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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-6.01%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$259M
AUM Growth
-$46.2M
Cap. Flow
-$31.3M
Cap. Flow %
-12.06%
Top 10 Hldgs %
49.21%
Holding
106
New
10
Increased
18
Reduced
54
Closed
11

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$24.8M
2
VOD icon
Vodafone
VOD
+$6.32M
3
HASI icon
Hannon Armstrong Sustainable Infrastructure Capital
HASI
+$4.85M
4
ERIC icon
Ericsson
ERIC
+$4.58M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.59M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.99M
3
VVR icon
Invesco Senior Income Trust
VVR
+$6.85M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$6.52M
5
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$6.39M

Sector Composition

Rank Sector Weight
1 Materials 9.63%
2 Real Estate 7.46%
3 Financials 5.75%
4 Communication Services 4.39%
5 Technology 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVG
76
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$408K 0.16%
29,415
-3,558
-11% -$47.8K
LOV
77
DELISTED
Spark Networks SE American Depositary Shares
LOV
$360K 0.14%
428,092
-13,385
-3% -$16.6K
GPT
78
DELISTED
Gramercy Property Trust
GPT
$348K 0.13%
12,646
-207
-2% -$5.52K
IBM icon
79
IBM
IBM
$223B
$323K 0.12%
2,036
+13
+0.6% +$1.98K
GZT
80
DELISTED
Gazit-globe Ltd
GZT
$323K 0.12%
+37,385
New +$344K
AAPL icon
81
Apple
AAPL
$4.48T
$307K 0.12%
10,600
-16,628
-61% -$471K
IGR
82
CBRE Global Real Estate Income Fund
IGR
$707M
$244K 0.09%
33,460
-627
-2% -$4.7K
UNH icon
83
UnitedHealth
UNH
$371B
$243K 0.09%
1,518
-203
-12% -$30.3K
MSF
84
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$226K 0.09%
17,134
+566
+3% +$7.77K
TDF
85
Templeton Dragon Fund
TDF
$282M
$214K 0.08%
13,081
-293
-2% -$4.97K
DRA
86
DELISTED
Diversified Real Asset Income Fd
DRA
$213K 0.08%
13,633
-302
-2% -$4.8K
APF
87
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$209K 0.08%
15,512
-255
-2% -$3.6K
SPE
88
Special Opportunities Fund
SPE
$144M
$189K 0.07%
14,465
-101,249
-87% -$1.36M
PIM
89
Franklin Master Intermediate Income Trust
PIM
$152M
$117K 0.05%
+25,420
New +$113K
DDC
90
DELISTED
Dominion Diamond Corporation
DDC
$98K 0.04%
10,100
– –
AEG icon
91
Aegon
AEG
$14B
$70K 0.03%
16,445
– –
GGN
92
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$834M
$54K 0.02%
10,248
-43,753
-81% -$253K
JVA icon
93
Coffee Holding Co
JVA
$19.9M
$54K 0.02%
11,675
– –
NGD
94
DELISTED
New Gold Inc
NGD
$52K 0.02%
14,725
– –
CSQ icon
95
Calamos Strategic Total Return Fund
CSQ
$3.37B
– –
-16,022
Closed -$165K
FRA icon
96
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
– –
-470,567
Closed -$6.52M
GAIA icon
97
Gaia
GAIA
$48.1M
– –
-629,984
Closed -$4.54M
RMT
98
Royce Micro-Cap Trust
RMT
$759M
– –
-457,036
Closed -$3.57M
RVT icon
99
Royce Value Trust
RVT
$2.29B
– –
-62,834
Closed -$795K
NSL
100
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-100,629
Closed -$658K
1 2 3
4
5

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CPIM
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PPC
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Financial & Investment Management Group's Q4 2016 Portfolio in Review

As of Q4 2016, Financial & Investment Management Group held 106 positions worth $259M, down 15% from $306M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Financial & Investment Management Group withdrew a net $31.3M in Q4 2016, closing 11 positions and reducing 54 holdings. Its most notable exit was BlackRock Floating Rate Income Strategies Fund, an estimated $6.52M position sold in full.

By sector, the portfolio is most concentrated in Materials at 9.6% of assets, down from 10% a quarter earlier, followed by Real Estate and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Vodafone worth $5.87M.

  • Financial & Investment Management Group's largest Q4 2016 buy was Vodafone: 240,227 shares worth $5.87M.
  • Financial & Investment Management Group added most to Schwab Intermediately-Term US Treasury ETF in Q4 2016, an estimated $24.8M increase.
  • Financial & Investment Management Group's biggest Q4 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $10.8M.
  • Financial & Investment Management Group fully exited BlackRock Floating Rate Income Strategies Fund in Q4 2016, selling an estimated $6.52M.
  • Financial & Investment Management Group's ten largest holdings make up 49% of its $259M portfolio in Q4 2016.
  • Financial & Investment Management Group opened 10 new positions and closed 11 in Q4 2016.
  • Financial & Investment Management Group's portfolio value fell 15% quarter-over-quarter to $259M.

Based on Financial & Investment Management Group's 13F filing for Q4 2016, filed 23 Jan 2017.