF: 373,075 shares worth $9.07M. The largest sale was SPIRIT REALTY CAPITAL, INC., an estimated $7M.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, down from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Financial & Investment Management Group's largest Q3 2018 buy was Invesco BulletShares 2020 High Yield Corporate Bond ETF: 373,075 shares worth $9.07M.
  • Financial & Investment Management Group added most to Array Biopharma Inc in Q3 2018, an estimated $1.72M increase.
  • Financial & Investment Management Group's biggest Q3 2018 reduction was LXP Industrial Trust, cutting an estimated $4.53M.
  • Financial & Investment Management Group fully exited SPIRIT REALTY CAPITAL, INC. in Q3 2018, selling an estimated $7M.
  • Financial & Investment Management Group's ten largest holdings make up 35% of its $304M portfolio in Q3 2018.
  • Financial & Investment Management Group opened 16 new positions and closed 6 in Q3 2018.
  • Financial & Investment Management Group's portfolio value fell 4% quarter-over-quarter to $304M.

Based on Financial & Investment Management Group's 13F filing for Q3 2018, filed 18 Oct 2018.