FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M

2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

This Quarter Return

-4.24%

1 Year Return

-8.43%

3 Year Return

+18.92%

5 Year Return

-0.99%

10 Year Return

–

AUM

$180M

AUM Growth

–

Cap. Flow

+$180M

Cap. Flow % of AUM

100%

Top 10 Holdings % Top 10 Hldgs %

55.25%

Holding

New

Increased

–

Reduced

–

Closed

–

Top Buys

1	WIW Western Asset Inflation-Linked Opportunities & Income Fund WIW	$18.7M
2	ACG ALLIANCEBERNSTEIN INCOME FUND INC. ACG	$18.3M
3	BlackRock Credit Allocation Income Trust BTZ	$17.3M
4	UNTD UNITED ONLINE INC COM NEW UNTD	$9.7M
5	Gaia GAIA	$8.16M

Top Sells

No sells this quarter

Sector Composition

1	Communication Services	9.93%
2	Materials	8.78%
3	Utilities	3.31%
4	Financials	2.81%
5	Industrials	2.37%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
51	51 Exxon Mobil XOM $477B	$350K	0.19%	+3,879	New	+$350K
52	DNY 52 DELISTED DENALI FUND INC (THE) COM STK DNY	$337K	0.19%	+17,299	New	+$337K
53	53 United Parcel Service UPS $72.3B	$265K	0.15%	+3,068	New	+$265K
54	54 DTE Energy DTE $28.1B	$264K	0.15%	+3,946	New	+$264K
55	55 Teva Pharmaceuticals TEVA $21.5B	$244K	0.14%	+6,221	New	+$244K
56	56 Pool Corp POOL $11.4B	$242K	0.13%	+4,620	New	+$242K
57	57 Wells Fargo WFC $258B	$226K	0.13%	+5,471	New	+$226K
58	WBA 58 DELISTED Walgreens Boots Alliance WBA	$225K	0.13%	+5,080	New	+$225K
59	GDO 59 Western Asset Global Corporate Defined Opportunity Fund GDO $89.5M	$218K	0.12%	+12,000	New	+$218K
60	60 Nuveen Preferred & Income Opportunities Fund JPC $2.61B	$217K	0.12%	+22,725	New	+$217K
61	61 APA Corp APA $8.11B	$210K	0.12%	+2,502	New	+$210K
62	JGG 62 DELISTED NUVEEN GLOBAL INCOME OPPORTUNITIES FUND JGG	$178K	0.1%	+14,427	New	+$178K
63	TOF 63 DELISTED TOFUTTI BRANDS INC TOF	$132K	0.07%	+88,200	New	+$132K
64	VIAS 64 DELISTED VIASYSTEMS GROUP INC COM STK (DE) VIAS	$129K	0.07%	+11,190	New	+$129K
65	KOG 65 DELISTED KODIAK OIL & GAS CORP KOG	$110K	0.06%	+12,375	New	+$110K
66	CHW 66 Calamos Global Dynamic Income Fund CHW $463M	$94K	0.05%	+11,300	New	+$94K
67	67 MannKind Corp MNKD $1.69B	$75K	0.04%	+11,600	New	+$75K
68	68 Harmony Gold Mining HMY $9.4B	$54K	0.03%	+14,088	New	+$54K