We are live on ! Find out more
FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$350M
AUM Growth
+$7.57M
Cap. Flow
-$10.8M
Cap. Flow %
-3.1%
Top 10 Hldgs %
47.32%
Holding
118
New
3
Increased
31
Reduced
55
Closed
13

Top Buys

Rank Stock Value
1
VER
VEREIT, Inc.
VER
+$8.45M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$7.25M
3
PRMW
Primo Water Corporation
PRMW
+$4.68M
4
CDE icon
Coeur Mining
CDE
+$2.84M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.42M

Top Sells

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$6.88M
2
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$3.54M
3
PDT
John Hancock Premium Dividend Fund
PDT
+$2.98M
4
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$2.82M
5
CTCM
CTC MEDIA INC COM STK
CTCM
+$2.72M

Sector Composition

Rank Sector Weight
1 Materials 7.74%
2 Communication Services 6.33%
3 Financials 3.64%
4 Real Estate 3.57%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LWAY icon
51
Lifeway Foods
LWAY
$481M
$1.43M 0.41%
102,526
-1,825
-2% -$25.6K
MNP
52
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.43M 0.41%
97,162
– –
UTF icon
53
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$1.42M 0.4%
57,861
-2,988
-5% -$69K
ES icon
54
Eversource Energy
ES
$27.2B
$1.41M 0.4%
29,860
– –
DOVR
55
DELISTED
DOVER SADDLERY INC
DOVR
$1.39M 0.4%
255,750
-66,800
-21% -$360K
ICB
56
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$1.34M 0.38%
74,372
-870
-1% -$15.5K
AEC
57
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$1.27M 0.36%
70,300
-204,626
-74% -$3.54M
BNA
58
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$1.25M 0.36%
114,639
-64,895
-36% -$687K
LODE icon
59
Comstock
LODE
$245M
$1.13M 0.32%
2,709
+226
+9% +$95K
BCV
60
Bancroft Fund
BCV
$139M
$1.08M 0.31%
53,374
-1,852
-3% -$36.7K
CMK
61
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$1.05M 0.3%
123,558
-9,225
-7% -$78K
SBW
62
DELISTED
Western Asset Worldwide Income
SBW
$1.03M 0.29%
78,229
+3,844
+5% +$49.2K
SPE
63
Special Opportunities Fund
SPE
$144M
$994K 0.28%
62,323
-327
-0.5% -$5.11K
VFL
64
DELISTED
abrdn National Municipal Income Fund
VFL
$992K 0.28%
76,938
+1,100
+1% +$14K
BSP
65
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$968K 0.28%
110,243
-5,610
-5% -$48.1K
FFNM
66
DELISTED
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.
FFNM
$967K 0.28%
157,956
-8,855
-5% -$47.1K
NXR
67
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$962K 0.27%
68,300
– –
TDF
68
Templeton Dragon Fund
TDF
$280M
$950K 0.27%
36,753
+256
+0.7% +$6.38K
BRK.B icon
69
Berkshire Hathaway Class B
BRK.B
$1.13T
$926K 0.26%
7,320
+98
+1% +$12.4K
CL icon
70
Colgate-Palmolive
CL
$74.4B
$832K 0.24%
12,200
– –
NXP icon
71
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$824K 0.24%
58,514
– –
MCN
72
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$764K 0.22%
86,883
-74,163
-46% -$630K
ZTR
73
Virtus Total Return Fund
ZTR
$339M
$730K 0.21%
50,745
-3,428
-6% -$48.4K
JVA icon
74
Coffee Holding Co
JVA
$20M
$666K 0.19%
94,307
-600
-0.6% -$4.41K
DMB
75
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$663K 0.19%
56,000
– –
1 2
3
4 5

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
Precision Path Capital New York $233M AUM

Financial & Investment Management Group's Q2 2014 Portfolio in Review

As of Q2 2014, Financial & Investment Management Group held 118 positions worth $350M, up 2.2% from $342M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Financial & Investment Management Group withdrew a net $10.8M in Q2 2014, closing 13 positions and reducing 55 holdings. Its most notable exit was WESTERN ASSET INFLATION MTGMT FUND INC. COM, an estimated $2.82M position sold in full.

By sector, the portfolio is most concentrated in Materials at 7.7% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Primo Water Corporation worth $4.4M.

  • Financial & Investment Management Group's largest Q2 2014 buy was Primo Water Corporation: 622,028 shares worth $4.4M.
  • Financial & Investment Management Group added most to VEREIT, Inc. in Q2 2014, an estimated $8.45M increase.
  • Financial & Investment Management Group's biggest Q2 2014 reduction was BLACKROCK REAL ASSET EQUITY TRUST, cutting an estimated $6.88M.
  • Financial & Investment Management Group fully exited WESTERN ASSET INFLATION MTGMT FUND INC. COM in Q2 2014, selling an estimated $2.82M.
  • Financial & Investment Management Group's ten largest holdings make up 47% of its $350M portfolio in Q2 2014.
  • Financial & Investment Management Group opened 3 new positions and closed 13 in Q2 2014.
  • Financial & Investment Management Group's portfolio value rose 2.2% quarter-over-quarter to $350M.

Based on Financial & Investment Management Group's 13F filing for Q2 2014, filed 10 Jul 2014.