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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-3.3%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$38.1M
Cap. Flow
+$39.9M
Cap. Flow %
10.57%
Top 10 Hldgs %
39.16%
Holding
136
New
23
Increased
32
Reduced
55
Closed
21

Top Buys

Rank Stock Value
1
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$18.8M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$13.8M
3
GGN
GAMCO Global Gold, Natural Resources & Income Trust
GGN
+$11.1M
4
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$8.04M
5
MIN
Aberdeen Intermediate Income Fund
MIN
+$6.32M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$21.6M
2
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$9.72M
3
PDT
John Hancock Premium Dividend Fund
PDT
+$8.92M
4
KGC icon
Kinross Gold
KGC
+$3.94M
5
CDE icon
Coeur Mining
CDE
+$3.92M

Sector Composition

Rank Sector Weight
1 Financials 7.65%
2 Communication Services 6.63%
3 Materials 5.8%
4 Real Estate 2.99%
5 Consumer Discretionary 2.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPE
76
Special Opportunities Fund
SPE
$144M
$874K 0.23%
59,533
-2,301
-4% -$36.2K
SBW
77
DELISTED
Western Asset Worldwide Income
SBW
$871K 0.23%
76,304
-1,400
-2% -$16.6K
CL icon
78
Colgate-Palmolive
CL
$74.2B
$844K 0.22%
12,200
-150
-1% -$10.1K
WAIR
79
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$820K 0.22%
+58,625
New +$930K
NXP icon
80
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
– –
-58,514
Closed -$818K
TDF
81
Templeton Dragon Fund
TDF
$283M
$759K 0.2%
31,571
-4,451
-12% -$112K
ZTR
82
Virtus Total Return Fund
ZTR
$337M
– –
-48,946
Closed -$675K
PG icon
83
Procter & Gamble
PG
$339B
$716K 0.19%
7,864
-296
-4% -$26K
MCN
84
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$685K 0.18%
84,150
-2,207
-3% -$18.4K
FPT
85
DELISTED
Federated Premier Intermediate M
FPT
– –
0
– –
BRW
86
Saba Capital Income & Opportunities Fund
BRW
$340M
$666K 0.18%
+62,732
New +$672K
DOVR
87
DELISTED
DOVER SADDLERY INC
DOVR
$653K 0.17%
134,703
-27,630
-17% -$134K
CMK
88
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$650K 0.17%
77,908
-44,925
-37% -$373K
DTE icon
89
DTE Energy
DTE
$28.7B
$618K 0.16%
8,412
+99
+1% +$6.87K
ED icon
90
Consolidated Edison
ED
$39.4B
$551K 0.15%
8,343
– –
BTF
91
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$531K 0.14%
19,143
-3,038
-14% -$81.2K
BDMS
92
DELISTED
BIRNER DENTAL MGMT SVCS INC
BDMS
$511K 0.14%
34,080
+4,929
+17% +$73.8K
FTT
93
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$508K 0.13%
38,105
-188,373
-83% -$2.48M
RMT
94
Royce Micro-Cap Trust
RMT
$758M
$482K 0.13%
47,781
+2,623
+6% +$30K
NXQ
95
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$474K 0.13%
34,877
-7,000
-17% -$94K
BLW icon
96
BlackRock Limited Duration Income Trust
BLW
$492M
$462K 0.12%
+29,393
New +$469K
BUI icon
97
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$710M
$437K 0.12%
21,071
-6,528
-24% -$132K
EMI
98
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$431K 0.11%
+33,900
New +$425K
WBA
99
DELISTED
Walgreens Boots Alliance
WBA
$403K 0.11%
+5,287
New +$353K
AAPL icon
100
Apple
AAPL
$4.48T
$362K 0.1%
13,132
– –
2 3
4
5 6

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2014 Portfolio in Review

As of Q4 2014, Financial & Investment Management Group held 136 positions worth $377M, up 11% from $339M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Financial & Investment Management Group deployed $39.9M of net new capital in Q4 2014, opening 23 new positions and adding to 32 existing holdings. Its largest new stake was BlackRock Resources & Commodities Strategy Trust: 1,796,997 shares worth $17.4M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $21.6M trimmed.

  • Financial & Investment Management Group's largest Q4 2014 buy was BlackRock Resources & Commodities Strategy Trust: 1,796,997 shares worth $17.4M.
  • Financial & Investment Management Group added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q4 2014, an estimated $13.8M increase.
  • Financial & Investment Management Group's biggest Q4 2014 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $21.6M.
  • Financial & Investment Management Group fully exited BLACKROCK REAL ASSET EQUITY TRUST in Q4 2014, selling an estimated $9.72M.
  • Financial & Investment Management Group's ten largest holdings make up 39% of its $377M portfolio in Q4 2014.
  • Financial & Investment Management Group opened 23 new positions and closed 21 in Q4 2014.
  • Financial & Investment Management Group's portfolio value rose 11% quarter-over-quarter to $377M.

Based on Financial & Investment Management Group's 13F filing for Q4 2014, filed 15 Jan 2015.