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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$274M
AUM Growth
-$22.2M
Cap. Flow
-$21.6M
Cap. Flow %
-7.91%
Top 10 Hldgs %
48.91%
Holding
103
New
9
Increased
22
Reduced
39
Closed
21

Top Buys

Rank Stock Value
1
KW
Kennedy-Wilson Holdings
KW
+$9.56M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$5.7M
3
NYRT
New York REIT, Inc.
NYRT
+$5.36M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.72M
5
RIC
Richmont Mines Inc.
RIC
+$4.09M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$33.9M
2
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$4.12M
3
MMT
Aberdeen Multi-Market Income Fund
MMT
+$3.8M
4
BBWI icon
Bath & Body Works
BBWI
+$2.68M
5
GLO
Clough Global Opportunities Fund
GLO
+$2.32M

Sector Composition

Rank Sector Weight
1 Real Estate 14.46%
2 Materials 10.13%
3 Financials 5.29%
4 Utilities 3.82%
5 Technology 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXR
51
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$790K 0.29%
54,000
– –
GOAU icon
52
US Global GO Gold and Precious Metal Miners ETF
GOAU
$197M
$726K 0.27%
+60,911
New +$726K
DTE icon
53
DTE Energy
DTE
$29.1B
$693K 0.25%
7,701
-696
-8% -$63.1K
MCD icon
54
McDonald's
MCD
$195B
$664K 0.24%
+4,336
New +$627K
NXQ
55
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$658K 0.24%
48,000
– –
ED icon
56
Consolidated Edison
ED
$39.9B
$621K 0.23%
7,689
-654
-8% -$52.9K
NXP icon
57
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$561K 0.21%
39,000
– –
IRDM icon
58
Iridium Communications
IRDM
$5.29B
$552K 0.2%
49,966
-60,850
-55% -$636K
SPE.PRB
59
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$543K 0.2%
21,313
-141
-0.7% -$3.61K
MMT
60
Aberdeen Multi-Market Income Fund
MMT
$243M
$503K 0.18%
81,082
-615,465
-88% -$3.8M
STEW
61
SRH Total Return Fund
STEW
$1.81B
$471K 0.17%
48,472
-532
-1% -$5.04K
BGB
62
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$441K 0.16%
27,698
-44,035
-61% -$709K
GLO
63
Clough Global Opportunities Fund
GLO
$257M
$439K 0.16%
41,438
-220,930
-84% -$2.32M
ZF
64
DELISTED
Virtus Total Return Fund Inc.
ZF
$416K 0.15%
+33,956
New +$403K
WBA
65
DELISTED
Walgreens Boots Alliance
WBA
$392K 0.14%
5,011
– –
CGO
66
Calamos Global Total Return Fund
CGO
$130M
$327K 0.12%
24,817
-92,880
-79% -$1.18M
IBM icon
67
IBM
IBM
$224B
$303K 0.11%
2,064
+16
+0.8% +$2.41K
UNH icon
68
UnitedHealth
UNH
$370B
$281K 0.1%
1,518
– –
MSF
69
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$274K 0.1%
16,985
-1,108
-6% -$17.5K
NIM icon
70
Nuveen Select Maturities Municipal Fund
NIM
$117M
$272K 0.1%
27,000
– –
TDF
71
Templeton Dragon Fund
TDF
$280M
$252K 0.09%
12,499
-171
-1% -$3.31K
APF
72
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$247K 0.09%
14,850
-570
-4% -$9.15K
SPE
73
Special Opportunities Fund
SPE
$143M
$239K 0.09%
16,460
+2,048
+14% +$29.2K
DRA
74
DELISTED
Diversified Real Asset Income Fd
DRA
$214K 0.08%
12,254
-1,053
-8% -$18.3K
ADI icon
75
Analog Devices
ADI
$190B
$205K 0.07%
2,632
– –
1 2
3
4 5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PPC
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Financial & Investment Management Group's Q2 2017 Portfolio in Review

As of Q2 2017, Financial & Investment Management Group held 103 positions worth $274M, down 7.5% from $296M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Financial & Investment Management Group withdrew a net $21.6M in Q2 2017, closing 21 positions and reducing 39 holdings. Its most notable exit was Duff & Phelps Utility and Infrastructure Fund, an estimated $4.12M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 14% of assets, up from 8.3% a quarter earlier, followed by Materials and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Kennedy-Wilson Holdings worth $9M.

  • Financial & Investment Management Group's largest Q2 2017 buy was Kennedy-Wilson Holdings: 472,391 shares worth $9M.
  • Financial & Investment Management Group added most to Guggenheim BulletShares 2017 Corporate Bond ETF in Q2 2017, an estimated $5.7M increase.
  • Financial & Investment Management Group's biggest Q2 2017 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $33.9M.
  • Financial & Investment Management Group fully exited Duff & Phelps Utility and Infrastructure Fund in Q2 2017, selling an estimated $4.12M.
  • Financial & Investment Management Group's ten largest holdings make up 49% of its $274M portfolio in Q2 2017.
  • Financial & Investment Management Group opened 9 new positions and closed 21 in Q2 2017.
  • Financial & Investment Management Group's portfolio value fell 7.5% quarter-over-quarter to $274M.

Based on Financial & Investment Management Group's 13F filing for Q2 2017, filed 14 Jul 2017.