We are live on ! Find out more
FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$375M
AUM Growth
+$15.7M
Cap. Flow
-$10.4M
Cap. Flow %
-2.77%
Top 10 Hldgs %
39.87%
Holding
126
New
9
Increased
37
Reduced
52
Closed
21

Top Buys

Rank Stock Value
1
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$6.16M
2
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$5.98M
3
SELF
Global Self Storage
SELF
+$4.31M
4
UTF icon
Cohen & Steers Infrastructure Fund
UTF
+$3.16M
5
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$3M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$6.9M
2
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.05M
3
MCR
MFS Charter Income Trust
MCR
+$3.35M
4
GPT
Gramercy Property Trust
GPT
+$2.88M
5
GDO
Western Asset Global Corporate Defined Opportunity Fund
GDO
+$2.84M

Sector Composition

Rank Sector Weight
1 Real Estate 10.6%
2 Materials 7.21%
3 Communication Services 3.93%
4 Financials 2.96%
5 Consumer Staples 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLW icon
76
BlackRock Limited Duration Income Trust
BLW
$493M
$515K 0.14%
34,875
-3,676
-10% -$51.9K
VFL
77
DELISTED
abrdn National Municipal Income Fund
VFL
$488K 0.13%
35,329
-27,009
-43% -$363K
GLU
78
Gabelli Utility & Income Trust
GLU
$116M
$478K 0.13%
26,703
+3,203
+14% +$52K
VIPS icon
79
Vipshop
VIPS
$7.4B
$449K 0.12%
34,884
-340
-1% -$4.27K
WBA
80
DELISTED
Walgreens Boots Alliance
WBA
$422K 0.11%
5,011
+31
+0.6% +$2.48K
STEW
81
SRH Total Return Fund
STEW
$1.82B
$414K 0.11%
52,734
-933
-2% -$6.75K
MCN
82
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$388K 0.1%
51,931
-2,162
-4% -$15.5K
ACG
83
DELISTED
AllianceBernstein Income Fund Inc
ACG
$369K 0.1%
46,985
-63
-0.1% -$485
SCHR
84
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$356K 0.1%
+12,908
New +$353K
CCD
85
Calamos Dynamic Convertible & Income Fund
CCD
$741M
$324K 0.09%
+18,779
New +$313K
MIY icon
86
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$296K 0.08%
+20,348
New +$289K
IBM icon
87
IBM
IBM
$223B
$289K 0.08%
1,995
-158
-7% -$20.2K
IEF icon
88
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$287K 0.08%
+2,600
New +$284K
SHY icon
89
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$281K 0.08%
+3,300
New +$280K
KST
90
DELISTED
Deutsche Strategic Income Trust
KST
$271K 0.07%
24,455
-134,612
-85% -$1.42M
TDF
91
Templeton Dragon Fund
TDF
$281M
$270K 0.07%
15,777
-1,951
-11% -$31.4K
PFE icon
92
Pfizer
PFE
$154B
$245K 0.07%
8,727
+452
+5% +$12.9K
ZF
93
DELISTED
Virtus Total Return Fund Inc.
ZF
$234K 0.06%
18,145
-1,622
-8% -$19.8K
APF
94
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$231K 0.06%
16,866
-117
-0.7% -$1.49K
MSF
95
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$231K 0.06%
17,495
-434
-2% -$5.26K
UNH icon
96
UnitedHealth
UNH
$371B
$222K 0.06%
1,721
– –
MSFT icon
97
Microsoft
MSFT
$3.76T
$209K 0.06%
3,790
-198
-5% -$10.4K
BOE icon
98
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$197K 0.05%
16,541
-5,880
-26% -$67.1K
CSQ icon
99
Calamos Strategic Total Return Fund
CSQ
$3.37B
$171K 0.05%
17,982
-21
-0.1% -$187
GLO
100
Clough Global Opportunities Fund
GLO
$257M
$157K 0.04%
+16,385
New +$153K
1 2 3
4
5

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
Precision Path Capital New York $233M AUM

Financial & Investment Management Group's Q1 2016 Portfolio in Review

As of Q1 2016, Financial & Investment Management Group held 126 positions worth $375M, up 4.4% from $359M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Financial & Investment Management Group's Q1 2016 filing shows 9 new, 37 increased, 52 reduced and 21 closed positions. Its largest new stake was Global Self Storage: 1,027,213 shares worth $5M. The largest sale was BlackRock Credit Allocation Income Trust, an estimated $6.9M.

By sector, the portfolio is most concentrated in Real Estate at 11% of assets, up from 9.9% a quarter earlier, followed by Materials and Communication Services.

  • Financial & Investment Management Group's largest Q1 2016 buy was Global Self Storage: 1,027,213 shares worth $5M.
  • Financial & Investment Management Group added most to Saba Capital Income & Opportunities Fund II in Q1 2016, an estimated $6.16M increase.
  • Financial & Investment Management Group's biggest Q1 2016 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $6.9M.
  • Financial & Investment Management Group fully exited Blackstone Strategic Credit 2027 Term Fund in Q1 2016, selling an estimated $2.69M.
  • Financial & Investment Management Group's ten largest holdings make up 40% of its $375M portfolio in Q1 2016.
  • Financial & Investment Management Group opened 9 new positions and closed 21 in Q1 2016.
  • Financial & Investment Management Group's portfolio value rose 4.4% quarter-over-quarter to $375M.

Based on Financial & Investment Management Group's 13F filing for Q1 2016, filed 12 Apr 2016.