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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$350M
AUM Growth
+$7.57M
Cap. Flow
-$10.8M
Cap. Flow %
-3.1%
Top 10 Hldgs %
47.32%
Holding
118
New
3
Increased
31
Reduced
55
Closed
13

Top Buys

Rank Stock Value
1
VER
VEREIT, Inc.
VER
+$8.45M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$7.25M
3
PRMW
Primo Water Corporation
PRMW
+$4.68M
4
CDE icon
Coeur Mining
CDE
+$2.84M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.42M

Top Sells

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$6.88M
2
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$3.54M
3
PDT
John Hancock Premium Dividend Fund
PDT
+$2.98M
4
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$2.82M
5
CTCM
CTC MEDIA INC COM STK
CTCM
+$2.72M

Sector Composition

Rank Sector Weight
1 Materials 7.74%
2 Communication Services 6.33%
3 Financials 3.64%
4 Real Estate 3.57%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
76
Procter & Gamble
PG
$339B
$623K 0.18%
7,925
+1
+0% +$81
NOAH
77
Noah Holdings
NOAH
$603M
$605K 0.17%
42,800
+4,275
+11% +$58.5K
BUI icon
78
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$592K 0.17%
28,253
-15,684
-36% -$309K
FPT
79
DELISTED
Federated Premier Intermediate M
FPT
$582K 0.17%
44,150
-500
-1% -$6.51K
BTF
80
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$574K 0.16%
22,351
-2,804
-11% -$69.5K
NXQ
81
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$573K 0.16%
41,877
– –
RMT
82
Royce Micro-Cap Trust
RMT
$761M
$569K 0.16%
45,100
-2,740
-6% -$33.2K
DTE icon
83
DTE Energy
DTE
$29.1B
$551K 0.16%
8,313
+4,112
+98% +$267K
RSOL
84
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$546K 0.16%
183,078
-3,000
-2% -$8.95K
ED icon
85
Consolidated Edison
ED
$39.9B
$482K 0.14%
8,343
– –
CXH
86
DELISTED
MFS Investment Grade Municipal Trust
CXH
$422K 0.12%
45,500
– –
SABA
87
Saba Capital Income & Opportunities Fund II
SABA
$223M
$385K 0.11%
23,324
-65
-0.3% -$1.04K
MMD
88
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$371K 0.11%
20,800
-78,073
-79% -$1.37M
MSF
89
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$371K 0.11%
23,104
+409
+2% +$6.4K
PIM
90
Franklin Master Intermediate Income Trust
PIM
$151M
$353K 0.1%
68,621
-3,127
-4% -$16K
ZF
91
DELISTED
Virtus Total Return Fund Inc.
ZF
$347K 0.1%
22,181
-893
-4% -$13.6K
WBA
92
DELISTED
Walgreens Boots Alliance
WBA
$332K 0.09%
4,480
– –
CSQ icon
93
Calamos Strategic Total Return Fund
CSQ
$3.35B
$259K 0.07%
21,548
-35,987
-63% -$415K
APA icon
94
APA Corp
APA
$13.2B
$248K 0.07%
2,464
– –
UPS icon
95
United Parcel Service
UPS
$88.9B
$247K 0.07%
2,405
-100
-4% -$10K
JTP
96
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$243K 0.07%
28,536
+27
+0.1% +$224
PFE icon
97
Pfizer
PFE
$153B
$233K 0.07%
8,275
– –
JPC icon
98
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$211K 0.06%
21,725
-600
-3% -$5.71K
APF
99
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$191K 0.05%
+11,421
New +$187K
LOR
100
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$165K 0.05%
10,875
– –
1 2 3
4
5

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
Precision Path Capital New York $233M AUM

Financial & Investment Management Group's Q2 2014 Portfolio in Review

As of Q2 2014, Financial & Investment Management Group held 118 positions worth $350M, up 2.2% from $342M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Financial & Investment Management Group withdrew a net $10.8M in Q2 2014, closing 13 positions and reducing 55 holdings. Its most notable exit was WESTERN ASSET INFLATION MTGMT FUND INC. COM, an estimated $2.82M position sold in full.

By sector, the portfolio is most concentrated in Materials at 7.7% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Primo Water Corporation worth $4.4M.

  • Financial & Investment Management Group's largest Q2 2014 buy was Primo Water Corporation: 622,028 shares worth $4.4M.
  • Financial & Investment Management Group added most to VEREIT, Inc. in Q2 2014, an estimated $8.45M increase.
  • Financial & Investment Management Group's biggest Q2 2014 reduction was BLACKROCK REAL ASSET EQUITY TRUST, cutting an estimated $6.88M.
  • Financial & Investment Management Group fully exited WESTERN ASSET INFLATION MTGMT FUND INC. COM in Q2 2014, selling an estimated $2.82M.
  • Financial & Investment Management Group's ten largest holdings make up 47% of its $350M portfolio in Q2 2014.
  • Financial & Investment Management Group opened 3 new positions and closed 13 in Q2 2014.
  • Financial & Investment Management Group's portfolio value rose 2.2% quarter-over-quarter to $350M.

Based on Financial & Investment Management Group's 13F filing for Q2 2014, filed 10 Jul 2014.