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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-3.3%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$38.1M
Cap. Flow
+$39.9M
Cap. Flow %
10.57%
Top 10 Hldgs %
39.16%
Holding
136
New
23
Increased
32
Reduced
55
Closed
21

Top Buys

Rank Stock Value
1
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$18.8M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$13.8M
3
GGN
GAMCO Global Gold, Natural Resources & Income Trust
GGN
+$11.1M
4
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$8.04M
5
MIN
Aberdeen Intermediate Income Fund
MIN
+$6.32M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$21.6M
2
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$9.72M
3
PDT
John Hancock Premium Dividend Fund
PDT
+$8.92M
4
KGC icon
Kinross Gold
KGC
+$3.94M
5
CDE icon
Coeur Mining
CDE
+$3.92M

Sector Composition

Rank Sector Weight
1 Financials 7.65%
2 Communication Services 6.63%
3 Materials 5.8%
4 Real Estate 2.99%
5 Consumer Discretionary 2.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIQ
51
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.75M 0.47%
138,710
-6,750
-5% -$86K
JGH icon
52
Nuveen Global High Income Fund
JGH
$356M
$1.69M 0.45%
+97,919
New +$1.74M
PHD
53
DELISTED
Pioneer Floating Rate Fund
PHD
$1.68M 0.45%
+147,729
New +$1.69M
ES icon
54
Eversource Energy
ES
$27.2B
$1.6M 0.42%
29,860
– –
EVG
55
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$1.59M 0.42%
+112,389
New +$1.62M
CNVS icon
56
Cineverse
CNVS
$65.6M
$1.54M 0.41%
4,747
-21
-0.4% -$6.79K
VBF icon
57
Invesco Bond Fund
VBF
$169M
$1.5M 0.4%
81,370
-40,767
-33% -$754K
BWG
58
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.44M 0.38%
85,966
-5
-0% -$85
MNP
59
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.38M 0.37%
93,162
-4,000
-4% -$59.3K
UTF icon
60
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$1.37M 0.36%
60,113
-9,484
-14% -$219K
CSI
61
DELISTED
Cutwater Select Income Fund
CSI
$1.35M 0.36%
69,759
-39,602
-36% -$775K
ICB
62
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$1.3M 0.35%
72,787
-1,485
-2% -$26.3K
KST
63
DELISTED
Deutsche Strategic Income Trust
KST
$1.29M 0.34%
+111,367
New +$1.33M
FAST icon
64
Fastenal
FAST
$59.5B
$1.24M 0.33%
104,104
+756
+0.7% +$8.46K
BHK icon
65
BlackRock Core Bond Trust
BHK
$667M
$1.17M 0.31%
+88,332
New +$1.17M
BGT icon
66
BlackRock Floating Rate Income Trust
BGT
$325M
$1.15M 0.3%
+89,490
New +$1.18M
BRK.B icon
67
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.1M 0.29%
7,330
-80
-1% -$11.5K
DMB
68
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$1.03M 0.27%
84,728
-3,500
-4% -$42.3K
BCV
69
Bancroft Fund
BCV
$139M
$1.01M 0.27%
50,339
-2,347
-4% -$46.6K
RGT
70
Royce Global Value Trust
RGT
$102M
$998K 0.26%
124,178
+58,579
+89% +$486K
CXH
71
DELISTED
MFS Investment Grade Municipal Trust
CXH
$982K 0.26%
104,800
+6,550
+7% +$60.7K
BKT icon
72
BlackRock Income Trust
BKT
$341M
$968K 0.26%
+50,427
New +$966K
VFL
73
DELISTED
abrdn National Municipal Income Fund
VFL
$931K 0.25%
71,138
-7,000
-9% -$90.6K
NXR
74
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$916K 0.24%
64,300
-4,000
-6% -$56.1K
LF
75
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$907K 0.24%
+192,100
New +$1.02M
1 2
3
4 5

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CHA
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CPIM
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REFI
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VAM
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HCG
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PPC
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Financial & Investment Management Group's Q4 2014 Portfolio in Review

As of Q4 2014, Financial & Investment Management Group held 136 positions worth $377M, up 11% from $339M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Financial & Investment Management Group deployed $39.9M of net new capital in Q4 2014, opening 23 new positions and adding to 32 existing holdings. Its largest new stake was BlackRock Resources & Commodities Strategy Trust: 1,796,997 shares worth $17.4M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $21.6M trimmed.

  • Financial & Investment Management Group's largest Q4 2014 buy was BlackRock Resources & Commodities Strategy Trust: 1,796,997 shares worth $17.4M.
  • Financial & Investment Management Group added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q4 2014, an estimated $13.8M increase.
  • Financial & Investment Management Group's biggest Q4 2014 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $21.6M.
  • Financial & Investment Management Group fully exited BLACKROCK REAL ASSET EQUITY TRUST in Q4 2014, selling an estimated $9.72M.
  • Financial & Investment Management Group's ten largest holdings make up 39% of its $377M portfolio in Q4 2014.
  • Financial & Investment Management Group opened 23 new positions and closed 21 in Q4 2014.
  • Financial & Investment Management Group's portfolio value rose 11% quarter-over-quarter to $377M.

Based on Financial & Investment Management Group's 13F filing for Q4 2014, filed 15 Jan 2015.