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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$261M
AUM Growth
+$81M
Cap. Flow
+$80.8M
Cap. Flow %
30.96%
Top 10 Hldgs %
50.97%
Holding
94
New
23
Increased
31
Reduced
26
Closed
8

Top Buys

Rank Stock Value
1
PDT
John Hancock Premium Dividend Fund
PDT
+$15.6M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$13.8M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$6.63M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$6.2M
5
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$6.17M

Top Sells

Rank Stock Value
1
UNTD
UNITED ONLINE INC COM NEW
UNTD
+$9.7M
2
VOD icon
Vodafone
VOD
+$7.07M
3
NEM icon
Newmont
NEM
+$4.87M
4
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$3.93M
5
KGC icon
Kinross Gold
KGC
+$3.19M

Sector Composition

Rank Sector Weight
1 Materials 6.11%
2 Communication Services 3.92%
3 Financials 2.62%
4 Utilities 2.25%
5 Real Estate 1.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
76
ExxonMobil
XOM
$663B
$203K 0.08%
2,355
-1,524
-39% -$137K
JPC icon
77
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$194K 0.07%
22,325
-400
-2% -$3.6K
TOF
78
DELISTED
TOFUTTI BRANDS INC
TOF
$184K 0.07%
87,300
-900
-1% -$1.75K
VIAS
79
DELISTED
VIASYSTEMS GROUP INC COM STK (DE)
VIAS
$162K 0.06%
11,190
– –
CHW
80
Calamos Global Dynamic Income Fund
CHW
$549M
$119K 0.05%
13,950
+2,650
+23% +$22.3K
CSQ icon
81
Calamos Strategic Total Return Fund
CSQ
$3.37B
$118K 0.05%
+11,850
New +$120K
JTP
82
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$110K 0.04%
+14,500
New +$113K
MNKD icon
83
MannKind Corp
MNKD
$1.27B
$66K 0.03%
2,320
– –
KGC icon
84
Kinross Gold
KGC
$32.4B
$52K 0.02%
10,327
-602,865
-98% -$3.19M
HMY icon
85
Harmony Gold Mining
HMY
$12.4B
– –
-14,088
Closed -$54K
NEM icon
86
Newmont
NEM
$122B
– –
-162,567
Closed -$4.87M
POOL icon
87
Pool Corp
POOL
$7.28B
– –
-4,620
Closed -$242K
TT icon
88
Trane Technologies
TT
$105B
– –
-11,884
Closed -$527K
VOD icon
89
Vodafone
VOD
$36.4B
– –
-241,237
Closed -$7.07M
UNTD
90
DELISTED
UNITED ONLINE INC COM NEW
UNTD
– –
-182,748
Closed -$9.7M
KOG
91
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-12,375
Closed -$110K
1 2 3
4

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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q3 2013 Portfolio in Review

As of Q3 2013, Financial & Investment Management Group held 94 positions worth $261M, up 45% from $180M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Financial & Investment Management Group deployed $80.8M of net new capital in Q3 2013, opening 23 new positions and adding to 31 existing holdings. Its largest new stake was Allspring Multi-Sector Income Fund: 467,777 shares worth $6.61M.

By sector, the portfolio is most concentrated in Materials at 6.1% of assets, down from 8.8% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was AMER STRATEGIC INCM PTFL-III, an estimated $3.93M trimmed.

  • Financial & Investment Management Group's largest Q3 2013 buy was Allspring Multi-Sector Income Fund: 467,777 shares worth $6.61M.
  • Financial & Investment Management Group added most to John Hancock Premium Dividend Fund in Q3 2013, an estimated $15.6M increase.
  • Financial & Investment Management Group's biggest Q3 2013 reduction was AMER STRATEGIC INCM PTFL-III, cutting an estimated $3.93M.
  • Financial & Investment Management Group fully exited UNITED ONLINE INC COM NEW in Q3 2013, selling an estimated $9.7M.
  • Financial & Investment Management Group's ten largest holdings make up 51% of its $261M portfolio in Q3 2013.
  • Financial & Investment Management Group opened 23 new positions and closed 8 in Q3 2013.
  • Financial & Investment Management Group's portfolio value rose 45% quarter-over-quarter to $261M.

Based on Financial & Investment Management Group's 13F filing for Q3 2013, filed 21 Oct 2013.