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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+8.54%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$289M
AUM Growth
-$14.1M
Cap. Flow
-$22.5M
Cap. Flow %
-7.79%
Top 10 Hldgs %
47.96%
Holding
99
New
13
Increased
27
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$17M
2
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$11.9M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.68M
4
AGI icon
Alamos Gold
AGI
+$5.43M
5
MRK icon
Merck
MRK
+$5.15M

Top Sells

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$21.8M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$14.1M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$8.66M
4
LOV
Spark Networks SE American Depositary Shares
LOV
+$6.02M
5
RIC
Richmont Mines Inc.
RIC
+$5.67M

Sector Composition

Rank Sector Weight
1 Real Estate 17.09%
2 Materials 9.66%
3 Financials 4.63%
4 Utilities 3.85%
5 Communication Services 3.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
26
Invesco Senior Income Trust
VVR
$454M
$3.73M 1.29%
850,184
+514,584
+153% +$2.27M
GWRS icon
27
Global Water Resources
GWRS
$219M
$3.67M 1.27%
392,743
-6,587
-2% -$62.8K
IEF icon
28
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$3.62M 1.25%
34,286
-334
-1% -$35.4K
PRMW
29
DELISTED
Primo Water Corporation
PRMW
$3.57M 1.24%
214,401
-141,922
-40% -$2.28M
SHY icon
30
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$3.55M 1.23%
42,342
+13,292
+46% +$1.12M
GDL
31
GDL Fund
GDL
$92.1M
$3.45M 1.2%
354,644
-9,003
-2% -$90K
GROW icon
32
US Global Investors
GROW
$38.5M
$2.94M 1.02%
755,171
-1,467,704
-66% -$4.97M
WIW
33
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$2.88M 1%
251,869
-1,935,759
-88% -$21.8M
ARRY
34
DELISTED
Array Biopharma Inc
ARRY
$2.83M 0.98%
220,806
-5,450
-2% -$62K
SELF
35
Global Self Storage
SELF
$58.8M
$2.77M 0.96%
598,020
-114,901
-16% -$545K
LOV
36
DELISTED
Spark Networks SE American Depositary Shares
LOV
$2.4M 0.83%
189,306
-891,819
-82% -$6.02M
SABA
37
Saba Capital Income & Opportunities Fund II
SABA
$223M
$2.34M 0.81%
181,123
+16,378
+10% +$215K
HASI icon
38
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
$2.21M 0.77%
91,728
-7,415
-7% -$178K
VTA
39
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.9M 0.66%
+161,802
New +$1.89M
NYRT
40
DELISTED
New York REIT, Inc.
NYRT
$1.83M 0.63%
46,555
-53,739
-54% -$3.45M
ES icon
41
Eversource Energy
ES
$27.2B
$1.75M 0.61%
27,653
+144
+0.5% +$9.1K
TURN
42
DELISTED
180 Degree Capital
TURN
$1.57M 0.54%
266,021
-245,349
-48% -$1.46M
MIN
43
Aberdeen Intermediate Income Fund
MIN
$278M
$1.49M 0.52%
359,108
+62,073
+21% +$260K
FAST icon
44
Fastenal
FAST
$59.5B
$1.47M 0.51%
107,608
+16,832
+19% +$209K
SQBG
45
DELISTED
Sequential Brands Group, Inc.
SQBG
$1.44M 0.5%
20,206
+2,488
+14% +$210K
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.43M 0.5%
7,226
-75
-1% -$14.2K
EMI
47
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.05M 0.36%
81,610
-1,200
-1% -$15.7K
NUM
48
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1.03M 0.36%
77,682
+1,400
+2% +$18.8K
GOAU icon
49
US Global GO Gold and Precious Metal Miners ETF
GOAU
$197M
$980K 0.34%
75,364
+15,436
+26% +$192K
CL icon
50
Colgate-Palmolive
CL
$74.4B
$920K 0.32%
12,200
– –
1
2
3 4

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LA
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CHA
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CPIM
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REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2017 Portfolio in Review

As of Q4 2017, Financial & Investment Management Group held 99 positions worth $289M, down 4.7% from $303M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Financial & Investment Management Group withdrew a net $22.5M in Q4 2017, closing 16 positions and reducing 35 holdings. Its most notable exit was Guggenheim BulletShares 2017 Corporate Bond ETF, an estimated $14.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 17% a quarter earlier, followed by Materials and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Schwab US TIPS ETF worth $17M.

  • Financial & Investment Management Group's largest Q4 2017 buy was Schwab US TIPS ETF: 613,966 shares worth $17M.
  • Financial & Investment Management Group added most to Great Panther Mining Limited in Q4 2017, an estimated $4.12M increase.
  • Financial & Investment Management Group's biggest Q4 2017 reduction was Western Asset Inflation-Linked Opportunities & Income Fund, cutting an estimated $21.8M.
  • Financial & Investment Management Group fully exited Guggenheim BulletShares 2017 Corporate Bond ETF in Q4 2017, selling an estimated $14.1M.
  • Financial & Investment Management Group's ten largest holdings make up 48% of its $289M portfolio in Q4 2017.
  • Financial & Investment Management Group opened 13 new positions and closed 16 in Q4 2017.
  • Financial & Investment Management Group's portfolio value fell 4.7% quarter-over-quarter to $289M.

Based on Financial & Investment Management Group's 13F filing for Q4 2017, filed 25 Jan 2018.