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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-10.57%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$359M
AUM Growth
-$29M
Cap. Flow
+$20.6M
Cap. Flow %
5.74%
Top 10 Hldgs %
38.97%
Holding
141
New
12
Increased
42
Reduced
62
Closed
17

Top Buys

Rank Stock Value
1
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$8.27M
2
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$6.14M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.81M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.46M
5
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$4.94M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$10.7M
2
VOD icon
Vodafone
VOD
+$4.87M
3
VER
VEREIT, Inc.
VER
+$4.55M
4
TDC icon
Teradata
TDC
+$4.39M
5
T icon
AT&T
T
+$4.13M

Sector Composition

Rank Sector Weight
1 Real Estate 9.69%
2 Financials 4.69%
3 Materials 3.84%
4 Communication Services 3.33%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIN
76
Aberdeen Intermediate Income Fund
MIN
$278M
$752K 0.21%
165,305
-300,929
-65% -$1.38M
GGZ
77
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$730K 0.2%
73,570
-3,527
-5% -$36.4K
PG icon
78
Procter & Gamble
PG
$340B
$716K 0.2%
9,955
+1
+0% +$75
SPE
79
Special Opportunities Fund
SPE
$144M
$714K 0.2%
53,109
-1,075
-2% -$15.2K
SBW
80
DELISTED
Western Asset Worldwide Income
SBW
$696K 0.19%
70,804
-3,850
-5% -$39.6K
BGT icon
81
BlackRock Floating Rate Income Trust
BGT
$328M
$649K 0.18%
52,164
-23,424
-31% -$302K
NVG icon
82
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$647K 0.18%
46,425
– –
VGM icon
83
Invesco Trust Investment Grade Municipals
VGM
$564M
$640K 0.18%
49,524
-100,726
-67% -$1.29M
MNP
84
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$640K 0.18%
42,922
-43,740
-50% -$656K
PMO
85
Franklin Municipal Opportunities Trust
PMO
$285M
$612K 0.17%
51,151
-88,274
-63% -$1.04M
RCAP
86
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$584K 0.16%
720,980
-9,865
-1% -$32.9K
VIPS icon
87
Vipshop
VIPS
$7.4B
$571K 0.16%
33,995
-1,230
-3% -$23.6K
DTE icon
88
DTE Energy
DTE
$28.5B
$569K 0.16%
8,313
– –
ED icon
89
Consolidated Edison
ED
$39.3B
$558K 0.16%
8,343
– –
NIQ
90
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$545K 0.15%
43,794
-85,116
-66% -$1.05M
LOR
91
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$525K 0.15%
57,631
+40,524
+237% +$426K
BLW icon
92
BlackRock Limited Duration Income Trust
BLW
$493M
$515K 0.14%
35,646
+10,268
+40% +$152K
ACG
93
DELISTED
AllianceBernstein Income Fund Inc
ACG
$513K 0.14%
65,223
-1,380,403
-95% -$10.7M
CNVS icon
94
Cineverse
CNVS
$66M
$505K 0.14%
4,512
-77
-2% -$9.54K
STAG icon
95
STAG Industrial
STAG
$7.09B
$496K 0.14%
27,250
+1,300
+5% +$24.5K
STEW
96
SRH Total Return Fund
STEW
$1.82B
$422K 0.12%
56,584
-4,005
-7% -$31.9K
WBA
97
DELISTED
Walgreens Boots Alliance
WBA
$414K 0.12%
4,980
-52
-1% -$4.7K
NPP
98
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$407K 0.11%
28,700
-50,500
-64% -$710K
MCN
99
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$398K 0.11%
56,274
-1,777
-3% -$13.6K
DCA
100
DELISTED
Virtus Total Return Fund
DCA
$390K 0.11%
+103,270
New +$425K
2 3
4
5 6

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PPC
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Financial & Investment Management Group's Q3 2015 Portfolio in Review

As of Q3 2015, Financial & Investment Management Group held 141 positions worth $359M, down 7.5% from $388M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Financial & Investment Management Group deployed $20.6M of net new capital in Q3 2015, opening 12 new positions and adding to 42 existing holdings. Its largest new stake was Duff & Phelps Utility and Infrastructure Fund: 368,674 shares worth $5.58M.

By sector, the portfolio is most concentrated in Real Estate at 9.7% of assets, up from 8.5% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $10.7M trimmed.

  • Financial & Investment Management Group's largest Q3 2015 buy was Duff & Phelps Utility and Infrastructure Fund: 368,674 shares worth $5.58M.
  • Financial & Investment Management Group added most to Cohen & Steers Closed End Opportunity Fund in Q3 2015, an estimated $8.27M increase.
  • Financial & Investment Management Group's biggest Q3 2015 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $10.7M.
  • Financial & Investment Management Group fully exited Vodafone in Q3 2015, selling an estimated $4.87M.
  • Financial & Investment Management Group's ten largest holdings make up 39% of its $359M portfolio in Q3 2015.
  • Financial & Investment Management Group opened 12 new positions and closed 17 in Q3 2015.
  • Financial & Investment Management Group's portfolio value fell 7.5% quarter-over-quarter to $359M.

Based on Financial & Investment Management Group's 13F filing for Q3 2015, filed 15 Oct 2015.