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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-4.39%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$339M
AUM Growth
-$10.7M
Cap. Flow
+$11.3M
Cap. Flow %
3.33%
Top 10 Hldgs %
43.93%
Holding
123
New
19
Increased
36
Reduced
43
Closed
12

Top Buys

Rank Stock Value
1
JNS
Janus Capital Group Inc
JNS
+$5.87M
2
VOD icon
Vodafone
VOD
+$5.72M
3
LTM
LIFE TIME FITNESS INC
LTM
+$5.29M
4
KGC icon
Kinross Gold
KGC
+$4.69M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$4.27M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$5.04M
2
MBT
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
+$4.73M
3
SLA
AMERICAN SELECT PTFL INC
SLA
+$4.57M
4
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$3.96M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$3.62M

Sector Composition

Rank Sector Weight
1 Materials 7.83%
2 Communication Services 7.52%
3 Financials 5.98%
4 Real Estate 3.15%
5 Consumer Staples 2.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LODE icon
76
Comstock
LODE
$242M
$817K 0.24%
2,701
-8
-0.3% -$3.04K
NXP icon
77
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
$807K 0.24%
58,514
– –
CL icon
78
Colgate-Palmolive
CL
$74.3B
$805K 0.24%
12,350
+150
+1% +$9.89K
GGZ
79
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$747K 0.22%
+72,981
New +$766K
MCN
80
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$725K 0.21%
86,357
-526
-0.6% -$4.58K
PG icon
81
Procter & Gamble
PG
$339B
$683K 0.2%
8,160
+235
+3% +$19.3K
ZTR
82
Virtus Total Return Fund
ZTR
$337M
$678K 0.2%
48,946
-1,799
-4% -$25.5K
NOAH
83
Noah Holdings
NOAH
$605M
$593K 0.17%
44,185
+1,385
+3% +$21K
BTF
84
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$584K 0.17%
22,181
-170
-0.8% -$4.41K
RGT
85
Royce Global Value Trust
RGT
$102M
$571K 0.17%
+65,599
New +$604K
NXQ
86
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$554K 0.16%
41,877
– –
BUI icon
87
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$710M
$552K 0.16%
27,599
-654
-2% -$13.3K
DTE icon
88
DTE Energy
DTE
$28.7B
$538K 0.16%
8,313
– –
RMT
89
Royce Micro-Cap Trust
RMT
$759M
$532K 0.16%
45,158
+58
+0.1% +$713
JVA icon
90
Coffee Holding Co
JVA
$20M
$515K 0.15%
93,807
-500
-0.5% -$3.19K
BDMS
91
DELISTED
BIRNER DENTAL MGMT SVCS INC
BDMS
$495K 0.15%
+29,151
New +$490K
ED icon
92
Consolidated Edison
ED
$39.4B
$473K 0.14%
8,343
– –
SABA
93
Saba Capital Income & Opportunities Fund II
SABA
$223M
$370K 0.11%
23,294
-30
-0.1% -$482
MSF
94
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$347K 0.1%
22,408
-696
-3% -$11.3K
FFNM
95
DELISTED
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.
FFNM
$340K 0.1%
63,730
-94,226
-60% -$547K
PIM
96
Franklin Master Intermediate Income Trust
PIM
$152M
$337K 0.1%
66,971
-1,650
-2% -$8.34K
ZF
97
DELISTED
Virtus Total Return Fund Inc.
ZF
$333K 0.1%
21,936
-245
-1% -$3.8K
AAPL icon
98
Apple
AAPL
$4.48T
$331K 0.1%
+13,132
New +$322K
APF
99
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$295K 0.09%
18,049
+6,628
+58% +$113K
MMD
100
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$264K 0.08%
14,800
-6,000
-29% -$105K
1 2 3
4
5

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
Precision Path Capital New York $233M AUM

Financial & Investment Management Group's Q3 2014 Portfolio in Review

As of Q3 2014, Financial & Investment Management Group held 123 positions worth $339M, down 3.1% from $350M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Financial & Investment Management Group deployed $11.3M of net new capital in Q3 2014, opening 19 new positions and adding to 36 existing holdings. Its largest new stake was Janus Capital Group Inc: 483,350 shares worth $7.03M.

By sector, the portfolio is most concentrated in Materials at 7.8% of assets, up from 7.7% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $5.04M trimmed.

  • Financial & Investment Management Group's largest Q3 2014 buy was Janus Capital Group Inc: 483,350 shares worth $7.03M.
  • Financial & Investment Management Group added most to Aberdeen Multi-Market Income Fund in Q3 2014, an estimated $2.07M increase.
  • Financial & Investment Management Group's biggest Q3 2014 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $5.04M.
  • Financial & Investment Management Group fully exited Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares in Q3 2014, selling an estimated $4.73M.
  • Financial & Investment Management Group's ten largest holdings make up 44% of its $339M portfolio in Q3 2014.
  • Financial & Investment Management Group opened 19 new positions and closed 12 in Q3 2014.
  • Financial & Investment Management Group's portfolio value fell 3.1% quarter-over-quarter to $339M.

Based on Financial & Investment Management Group's 13F filing for Q3 2014, filed 14 Oct 2014.