We are live on ! Find out more
FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+3.38%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$296M
AUM Growth
+$36.4M
Cap. Flow
+$26.9M
Cap. Flow %
9.08%
Top 10 Hldgs %
52.08%
Holding
111
New
16
Increased
19
Reduced
50
Closed
17

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$32.3M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$7.92M
3
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$7.91M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$5.03M
5
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$4.28M

Top Sells

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M
2
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$5.66M
3
STJ
St Jude Medical
STJ
+$5.24M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$4.21M
5
ERIC icon
Ericsson
ERIC
+$3.22M

Sector Composition

Rank Sector Weight
1 Materials 9.33%
2 Real Estate 8.29%
3 Financials 5.21%
4 Communication Services 4.08%
5 Utilities 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TKF
76
DELISTED
Turkish Inv Fund
TKF
$283K 0.1%
+34,104
New +$250K
NIM icon
77
Nuveen Select Maturities Municipal Fund
NIM
$117M
$268K 0.09%
+27,000
New +$267K
MSF
78
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$267K 0.09%
18,093
+959
+6% +$13.6K
UNH icon
79
UnitedHealth
UNH
$370B
$249K 0.08%
1,518
– –
IGR
80
CBRE Global Real Estate Income Fund
IGR
$713M
$247K 0.08%
33,093
-367
-1% -$2.74K
TDF
81
Templeton Dragon Fund
TDF
$280M
$238K 0.08%
12,670
-411
-3% -$7.3K
APF
82
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$237K 0.08%
15,420
-92
-0.6% -$1.34K
DRA
83
DELISTED
Diversified Real Asset Income Fd
DRA
$231K 0.08%
13,307
-326
-2% -$5.43K
ADI icon
84
Analog Devices
ADI
$190B
$216K 0.07%
+2,632
New +$207K
SPE
85
Special Opportunities Fund
SPE
$144M
$201K 0.07%
14,412
-53
-0.4% -$724
ERC
86
Allspring Multi-Sector Income Fund
ERC
$259M
$179K 0.06%
13,420
-84,851
-86% -$1.12M
EOD
87
Allspring Global Dividend Opportunity Fund
EOD
$286M
$129K 0.04%
22,159
-102,312
-82% -$577K
VVR icon
88
Invesco Senior Income Trust
VVR
$454M
$120K 0.04%
25,998
-164,384
-86% -$766K
PIM
89
Franklin Master Intermediate Income Trust
PIM
$151M
$119K 0.04%
25,420
– –
BTG icon
90
B2Gold
BTG
$6.64B
$105K 0.04%
37,100
-310,245
-89% -$933K
BRW
91
Saba Capital Income & Opportunities Fund
BRW
$339M
$68K 0.02%
6,275
-64,974
-91% -$719K
AEG icon
92
Aegon
AEG
$14.1B
$65K 0.02%
16,445
– –
JVA icon
93
Coffee Holding Co
JVA
$20M
$53K 0.02%
11,475
-200
-2% -$933
DHC
94
Diversified Healthcare Trust
DHC
$2.14B
– –
-86,133
Closed -$1.63M
EVG
95
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
– –
-29,415
Closed -$408K
FOF icon
96
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
– –
-105,028
Closed -$1.23M
GGN
97
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
– –
-10,248
Closed -$54K
JQC icon
98
Nuveen Credit Strategies Income Fund
JQC
$711M
– –
-294,285
Closed -$2.6M
LXP icon
99
LXP Industrial Trust
LXP
$3.57B
– –
-7,661
Closed -$414K
NGD
100
DELISTED
New Gold Inc
NGD
– –
-14,725
Closed -$52K
1 2 3
4
5

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
Precision Path Capital New York $233M AUM

Financial & Investment Management Group's Q1 2017 Portfolio in Review

As of Q1 2017, Financial & Investment Management Group held 111 positions worth $296M, up 14% from $259M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Financial & Investment Management Group deployed $26.9M of net new capital in Q1 2017, opening 16 new positions and adding to 19 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 1,279,914 shares worth $32.3M.

By sector, the portfolio is most concentrated in Materials at 9.3% of assets, down from 9.6% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Western Asset Inflation-Linked Opportunities & Income Fund, an estimated $11.9M trimmed.

  • Financial & Investment Management Group's largest Q1 2017 buy was Schwab Short-Term US Treasury ETF: 1,279,914 shares worth $32.3M.
  • Financial & Investment Management Group added most to Guggenheim BulletShares 2017 Corporate Bond ETF in Q1 2017, an estimated $7.92M increase.
  • Financial & Investment Management Group's biggest Q1 2017 reduction was Western Asset Inflation-Linked Opportunities & Income Fund, cutting an estimated $11.9M.
  • Financial & Investment Management Group fully exited Apollo Senior Floating Rate Fund Inc. in Q1 2017, selling an estimated $5.66M.
  • Financial & Investment Management Group's ten largest holdings make up 52% of its $296M portfolio in Q1 2017.
  • Financial & Investment Management Group opened 16 new positions and closed 17 in Q1 2017.
  • Financial & Investment Management Group's portfolio value rose 14% quarter-over-quarter to $296M.

Based on Financial & Investment Management Group's 13F filing for Q1 2017, filed 17 Apr 2017.