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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-4.39%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$339M
AUM Growth
-$10.7M
Cap. Flow
+$11.3M
Cap. Flow %
3.33%
Top 10 Hldgs %
43.93%
Holding
123
New
19
Increased
36
Reduced
43
Closed
12

Top Buys

Rank Stock Value
1
JNS
Janus Capital Group Inc
JNS
+$5.87M
2
VOD icon
Vodafone
VOD
+$5.72M
3
LTM
LIFE TIME FITNESS INC
LTM
+$5.29M
4
KGC icon
Kinross Gold
KGC
+$4.69M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$4.27M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$5.04M
2
MBT
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
+$4.73M
3
SLA
AMERICAN SELECT PTFL INC
SLA
+$4.57M
4
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$3.96M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$3.62M

Sector Composition

Rank Sector Weight
1 Materials 7.83%
2 Communication Services 7.52%
3 Financials 5.98%
4 Real Estate 3.15%
5 Consumer Staples 2.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTF icon
51
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$1.61M 0.47%
69,597
+11,736
+20% +$280K
TIVO
52
DELISTED
TIVO INC
TIVO
$1.6M 0.47%
+125,210
New +$1.68M
TZOO icon
53
Travelzoo
TZOO
$75.4M
$1.53M 0.45%
+98,650
New +$1.71M
LWAY icon
54
Lifeway Foods
LWAY
$481M
$1.52M 0.45%
109,434
+6,908
+7% +$93.7K
DLR icon
55
Digital Realty Trust
DLR
$71.7B
$1.49M 0.44%
23,855
-18,425
-44% -$1.17M
CNVS icon
56
Cineverse
CNVS
$65.6M
$1.48M 0.44%
+4,768
New +$2M
BWG
57
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.46M 0.43%
85,971
-680
-0.8% -$12.3K
MNP
58
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.44M 0.43%
97,162
– –
ICB
59
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$1.33M 0.39%
74,272
-100
-0.1% -$1.79K
ES icon
60
Eversource Energy
ES
$27.2B
$1.32M 0.39%
29,860
– –
DCA
61
DELISTED
Virtus Total Return Fund
DCA
$1.27M 0.37%
272,268
-503,755
-65% -$2.39M
CSG
62
DELISTED
CHAMBERS STR PPTYS COM
CSG
$1.25M 0.37%
+165,540
New +$1.3M
BNA
63
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$1.18M 0.35%
113,889
-750
-0.7% -$7.87K
FAST icon
64
Fastenal
FAST
$59.5B
$1.16M 0.34%
103,348
-177,104
-63% -$2.02M
BCV
65
Bancroft Fund
BCV
$139M
$1.04M 0.31%
52,686
-688
-1% -$13.9K
DMB
66
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$1.04M 0.31%
88,228
+32,228
+58% +$377K
CMK
67
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$1.03M 0.3%
122,833
-725
-0.6% -$6.1K
BRK.B icon
68
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.02M 0.3%
7,410
+90
+1% +$12K
VFL
69
DELISTED
abrdn National Municipal Income Fund
VFL
$997K 0.29%
78,138
+1,200
+2% +$15.4K
SPE
70
Special Opportunities Fund
SPE
$143M
$985K 0.29%
61,834
-489
-0.8% -$7.87K
SBW
71
DELISTED
Western Asset Worldwide Income
SBW
$951K 0.28%
77,704
-525
-0.7% -$6.7K
NXR
72
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$947K 0.28%
68,300
– –
TDF
73
Templeton Dragon Fund
TDF
$280M
$929K 0.27%
36,022
-731
-2% -$19.7K
CXH
74
DELISTED
MFS Investment Grade Municipal Trust
CXH
$898K 0.26%
98,250
+52,750
+116% +$484K
DOVR
75
DELISTED
DOVER SADDLERY INC
DOVR
$834K 0.25%
162,333
-93,417
-37% -$474K
1 2
3
4 5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PPC
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Financial & Investment Management Group's Q3 2014 Portfolio in Review

As of Q3 2014, Financial & Investment Management Group held 123 positions worth $339M, down 3.1% from $350M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Financial & Investment Management Group deployed $11.3M of net new capital in Q3 2014, opening 19 new positions and adding to 36 existing holdings. Its largest new stake was Janus Capital Group Inc: 483,350 shares worth $7.03M.

By sector, the portfolio is most concentrated in Materials at 7.8% of assets, up from 7.7% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $5.04M trimmed.

  • Financial & Investment Management Group's largest Q3 2014 buy was Janus Capital Group Inc: 483,350 shares worth $7.03M.
  • Financial & Investment Management Group added most to Aberdeen Multi-Market Income Fund in Q3 2014, an estimated $2.07M increase.
  • Financial & Investment Management Group's biggest Q3 2014 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $5.04M.
  • Financial & Investment Management Group fully exited Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares in Q3 2014, selling an estimated $4.73M.
  • Financial & Investment Management Group's ten largest holdings make up 44% of its $339M portfolio in Q3 2014.
  • Financial & Investment Management Group opened 19 new positions and closed 12 in Q3 2014.
  • Financial & Investment Management Group's portfolio value fell 3.1% quarter-over-quarter to $339M.

Based on Financial & Investment Management Group's 13F filing for Q3 2014, filed 14 Oct 2014.