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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+8.54%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$289M
AUM Growth
-$14.1M
Cap. Flow
-$22.5M
Cap. Flow %
-7.79%
Top 10 Hldgs %
47.96%
Holding
99
New
13
Increased
27
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$17M
2
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$11.9M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.68M
4
AGI icon
Alamos Gold
AGI
+$5.43M
5
MRK icon
Merck
MRK
+$5.15M

Top Sells

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$21.8M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$14.1M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$8.66M
4
LOV
Spark Networks SE American Depositary Shares
LOV
+$6.02M
5
RIC
Richmont Mines Inc.
RIC
+$5.67M

Sector Composition

Rank Sector Weight
1 Real Estate 17.09%
2 Materials 9.66%
3 Financials 4.63%
4 Utilities 3.85%
5 Communication Services 3.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TZOO icon
76
Travelzoo
TZOO
$75.4M
$156K 0.05%
24,252
+12,826
+112% +$88K
MGF
77
Aberdeen Government Markets Income Fund
MGF
$92.2M
$148K 0.05%
+30,815
New +$150K
EOD
78
Allspring Global Dividend Opportunity Fund
EOD
$286M
$146K 0.05%
+24,661
New +$152K
WIA
79
Western Asset Inflation-Linked Income Fund
WIA
$186M
$141K 0.05%
11,984
-393,649
-97% -$4.55M
GRX
80
Gabelli Healthcare & Wellness Trust
GRX
$146M
$108K 0.04%
+10,500
New +$105K
AWP
81
abrdn Global Premier Properties Fund
AWP
$367M
$101K 0.04%
5,000
-1,169
-19% -$23K
AEG icon
82
Aegon
AEG
$14.1B
$84K 0.03%
16,373
– –
BGB
83
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
– –
-27,033
Closed -$432K
BTG icon
84
B2Gold
BTG
$6.64B
– –
-35,400
Closed -$99K
BWG
85
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
– –
-230,062
Closed -$3.09M
CGO
86
Calamos Global Total Return Fund
CGO
$130M
– –
-12,107
Closed -$162K
CSCO icon
87
Cisco
CSCO
$479B
– –
-6,650
Closed -$224K
ERIC icon
88
Ericsson
ERIC
$33.3B
– –
-285,594
Closed -$1.64M
GGZ
89
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
– –
-61,996
Closed -$820K
IRDM icon
90
Iridium Communications
IRDM
$5.29B
– –
-47,916
Closed -$494K
NIM icon
91
Nuveen Select Maturities Municipal Fund
NIM
$117M
– –
-26,825
Closed -$277K
NXP icon
92
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
– –
-39,000
Closed -$582K
RGLD icon
93
Royal Gold
RGLD
$19.5B
– –
-16,363
Closed -$1.41M
NXQ
94
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-48,000
Closed -$674K
NXR
95
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
– –
-53,000
Closed -$805K
VSI
96
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-144,703
Closed -$774K
RIC
97
DELISTED
Richmont Mines Inc.
RIC
– –
-605,957
Closed -$5.67M
BSCH
98
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
– –
-625,376
Closed -$14.1M
1 2 3
4

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LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2017 Portfolio in Review

As of Q4 2017, Financial & Investment Management Group held 99 positions worth $289M, down 4.7% from $303M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Financial & Investment Management Group withdrew a net $22.5M in Q4 2017, closing 16 positions and reducing 35 holdings. Its most notable exit was Guggenheim BulletShares 2017 Corporate Bond ETF, an estimated $14.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 17% a quarter earlier, followed by Materials and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Schwab US TIPS ETF worth $17M.

  • Financial & Investment Management Group's largest Q4 2017 buy was Schwab US TIPS ETF: 613,966 shares worth $17M.
  • Financial & Investment Management Group added most to Great Panther Mining Limited in Q4 2017, an estimated $4.12M increase.
  • Financial & Investment Management Group's biggest Q4 2017 reduction was Western Asset Inflation-Linked Opportunities & Income Fund, cutting an estimated $21.8M.
  • Financial & Investment Management Group fully exited Guggenheim BulletShares 2017 Corporate Bond ETF in Q4 2017, selling an estimated $14.1M.
  • Financial & Investment Management Group's ten largest holdings make up 48% of its $289M portfolio in Q4 2017.
  • Financial & Investment Management Group opened 13 new positions and closed 16 in Q4 2017.
  • Financial & Investment Management Group's portfolio value fell 4.7% quarter-over-quarter to $289M.

Based on Financial & Investment Management Group's 13F filing for Q4 2017, filed 25 Jan 2018.