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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$303M
AUM Growth
+$29M
Cap. Flow
+$26.6M
Cap. Flow %
8.79%
Top 10 Hldgs %
52.22%
Holding
91
New
9
Increased
26
Reduced
37
Closed
5

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.7M
2
UNIT
Uniti Group
UNIT
+$6.89M
3
NYRT
New York REIT, Inc.
NYRT
+$3.43M
4
BRX icon
Brixmor Property Group
BRX
+$3.33M
5
DIS icon
Walt Disney
DIS
+$2.24M

Top Sells

Rank Stock Value
1
RGLD icon
Royal Gold
RGLD
+$6.94M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$4.91M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.44M
4
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$4.09M
5
SBSW icon
Sibanye-Stillwater
SBSW
+$2.36M

Sector Composition

Rank Sector Weight
1 Real Estate 16.84%
2 Materials 7.71%
3 Financials 5.13%
4 Utilities 3.51%
5 Communication Services 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWRS icon
26
Global Water Resources
GWRS
$219M
$3.76M 1.24%
399,330
-9,080
-2% -$87.2K
GDL
27
GDL Fund
GDL
$92.1M
$3.71M 1.23%
363,647
-7,608
-2% -$77.8K
IEF icon
28
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$3.69M 1.22%
34,620
-625
-2% -$67K
SELF
29
Global Self Storage
SELF
$58.8M
$3.44M 1.14%
712,921
-172,243
-19% -$839K
BRX icon
30
Brixmor Property Group
BRX
$9.32B
$3.3M 1.09%
+175,342
New +$3.33M
BWG
31
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$3.09M 1.02%
230,062
-302,753
-57% -$4.09M
ARRY
32
DELISTED
Array Biopharma Inc
ARRY
$2.78M 0.92%
+226,256
New +$2.1M
TURN
33
DELISTED
180 Degree Capital
TURN
$2.67M 0.88%
511,370
-26,797
-5% -$131K
SHY icon
34
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$2.45M 0.81%
29,050
– –
HASI icon
35
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
$2.42M 0.8%
99,143
-81,703
-45% -$1.91M
SABA
36
Saba Capital Income & Opportunities Fund II
SABA
$223M
$2.22M 0.73%
164,745
-367,502
-69% -$4.91M
SQBG
37
DELISTED
Sequential Brands Group, Inc.
SQBG
$2.12M 0.7%
17,718
+4,526
+34% +$543K
ES icon
38
Eversource Energy
ES
$27.2B
$1.66M 0.55%
27,509
+143
+0.5% +$8.82K
ERIC icon
39
Ericsson
ERIC
$33.3B
$1.64M 0.54%
285,594
-2,407
-0.8% -$14.9K
VVR icon
40
Invesco Senior Income Trust
VVR
$454M
$1.51M 0.5%
+335,600
New +$1.5M
RGLD icon
41
Royal Gold
RGLD
$19.5B
$1.41M 0.47%
16,363
-80,199
-83% -$6.94M
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.34M 0.44%
7,301
– –
LOV
43
DELISTED
Spark Networks SE American Depositary Shares
LOV
$1.32M 0.44%
1,081,125
+148,712
+16% +$159K
MIN
44
Aberdeen Intermediate Income Fund
MIN
$278M
$1.27M 0.42%
297,035
-13,783
-4% -$59.3K
EMI
45
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.09M 0.36%
82,810
– –
GPL
46
DELISTED
Great Panther Mining Limited
GPL
$1.09M 0.36%
+87,697
New +$1.13M
NUM
47
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1.04M 0.35%
76,282
– –
FAST icon
48
Fastenal
FAST
$59.5B
$1.03M 0.34%
90,776
+556
+0.6% +$5.99K
CL icon
49
Colgate-Palmolive
CL
$74.4B
$889K 0.29%
12,200
– –
IGR
50
CBRE Global Real Estate Income Fund
IGR
$713M
$880K 0.29%
111,423
+3,072
+3% +$23.9K
1
2
3 4

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CPIM
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REFI
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VAM
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Financial & Investment Management Group's Q3 2017 Portfolio in Review

As of Q3 2017, Financial & Investment Management Group held 91 positions worth $303M, up 11% from $274M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Financial & Investment Management Group deployed $26.6M of net new capital in Q3 2017, opening 9 new positions and adding to 26 existing holdings. Its largest new stake was Uniti Group: 326,305 shares worth $4.78M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 14% a quarter earlier, followed by Materials and Financials.

On the sell side, the largest reduction was Royal Gold, an estimated $6.94M trimmed.

  • Financial & Investment Management Group's largest Q3 2017 buy was Uniti Group: 326,305 shares worth $4.78M.
  • Financial & Investment Management Group added most to Schwab Intermediately-Term US Treasury ETF in Q3 2017, an estimated $27.7M increase.
  • Financial & Investment Management Group's biggest Q3 2017 reduction was Royal Gold, cutting an estimated $6.94M.
  • Financial & Investment Management Group fully exited Sibanye-Stillwater in Q3 2017, selling an estimated $2.36M.
  • Financial & Investment Management Group's ten largest holdings make up 52% of its $303M portfolio in Q3 2017.
  • Financial & Investment Management Group opened 9 new positions and closed 5 in Q3 2017.
  • Financial & Investment Management Group's portfolio value rose 11% quarter-over-quarter to $303M.

Based on Financial & Investment Management Group's 13F filing for Q3 2017, filed 11 Oct 2017.