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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+3.38%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$296M
AUM Growth
+$36.4M
Cap. Flow
+$26.9M
Cap. Flow %
9.08%
Top 10 Hldgs %
52.08%
Holding
111
New
16
Increased
19
Reduced
50
Closed
17

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$32.3M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$7.92M
3
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$7.91M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$5.03M
5
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$4.28M

Top Sells

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M
2
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$5.66M
3
STJ
St Jude Medical
STJ
+$5.24M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$4.21M
5
ERIC icon
Ericsson
ERIC
+$3.22M

Sector Composition

Rank Sector Weight
1 Materials 9.33%
2 Real Estate 8.29%
3 Financials 5.21%
4 Communication Services 4.08%
5 Utilities 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AC
51
DELISTED
Associated Capital Group
AC
$963K 0.33%
26,774
-3,150
-11% -$114K
CL icon
52
Colgate-Palmolive
CL
$74.4B
$893K 0.3%
12,200
– –
PG icon
53
Procter & Gamble
PG
$339B
$810K 0.27%
9,016
-23
-0.3% -$2.04K
NXR
54
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$767K 0.26%
+54,000
New +$767K
GGZ
55
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$763K 0.26%
66,986
-5,267
-7% -$58.3K
DTE icon
56
DTE Energy
DTE
$29.1B
$730K 0.25%
8,397
– –
RNP icon
57
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$719K 0.24%
37,164
-1,850
-5% -$36.1K
MIN
58
Aberdeen Intermediate Income Fund
MIN
$278M
$717K 0.24%
166,293
+74,209
+81% +$322K
EMD
59
Western Asset Emerging Markets Debt Fund
EMD
$616M
$715K 0.24%
46,137
-734
-2% -$11.2K
AWP
60
abrdn Global Premier Properties Fund
AWP
$367M
$690K 0.23%
40,221
-530
-1% -$8.71K
ED icon
61
Consolidated Edison
ED
$39.9B
$648K 0.22%
8,343
– –
NXQ
62
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$644K 0.22%
+48,000
New +$644K
LOV
63
DELISTED
Spark Networks SE American Depositary Shares
LOV
$572K 0.19%
555,012
+126,920
+30% +$120K
BOE icon
64
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$557K 0.19%
44,952
-649
-1% -$7.92K
NXP icon
65
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$547K 0.18%
+39,000
New +$547K
SPE.PRB
66
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$543K 0.18%
21,454
-469
-2% -$12K
GLU
67
Gabelli Utility & Income Trust
GLU
$116M
$462K 0.16%
24,853
-1,075
-4% -$19K
CHW
68
Calamos Global Dynamic Income Fund
CHW
$545M
$457K 0.15%
58,601
-106,347
-64% -$801K
STEW
69
SRH Total Return Fund
STEW
$1.81B
$456K 0.15%
49,004
-156
-0.3% -$1.44K
WBA
70
DELISTED
Walgreens Boots Alliance
WBA
$416K 0.14%
5,011
– –
GLV
71
Clough Global Dividend & Income Fund
GLV
$78.1M
$410K 0.14%
30,901
-25,755
-45% -$327K
TLT icon
72
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$404K 0.14%
+3,345
New +$401K
AAPL icon
73
Apple
AAPL
$4.57T
$364K 0.12%
10,148
-452
-4% -$14.9K
IBM icon
74
IBM
IBM
$224B
$341K 0.12%
2,048
+12
+0.6% +$2.01K
LOR
75
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$316K 0.11%
29,634
-153,902
-84% -$1.58M
1 2
3
4 5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q1 2017 Portfolio in Review

As of Q1 2017, Financial & Investment Management Group held 111 positions worth $296M, up 14% from $259M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Financial & Investment Management Group deployed $26.9M of net new capital in Q1 2017, opening 16 new positions and adding to 19 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 1,279,914 shares worth $32.3M.

By sector, the portfolio is most concentrated in Materials at 9.3% of assets, down from 9.6% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Western Asset Inflation-Linked Opportunities & Income Fund, an estimated $11.9M trimmed.

  • Financial & Investment Management Group's largest Q1 2017 buy was Schwab Short-Term US Treasury ETF: 1,279,914 shares worth $32.3M.
  • Financial & Investment Management Group added most to Guggenheim BulletShares 2017 Corporate Bond ETF in Q1 2017, an estimated $7.92M increase.
  • Financial & Investment Management Group's biggest Q1 2017 reduction was Western Asset Inflation-Linked Opportunities & Income Fund, cutting an estimated $11.9M.
  • Financial & Investment Management Group fully exited Apollo Senior Floating Rate Fund Inc. in Q1 2017, selling an estimated $5.66M.
  • Financial & Investment Management Group's ten largest holdings make up 52% of its $296M portfolio in Q1 2017.
  • Financial & Investment Management Group opened 16 new positions and closed 17 in Q1 2017.
  • Financial & Investment Management Group's portfolio value rose 14% quarter-over-quarter to $296M.

Based on Financial & Investment Management Group's 13F filing for Q1 2017, filed 17 Apr 2017.