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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-10.57%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$359M
AUM Growth
-$29M
Cap. Flow
+$20.6M
Cap. Flow %
5.74%
Top 10 Hldgs %
38.97%
Holding
141
New
12
Increased
42
Reduced
62
Closed
17

Top Buys

Rank Stock Value
1
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$8.27M
2
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$6.14M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.81M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.46M
5
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$4.94M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$10.7M
2
VOD icon
Vodafone
VOD
+$4.87M
3
VER
VEREIT, Inc.
VER
+$4.55M
4
TDC icon
Teradata
TDC
+$4.39M
5
T icon
AT&T
T
+$4.13M

Sector Composition

Rank Sector Weight
1 Real Estate 9.69%
2 Financials 4.69%
3 Materials 3.84%
4 Communication Services 3.33%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KST
51
DELISTED
Deutsche Strategic Income Trust
KST
$1.55M 0.43%
151,171
+4,642
+3% +$49.9K
ES icon
52
Eversource Energy
ES
$26.8B
$1.51M 0.42%
29,860
– –
RVT icon
53
Royce Value Trust
RVT
$2.29B
$1.51M 0.42%
+130,965
New +$1.66M
ETX
54
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$1.5M 0.42%
86,703
-30,797
-26% -$531K
EMI
55
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.38M 0.38%
110,410
+11,360
+11% +$142K
LF
56
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$1.34M 0.37%
1,874,724
-46,450
-2% -$48.4K
BRW
57
Saba Capital Income & Opportunities Fund
BRW
$340M
$1.3M 0.36%
128,669
+54,638
+74% +$575K
DSL
58
DoubleLine Income Solutions Fund
DSL
$1.23B
$1.26M 0.35%
+73,175
New +$1.38M
TLI
59
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.22M 0.34%
+118,610
New +$1.27M
RGT
60
Royce Global Value Trust
RGT
$102M
$1.17M 0.32%
166,419
+36,717
+28% +$282K
GNW icon
61
Genworth Financial
GNW
$3.75B
$1.11M 0.31%
240,115
-6,850
-3% -$40.3K
LOV
62
DELISTED
Spark Networks SE American Depositary Shares
LOV
$1.07M 0.3%
370,163
+29,000
+9% +$90.6K
DMB
63
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$1.02M 0.28%
85,815
-1,750
-2% -$20.5K
ZTR
64
Virtus Total Return Fund
ZTR
$337M
$1M 0.28%
87,890
+128
+0.1% +$1.57K
BDMS
65
DELISTED
BIRNER DENTAL MGMT SVCS INC
BDMS
$1M 0.28%
78,612
-873
-1% -$11.3K
FAST icon
66
Fastenal
FAST
$59.8B
$986K 0.27%
107,712
-1,480
-1% -$14.7K
PDT
67
John Hancock Premium Dividend Fund
PDT
$628M
$973K 0.27%
77,506
+8,371
+12% +$110K
AWP
68
abrdn Global Premier Properties Fund
AWP
$363M
$959K 0.27%
+57,262
New +$1.05M
BRK.B icon
69
Berkshire Hathaway Class B
BRK.B
$1.14T
$934K 0.26%
7,162
-200
-3% -$27.4K
JGH icon
70
Nuveen Global High Income Fund
JGH
$356M
$853K 0.24%
59,140
-3,098
-5% -$48.5K
VFL
71
DELISTED
abrdn National Municipal Income Fund
VFL
$843K 0.23%
65,888
-10,500
-14% -$133K
BCV
72
Bancroft Fund
BCV
$140M
$821K 0.23%
43,881
-1,827
-4% -$37K
NUM
73
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$801K 0.22%
60,753
+49,753
+452% +$658K
CL icon
74
Colgate-Palmolive
CL
$74.3B
$774K 0.22%
12,200
– –
TZOO icon
75
Travelzoo
TZOO
$73.9M
$756K 0.21%
91,430
-6,620
-7% -$62K
1 2
3
4 5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q3 2015 Portfolio in Review

As of Q3 2015, Financial & Investment Management Group held 141 positions worth $359M, down 7.5% from $388M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Financial & Investment Management Group deployed $20.6M of net new capital in Q3 2015, opening 12 new positions and adding to 42 existing holdings. Its largest new stake was Duff & Phelps Utility and Infrastructure Fund: 368,674 shares worth $5.58M.

By sector, the portfolio is most concentrated in Real Estate at 9.7% of assets, up from 8.5% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $10.7M trimmed.

  • Financial & Investment Management Group's largest Q3 2015 buy was Duff & Phelps Utility and Infrastructure Fund: 368,674 shares worth $5.58M.
  • Financial & Investment Management Group added most to Cohen & Steers Closed End Opportunity Fund in Q3 2015, an estimated $8.27M increase.
  • Financial & Investment Management Group's biggest Q3 2015 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $10.7M.
  • Financial & Investment Management Group fully exited Vodafone in Q3 2015, selling an estimated $4.87M.
  • Financial & Investment Management Group's ten largest holdings make up 39% of its $359M portfolio in Q3 2015.
  • Financial & Investment Management Group opened 12 new positions and closed 17 in Q3 2015.
  • Financial & Investment Management Group's portfolio value fell 7.5% quarter-over-quarter to $359M.

Based on Financial & Investment Management Group's 13F filing for Q3 2015, filed 15 Oct 2015.