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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$303M
AUM Growth
+$29M
Cap. Flow
+$26.6M
Cap. Flow %
8.79%
Top 10 Hldgs %
52.22%
Holding
91
New
9
Increased
26
Reduced
37
Closed
5

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.7M
2
UNIT
Uniti Group
UNIT
+$6.89M
3
NYRT
New York REIT, Inc.
NYRT
+$3.43M
4
BRX icon
Brixmor Property Group
BRX
+$3.33M
5
DIS icon
Walt Disney
DIS
+$2.24M

Top Sells

Rank Stock Value
1
RGLD icon
Royal Gold
RGLD
+$6.94M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$4.91M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.44M
4
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$4.09M
5
SBSW icon
Sibanye-Stillwater
SBSW
+$2.36M

Sector Composition

Rank Sector Weight
1 Real Estate 16.84%
2 Materials 7.71%
3 Financials 5.13%
4 Utilities 3.51%
5 Communication Services 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
51
Procter & Gamble
PG
$339B
$840K 0.28%
9,229
+1
+0% +$91
GGZ
52
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$820K 0.27%
61,996
-2,507
-4% -$31.8K
NXR
53
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$805K 0.27%
53,000
-1,000
-2% -$14.9K
VSI
54
DELISTED
Vitamin Shoppe Inc.
VSI
$774K 0.26%
144,703
+49
+0% +$378
GOAU icon
55
US Global GO Gold and Precious Metal Miners ETF
GOAU
$197M
$759K 0.25%
59,928
-983
-2% -$12.3K
DTE icon
56
DTE Energy
DTE
$29.1B
$707K 0.23%
7,741
+40
+0.5% +$3.71K
PEP icon
57
PepsiCo
PEP
$190B
$690K 0.23%
+6,194
New +$716K
MCD icon
58
McDonald's
MCD
$195B
$679K 0.22%
4,336
– –
NXQ
59
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$674K 0.22%
48,000
– –
ED icon
60
Consolidated Edison
ED
$39.9B
$624K 0.21%
7,731
+42
+0.5% +$3.48K
NXP icon
61
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$582K 0.19%
39,000
– –
SPE.PRB
62
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$538K 0.18%
21,007
-306
-1% -$7.85K
IRDM icon
63
Iridium Communications
IRDM
$5.29B
$494K 0.16%
47,916
-2,050
-4% -$21.3K
STEW
64
SRH Total Return Fund
STEW
$1.81B
$473K 0.16%
46,393
-2,079
-4% -$20.7K
BGB
65
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$432K 0.14%
27,033
-665
-2% -$10.6K
ZF
66
DELISTED
Virtus Total Return Fund Inc.
ZF
$423K 0.14%
32,416
-1,540
-5% -$19.4K
TLT icon
67
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$417K 0.14%
+3,345
New +$420K
GLO
68
Clough Global Opportunities Fund
GLO
$257M
$394K 0.13%
35,280
-6,158
-15% -$68.6K
WBA
69
DELISTED
Walgreens Boots Alliance
WBA
$387K 0.13%
5,011
– –
GIS icon
70
General Mills
GIS
$19.7B
$377K 0.12%
+7,278
New +$399K
SPE
71
Special Opportunities Fund
SPE
$143M
$376K 0.12%
24,822
+8,362
+51% +$123K
MSF
72
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$307K 0.1%
17,685
+700
+4% +$11.9K
IBM icon
73
IBM
IBM
$224B
$298K 0.1%
2,147
+83
+4% +$11.6K
UNH icon
74
UnitedHealth
UNH
$370B
$297K 0.1%
1,518
– –
NIM icon
75
Nuveen Select Maturities Municipal Fund
NIM
$117M
$277K 0.09%
26,825
-175
-0.6% -$1.79K
1 2
3
4

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
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PPC
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Financial & Investment Management Group's Q3 2017 Portfolio in Review

As of Q3 2017, Financial & Investment Management Group held 91 positions worth $303M, up 11% from $274M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Financial & Investment Management Group deployed $26.6M of net new capital in Q3 2017, opening 9 new positions and adding to 26 existing holdings. Its largest new stake was Uniti Group: 326,305 shares worth $4.78M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 14% a quarter earlier, followed by Materials and Financials.

On the sell side, the largest reduction was Royal Gold, an estimated $6.94M trimmed.

  • Financial & Investment Management Group's largest Q3 2017 buy was Uniti Group: 326,305 shares worth $4.78M.
  • Financial & Investment Management Group added most to Schwab Intermediately-Term US Treasury ETF in Q3 2017, an estimated $27.7M increase.
  • Financial & Investment Management Group's biggest Q3 2017 reduction was Royal Gold, cutting an estimated $6.94M.
  • Financial & Investment Management Group fully exited Sibanye-Stillwater in Q3 2017, selling an estimated $2.36M.
  • Financial & Investment Management Group's ten largest holdings make up 52% of its $303M portfolio in Q3 2017.
  • Financial & Investment Management Group opened 9 new positions and closed 5 in Q3 2017.
  • Financial & Investment Management Group's portfolio value rose 11% quarter-over-quarter to $303M.

Based on Financial & Investment Management Group's 13F filing for Q3 2017, filed 11 Oct 2017.