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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$274M
AUM Growth
-$22.2M
Cap. Flow
-$21.6M
Cap. Flow %
-7.91%
Top 10 Hldgs %
48.91%
Holding
103
New
9
Increased
22
Reduced
39
Closed
21

Top Buys

Rank Stock Value
1
KW
Kennedy-Wilson Holdings
KW
+$9.56M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$5.7M
3
NYRT
New York REIT, Inc.
NYRT
+$5.36M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.72M
5
RIC
Richmont Mines Inc.
RIC
+$4.09M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$33.9M
2
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$4.12M
3
MMT
Aberdeen Multi-Market Income Fund
MMT
+$3.8M
4
BBWI icon
Bath & Body Works
BBWI
+$2.68M
5
GLO
Clough Global Opportunities Fund
GLO
+$2.32M

Sector Composition

Rank Sector Weight
1 Real Estate 14.46%
2 Materials 10.13%
3 Financials 5.29%
4 Utilities 3.82%
5 Technology 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
76
Cisco
CSCO
$479B
$204K 0.07%
+6,504
New +$212K
LWAY icon
77
Lifeway Foods
LWAY
$481M
$145K 0.05%
+15,565
New +$151K
AWP
78
abrdn Global Premier Properties Fund
AWP
$367M
$136K 0.05%
7,155
-33,066
-82% -$604K
EOD
79
Allspring Global Dividend Opportunity Fund
EOD
$286M
$133K 0.05%
21,720
-439
-2% -$2.69K
BTG icon
80
B2Gold
BTG
$6.64B
$99K 0.04%
35,400
-1,700
-5% -$4.48K
AEG icon
81
Aegon
AEG
$14.1B
$66K 0.02%
16,408
-37
-0.2% -$145
AAPL icon
82
Apple
AAPL
$4.57T
– –
-10,148
Closed -$364K
ABT icon
83
Abbott
ABT
$187B
– –
-33,269
Closed -$1.48M
BBWI icon
84
Bath & Body Works
BBWI
$4.1B
– –
-70,342
Closed -$2.68M
BOE icon
85
BlackRock Enhanced Global Dividend Trust
BOE
$684M
– –
-44,952
Closed -$557K
BRW
86
Saba Capital Income & Opportunities Fund
BRW
$339M
– –
-6,275
Closed -$68K
BTZ icon
87
BlackRock Credit Allocation Income Trust
BTZ
$956M
– –
-75,677
Closed -$996K
CHW
88
Calamos Global Dynamic Income Fund
CHW
$545M
– –
-58,601
Closed -$457K
DPG
89
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
– –
-253,609
Closed -$4.12M
EMD
90
Western Asset Emerging Markets Debt Fund
EMD
$616M
– –
-46,137
Closed -$715K
ERC
91
Allspring Multi-Sector Income Fund
ERC
$259M
– –
-13,420
Closed -$179K
GLU
92
Gabelli Utility & Income Trust
GLU
$116M
– –
-24,853
Closed -$462K
GLV
93
Clough Global Dividend & Income Fund
GLV
$78.1M
– –
-30,901
Closed -$410K
GOOG icon
94
Alphabet (Google) Class C
GOOG
$4.32T
– –
-53,220
Closed -$2.21M
JVA icon
95
Coffee Holding Co
JVA
$20M
– –
-11,475
Closed -$53K
PIM
96
Franklin Master Intermediate Income Trust
PIM
$151M
– –
-25,420
Closed -$119K
RNP icon
97
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
– –
-37,164
Closed -$719K
STKL
98
DELISTED
SunOpta
STKL
– –
-271,552
Closed -$1.89M
TLT icon
99
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-3,345
Closed -$404K
VVR icon
100
Invesco Senior Income Trust
VVR
$454M
– –
-25,998
Closed -$120K
1 2 3
4
5

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LA
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CHA
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CPIM
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REFI
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VAM
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Financial & Investment Management Group's Q2 2017 Portfolio in Review

As of Q2 2017, Financial & Investment Management Group held 103 positions worth $274M, down 7.5% from $296M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Financial & Investment Management Group withdrew a net $21.6M in Q2 2017, closing 21 positions and reducing 39 holdings. Its most notable exit was Duff & Phelps Utility and Infrastructure Fund, an estimated $4.12M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 14% of assets, up from 8.3% a quarter earlier, followed by Materials and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Kennedy-Wilson Holdings worth $9M.

  • Financial & Investment Management Group's largest Q2 2017 buy was Kennedy-Wilson Holdings: 472,391 shares worth $9M.
  • Financial & Investment Management Group added most to Guggenheim BulletShares 2017 Corporate Bond ETF in Q2 2017, an estimated $5.7M increase.
  • Financial & Investment Management Group's biggest Q2 2017 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $33.9M.
  • Financial & Investment Management Group fully exited Duff & Phelps Utility and Infrastructure Fund in Q2 2017, selling an estimated $4.12M.
  • Financial & Investment Management Group's ten largest holdings make up 49% of its $274M portfolio in Q2 2017.
  • Financial & Investment Management Group opened 9 new positions and closed 21 in Q2 2017.
  • Financial & Investment Management Group's portfolio value fell 7.5% quarter-over-quarter to $274M.

Based on Financial & Investment Management Group's 13F filing for Q2 2017, filed 14 Jul 2017.