We are live on ! Find out more
FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$274M
AUM Growth
-$22.2M
Cap. Flow
-$21.6M
Cap. Flow %
-7.91%
Top 10 Hldgs %
48.91%
Holding
103
New
9
Increased
22
Reduced
39
Closed
21

Top Buys

Rank Stock Value
1
KW
Kennedy-Wilson Holdings
KW
+$9.56M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$5.7M
3
NYRT
New York REIT, Inc.
NYRT
+$5.36M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.72M
5
RIC
Richmont Mines Inc.
RIC
+$4.09M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$33.9M
2
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$4.12M
3
MMT
Aberdeen Multi-Market Income Fund
MMT
+$3.8M
4
BBWI icon
Bath & Body Works
BBWI
+$2.68M
5
GLO
Clough Global Opportunities Fund
GLO
+$2.32M

Sector Composition

Rank Sector Weight
1 Real Estate 14.46%
2 Materials 10.13%
3 Financials 5.29%
4 Utilities 3.82%
5 Technology 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL
26
GDL Fund
GDL
$92.1M
$3.81M 1.39%
371,255
+17,479
+5% +$176K
IEF icon
27
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$3.76M 1.37%
35,245
– –
GROW icon
28
US Global Investors
GROW
$38.5M
$3.62M 1.32%
2,378,219
-23,307
-1% -$33.4K
CVA
29
DELISTED
Covanta Holding Corporation
CVA
$3.43M 1.25%
259,888
+51,981
+25% +$755K
SCHR
30
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$3.36M 1.23%
124,638
-1,255,954
-91% -$33.9M
TURN
31
DELISTED
180 Degree Capital
TURN
$2.62M 0.96%
538,167
-35,267
-6% -$162K
AC
32
DELISTED
Associated Capital Group
AC
$2.48M 0.91%
73,234
+46,460
+174% +$1.57M
SHY icon
33
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$2.45M 0.9%
29,050
+300
+1% +$25.4K
SBSW icon
34
Sibanye-Stillwater
SBSW
$7.53B
$2.36M 0.86%
541,205
+89,729
+20% +$595K
DIS icon
35
Walt Disney
DIS
$181B
$2.3M 0.84%
21,617
+167
+0.8% +$18.3K
SQBG
36
DELISTED
Sequential Brands Group, Inc.
SQBG
$2.11M 0.77%
+13,192
New +$1.88M
ERIC icon
37
Ericsson
ERIC
$33.3B
$2.06M 0.75%
288,001
-19,381
-6% -$131K
VSI
38
DELISTED
Vitamin Shoppe Inc.
VSI
$1.69M 0.62%
144,654
+61,155
+73% +$901K
ES icon
39
Eversource Energy
ES
$27.2B
$1.66M 0.61%
27,366
-2,494
-8% -$151K
MIN
40
Aberdeen Intermediate Income Fund
MIN
$278M
$1.34M 0.49%
310,818
+144,525
+87% +$625K
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.24M 0.45%
7,301
– –
RGT
42
Royce Global Value Trust
RGT
$102M
$1.2M 0.44%
125,327
-5,871
-4% -$54.5K
EMI
43
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.12M 0.41%
82,810
-1,000
-1% -$13.2K
NUM
44
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1.04M 0.38%
76,282
– –
FAST icon
45
Fastenal
FAST
$59.5B
$982K 0.36%
90,220
-16,008
-15% -$180K
CL icon
46
Colgate-Palmolive
CL
$74.4B
$904K 0.33%
12,200
– –
LOV
47
DELISTED
Spark Networks SE American Depositary Shares
LOV
$895K 0.33%
932,413
+377,401
+68% +$383K
IGR
48
CBRE Global Real Estate Income Fund
IGR
$713M
$836K 0.31%
108,351
+75,258
+227% +$574K
PG icon
49
Procter & Gamble
PG
$339B
$804K 0.29%
9,228
+212
+2% +$18.7K
GGZ
50
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$797K 0.29%
64,503
-2,483
-4% -$29.6K
1
2
3 4 5

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
Precision Path Capital New York $233M AUM

Financial & Investment Management Group's Q2 2017 Portfolio in Review

As of Q2 2017, Financial & Investment Management Group held 103 positions worth $274M, down 7.5% from $296M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Financial & Investment Management Group withdrew a net $21.6M in Q2 2017, closing 21 positions and reducing 39 holdings. Its most notable exit was Duff & Phelps Utility and Infrastructure Fund, an estimated $4.12M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 14% of assets, up from 8.3% a quarter earlier, followed by Materials and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Kennedy-Wilson Holdings worth $9M.

  • Financial & Investment Management Group's largest Q2 2017 buy was Kennedy-Wilson Holdings: 472,391 shares worth $9M.
  • Financial & Investment Management Group added most to Guggenheim BulletShares 2017 Corporate Bond ETF in Q2 2017, an estimated $5.7M increase.
  • Financial & Investment Management Group's biggest Q2 2017 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $33.9M.
  • Financial & Investment Management Group fully exited Duff & Phelps Utility and Infrastructure Fund in Q2 2017, selling an estimated $4.12M.
  • Financial & Investment Management Group's ten largest holdings make up 49% of its $274M portfolio in Q2 2017.
  • Financial & Investment Management Group opened 9 new positions and closed 21 in Q2 2017.
  • Financial & Investment Management Group's portfolio value fell 7.5% quarter-over-quarter to $274M.

Based on Financial & Investment Management Group's 13F filing for Q2 2017, filed 14 Jul 2017.