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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-6.01%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$259M
AUM Growth
-$46.2M
Cap. Flow
-$31.3M
Cap. Flow %
-12.06%
Top 10 Hldgs %
49.21%
Holding
106
New
10
Increased
18
Reduced
54
Closed
11

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$24.8M
2
VOD icon
Vodafone
VOD
+$6.32M
3
HASI icon
Hannon Armstrong Sustainable Infrastructure Capital
HASI
+$4.85M
4
ERIC icon
Ericsson
ERIC
+$4.58M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.59M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.99M
3
VVR icon
Invesco Senior Income Trust
VVR
+$6.85M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$6.52M
5
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$6.39M

Sector Composition

Rank Sector Weight
1 Materials 9.63%
2 Real Estate 7.46%
3 Financials 5.75%
4 Communication Services 4.39%
5 Technology 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTA
51
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.06M 0.41%
86,250
-591,842
-87% -$6.99M
AC
52
DELISTED
Associated Capital Group
AC
$978K 0.38%
29,924
-713
-2% -$24.2K
VER
53
DELISTED
VEREIT, Inc.
VER
$917K 0.35%
21,669
-1,834
-8% -$81.1K
VVR icon
54
Invesco Senior Income Trust
VVR
$459M
$883K 0.34%
190,382
-1,544,895
-89% -$6.85M
BTG icon
55
B2Gold
BTG
$6.68B
$823K 0.32%
347,345
-65,970
-16% -$164K
NUM
56
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$809K 0.31%
60,653
– –
CL icon
57
Colgate-Palmolive
CL
$74.2B
$798K 0.31%
12,200
– –
BRW
58
Saba Capital Income & Opportunities Fund
BRW
$340M
$789K 0.3%
71,249
-377,564
-84% -$4.04M
GGZ
59
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$766K 0.3%
72,253
+6,581
+10% +$68.8K
PG icon
60
Procter & Gamble
PG
$339B
$760K 0.29%
9,039
– –
RNP icon
61
Cohen & Steers REIT and Preferred and Income Fund
RNP
$981M
$746K 0.29%
39,014
– –
DTE icon
62
DTE Energy
DTE
$28.7B
$704K 0.27%
8,397
-64
-0.8% -$5.14K
EMD
63
Western Asset Emerging Markets Debt Fund
EMD
$609M
$689K 0.27%
+46,871
New +$708K
GLV
64
Clough Global Dividend & Income Fund
GLV
$78.3M
$681K 0.26%
56,656
+3,335
+6% +$39K
EOD
65
Allspring Global Dividend Opportunity Fund
EOD
$286M
$678K 0.26%
124,471
-88,941
-42% -$482K
AWP
66
abrdn Global Premier Properties Fund
AWP
$364M
$627K 0.24%
40,751
+7,581
+23% +$119K
ED icon
67
Consolidated Edison
ED
$39.4B
$615K 0.24%
8,343
– –
SPE.PRB
68
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$557K 0.21%
21,923
-219
-1% -$5.58K
BSCH
69
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$554K 0.21%
24,500
-282,217
-92% -$6.39M
BOE icon
70
BlackRock Enhanced Global Dividend Trust
BOE
$689M
$528K 0.2%
45,601
+18,304
+67% +$213K
STEW
71
SRH Total Return Fund
STEW
$1.83B
$439K 0.17%
49,160
-774
-2% -$6.62K
GLU
72
Gabelli Utility & Income Trust
GLU
$116M
$436K 0.17%
25,928
-70
-0.3% -$1.17K
WBA
73
DELISTED
Walgreens Boots Alliance
WBA
$415K 0.16%
5,011
– –
LXP icon
74
LXP Industrial Trust
LXP
$3.57B
$414K 0.16%
7,661
-69,871
-90% -$3.56M
MIN
75
Aberdeen Intermediate Income Fund
MIN
$278M
$409K 0.16%
+92,084
New +$405K
1 2
3
4 5

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CPIM
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Financial & Investment Management Group's Q4 2016 Portfolio in Review

As of Q4 2016, Financial & Investment Management Group held 106 positions worth $259M, down 15% from $306M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Financial & Investment Management Group withdrew a net $31.3M in Q4 2016, closing 11 positions and reducing 54 holdings. Its most notable exit was BlackRock Floating Rate Income Strategies Fund, an estimated $6.52M position sold in full.

By sector, the portfolio is most concentrated in Materials at 9.6% of assets, down from 10% a quarter earlier, followed by Real Estate and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Vodafone worth $5.87M.

  • Financial & Investment Management Group's largest Q4 2016 buy was Vodafone: 240,227 shares worth $5.87M.
  • Financial & Investment Management Group added most to Schwab Intermediately-Term US Treasury ETF in Q4 2016, an estimated $24.8M increase.
  • Financial & Investment Management Group's biggest Q4 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $10.8M.
  • Financial & Investment Management Group fully exited BlackRock Floating Rate Income Strategies Fund in Q4 2016, selling an estimated $6.52M.
  • Financial & Investment Management Group's ten largest holdings make up 49% of its $259M portfolio in Q4 2016.
  • Financial & Investment Management Group opened 10 new positions and closed 11 in Q4 2016.
  • Financial & Investment Management Group's portfolio value fell 15% quarter-over-quarter to $259M.

Based on Financial & Investment Management Group's 13F filing for Q4 2016, filed 23 Jan 2017.