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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+8.54%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$289M
AUM Growth
-$14.1M
Cap. Flow
-$22.5M
Cap. Flow %
-7.79%
Top 10 Hldgs %
47.96%
Holding
99
New
13
Increased
27
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$17M
2
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$11.9M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.68M
4
AGI icon
Alamos Gold
AGI
+$5.43M
5
MRK icon
Merck
MRK
+$5.15M

Top Sells

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$21.8M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$14.1M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$8.66M
4
LOV
Spark Networks SE American Depositary Shares
LOV
+$6.02M
5
RIC
Richmont Mines Inc.
RIC
+$5.67M

Sector Composition

Rank Sector Weight
1 Real Estate 17.09%
2 Materials 9.66%
3 Financials 4.63%
4 Utilities 3.85%
5 Communication Services 3.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGR
51
CBRE Global Real Estate Income Fund
IGR
$713M
$838K 0.29%
105,805
-5,618
-5% -$43.9K
PG icon
52
Procter & Gamble
PG
$339B
$838K 0.29%
9,119
-110
-1% -$9.89K
VGIT icon
53
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$775K 0.27%
+12,115
New +$779K
MCD icon
54
McDonald's
MCD
$195B
$746K 0.26%
4,336
– –
PEP icon
55
PepsiCo
PEP
$190B
$743K 0.26%
6,194
– –
DTE icon
56
DTE Energy
DTE
$29.1B
$725K 0.25%
7,779
+38
+0.5% +$3.61K
ED icon
57
Consolidated Edison
ED
$39.9B
$660K 0.23%
7,771
+40
+0.5% +$3.44K
SPE
58
Special Opportunities Fund
SPE
$144M
$544K 0.19%
38,292
+13,470
+54% +$202K
SPE.PRB
59
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$538K 0.19%
20,806
-201
-1% -$5.19K
STEW
60
SRH Total Return Fund
STEW
$1.81B
$506K 0.18%
45,594
-799
-2% -$8.49K
TLT icon
61
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$476K 0.17%
3,755
+410
+12% +$51.5K
GIS icon
62
General Mills
GIS
$19.7B
$432K 0.15%
7,280
+2
+0% +$108
ZF
63
DELISTED
Virtus Total Return Fund Inc.
ZF
$405K 0.14%
31,416
-1,000
-3% -$12.7K
GLO
64
Clough Global Opportunities Fund
GLO
$257M
$403K 0.14%
37,050
+1,770
+5% +$19.7K
LWAY icon
65
Lifeway Foods
LWAY
$481M
$402K 0.14%
50,302
+34,737
+223% +$331K
WBA
66
DELISTED
Walgreens Boots Alliance
WBA
$364K 0.13%
5,011
– –
UNH icon
67
UnitedHealth
UNH
$370B
$335K 0.12%
1,518
– –
IBM icon
68
IBM
IBM
$224B
$317K 0.11%
2,163
+16
+0.7% +$2.33K
MSF
69
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$312K 0.11%
17,431
-254
-1% -$4.46K
ICB
70
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$297K 0.1%
+16,210
New +$295K
APF
71
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$252K 0.09%
13,701
-873
-6% -$15.7K
ADI icon
72
Analog Devices
ADI
$190B
$234K 0.08%
2,632
– –
TDF
73
Templeton Dragon Fund
TDF
$280M
$231K 0.08%
10,735
-1,672
-13% -$35.7K
HD icon
74
Home Depot
HD
$355B
$220K 0.08%
+1,161
New +$200K
AAPL icon
75
Apple
AAPL
$4.57T
$204K 0.07%
+4,828
New +$202K
1 2
3
4

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2017 Portfolio in Review

As of Q4 2017, Financial & Investment Management Group held 99 positions worth $289M, down 4.7% from $303M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Financial & Investment Management Group withdrew a net $22.5M in Q4 2017, closing 16 positions and reducing 35 holdings. Its most notable exit was Guggenheim BulletShares 2017 Corporate Bond ETF, an estimated $14.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 17% a quarter earlier, followed by Materials and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Schwab US TIPS ETF worth $17M.

  • Financial & Investment Management Group's largest Q4 2017 buy was Schwab US TIPS ETF: 613,966 shares worth $17M.
  • Financial & Investment Management Group added most to Great Panther Mining Limited in Q4 2017, an estimated $4.12M increase.
  • Financial & Investment Management Group's biggest Q4 2017 reduction was Western Asset Inflation-Linked Opportunities & Income Fund, cutting an estimated $21.8M.
  • Financial & Investment Management Group fully exited Guggenheim BulletShares 2017 Corporate Bond ETF in Q4 2017, selling an estimated $14.1M.
  • Financial & Investment Management Group's ten largest holdings make up 48% of its $289M portfolio in Q4 2017.
  • Financial & Investment Management Group opened 13 new positions and closed 16 in Q4 2017.
  • Financial & Investment Management Group's portfolio value fell 4.7% quarter-over-quarter to $289M.

Based on Financial & Investment Management Group's 13F filing for Q4 2017, filed 25 Jan 2018.