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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$261M
AUM Growth
+$81M
Cap. Flow
+$80.8M
Cap. Flow %
30.96%
Top 10 Hldgs %
50.97%
Holding
94
New
23
Increased
31
Reduced
26
Closed
8

Top Buys

Rank Stock Value
1
PDT
John Hancock Premium Dividend Fund
PDT
+$15.6M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$13.8M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$6.63M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$6.2M
5
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$6.17M

Top Sells

Rank Stock Value
1
UNTD
UNITED ONLINE INC COM NEW
UNTD
+$9.7M
2
VOD icon
Vodafone
VOD
+$7.07M
3
NEM icon
Newmont
NEM
+$4.87M
4
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$3.93M
5
KGC icon
Kinross Gold
KGC
+$3.19M

Sector Composition

Rank Sector Weight
1 Materials 6.11%
2 Communication Services 3.92%
3 Financials 2.62%
4 Utilities 2.25%
5 Real Estate 1.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
51
Apple
AAPL
$4.57T
$922K 0.35%
54,124
-8,876
-14% -$147K
FFNM
52
DELISTED
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.
FFNM
$807K 0.31%
182,067
-17,301
-9% -$75.2K
BTF
53
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$780K 0.3%
35,780
-31,602
-47% -$698K
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.13T
$747K 0.29%
6,577
-725
-10% -$83.6K
CL icon
55
Colgate-Palmolive
CL
$74.4B
$712K 0.27%
12,000
-230
-2% -$13.6K
MMT
56
Aberdeen Multi-Market Income Fund
MMT
$243M
$674K 0.26%
101,951
+17,000
+20% +$110K
RMT
57
Royce Micro-Cap Trust
RMT
$761M
$640K 0.25%
54,635
-81,168
-60% -$928K
SBW
58
DELISTED
Western Asset Worldwide Income
SBW
$620K 0.24%
49,347
+3,189
+7% +$39.7K
CSP
59
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$550K 0.21%
79,420
-574,861
-88% -$3.93M
MSFT icon
60
Microsoft
MSFT
$3.71T
$514K 0.2%
15,433
-71,050
-82% -$2.34M
ED icon
61
Consolidated Edison
ED
$39.9B
$460K 0.18%
8,343
– –
LOR
62
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$447K 0.17%
33,380
-154,001
-82% -$2.03M
PG icon
63
Procter & Gamble
PG
$339B
$438K 0.17%
5,793
-1,820
-24% -$145K
ZF
64
DELISTED
Virtus Total Return Fund Inc.
ZF
$351K 0.13%
+25,940
New +$345K
MSF
65
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$339K 0.13%
+22,628
New +$334K
DNY
66
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$322K 0.12%
16,924
-375
-2% -$7.26K
BOE icon
67
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$318K 0.12%
+22,742
New +$315K
ADM icon
68
Archer Daniels Midland
ADM
$36.9B
$313K 0.12%
+8,501
New +$310K
WFC icon
69
Wells Fargo
WFC
$264B
$283K 0.11%
6,844
+1,373
+25% +$58.6K
TRV icon
70
Travelers Companies
TRV
$80.2B
$265K 0.1%
+3,126
New +$258K
WBA
71
DELISTED
Walgreens Boots Alliance
WBA
$241K 0.09%
4,480
-600
-12% -$30.2K
TEVA icon
72
Teva Pharmaceuticals
TEVA
$41.2B
$239K 0.09%
6,322
+101
+2% +$3.94K
UPS icon
73
United Parcel Service
UPS
$88.9B
$238K 0.09%
2,608
-460
-15% -$40.4K
DTE icon
74
DTE Energy
DTE
$29.1B
$236K 0.09%
4,201
-436
-9% -$25.3K
APA icon
75
APA Corp
APA
$13.2B
$210K 0.08%
2,464
-38
-2% -$3.16K
1 2
3
4

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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q3 2013 Portfolio in Review

As of Q3 2013, Financial & Investment Management Group held 94 positions worth $261M, up 45% from $180M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Financial & Investment Management Group deployed $80.8M of net new capital in Q3 2013, opening 23 new positions and adding to 31 existing holdings. Its largest new stake was Allspring Multi-Sector Income Fund: 467,777 shares worth $6.61M.

By sector, the portfolio is most concentrated in Materials at 6.1% of assets, down from 8.8% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was AMER STRATEGIC INCM PTFL-III, an estimated $3.93M trimmed.

  • Financial & Investment Management Group's largest Q3 2013 buy was Allspring Multi-Sector Income Fund: 467,777 shares worth $6.61M.
  • Financial & Investment Management Group added most to John Hancock Premium Dividend Fund in Q3 2013, an estimated $15.6M increase.
  • Financial & Investment Management Group's biggest Q3 2013 reduction was AMER STRATEGIC INCM PTFL-III, cutting an estimated $3.93M.
  • Financial & Investment Management Group fully exited UNITED ONLINE INC COM NEW in Q3 2013, selling an estimated $9.7M.
  • Financial & Investment Management Group's ten largest holdings make up 51% of its $261M portfolio in Q3 2013.
  • Financial & Investment Management Group opened 23 new positions and closed 8 in Q3 2013.
  • Financial & Investment Management Group's portfolio value rose 45% quarter-over-quarter to $261M.

Based on Financial & Investment Management Group's 13F filing for Q3 2013, filed 21 Oct 2013.