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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+3.38%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$296M
AUM Growth
+$36.4M
Cap. Flow
+$26.9M
Cap. Flow %
9.08%
Top 10 Hldgs %
52.08%
Holding
111
New
16
Increased
19
Reduced
50
Closed
17

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$32.3M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$7.92M
3
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$7.91M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$5.03M
5
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$4.28M

Top Sells

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M
2
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$5.66M
3
STJ
St Jude Medical
STJ
+$5.24M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$4.21M
5
ERIC icon
Ericsson
ERIC
+$3.22M

Sector Composition

Rank Sector Weight
1 Materials 9.33%
2 Real Estate 8.29%
3 Financials 5.21%
4 Communication Services 4.08%
5 Utilities 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
26
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$3.72M 1.26%
35,245
+1,810
+5% +$190K
GWRS icon
27
Global Water Resources
GWRS
$219M
$3.61M 1.22%
415,191
-8,021
-2% -$69K
GDL
28
GDL Fund
GDL
$92.1M
$3.48M 1.18%
353,776
+19,284
+6% +$191K
CVA
29
DELISTED
Covanta Holding Corporation
CVA
$3.26M 1.1%
207,907
-5,485
-3% -$86.1K
GLO
30
Clough Global Opportunities Fund
GLO
$257M
$2.7M 0.91%
262,368
-11,601
-4% -$113K
BBWI icon
31
Bath & Body Works
BBWI
$4.1B
$2.68M 0.91%
+70,342
New +$3.17M
VER
32
DELISTED
VEREIT, Inc.
VER
$2.65M 0.9%
62,360
+40,691
+188% +$1.75M
TURN
33
DELISTED
180 Degree Capital
TURN
$2.49M 0.84%
573,434
-18,960
-3% -$77.2K
DIS icon
34
Walt Disney
DIS
$181B
$2.43M 0.82%
21,450
-268
-1% -$29.5K
SHY icon
35
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$2.43M 0.82%
28,750
-325
-1% -$27.4K
GOOG icon
36
Alphabet (Google) Class C
GOOG
$4.32T
$2.21M 0.75%
53,220
-31,380
-37% -$1.29M
ERIC icon
37
Ericsson
ERIC
$33.3B
$2.04M 0.69%
307,382
-521,763
-63% -$3.22M
STKL
38
DELISTED
SunOpta
STKL
$1.89M 0.64%
271,552
-49,870
-16% -$358K
ES icon
39
Eversource Energy
ES
$27.2B
$1.75M 0.59%
29,860
– –
VSI
40
DELISTED
Vitamin Shoppe Inc.
VSI
$1.68M 0.57%
+83,499
New +$1.78M
ABT icon
41
Abbott
ABT
$187B
$1.48M 0.5%
+33,269
New +$1.44M
CGO
42
Calamos Global Total Return Fund
CGO
$130M
$1.41M 0.48%
117,697
-2,315
-2% -$26.4K
FAST icon
43
Fastenal
FAST
$59.5B
$1.37M 0.46%
106,228
+15,312
+17% +$192K
BRK.B icon
44
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.22M 0.41%
7,301
+25
+0.3% +$4.18K
RGT
45
Royce Global Value Trust
RGT
$102M
$1.15M 0.39%
131,198
-7,083
-5% -$60.2K
BGB
46
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$1.14M 0.38%
71,733
-75,735
-51% -$1.2M
EMI
47
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.09M 0.37%
83,810
-7,500
-8% -$98.2K
IRDM icon
48
Iridium Communications
IRDM
$5.29B
$1.07M 0.36%
+110,816
New +$1.06M
NUM
49
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1.02M 0.34%
76,282
+15,629
+26% +$208K
BTZ icon
50
BlackRock Credit Allocation Income Trust
BTZ
$956M
$996K 0.34%
75,677
-10,372
-12% -$135K
1
2
3 4 5

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CHA
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CPIM
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REFI
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VAM
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Financial & Investment Management Group's Q1 2017 Portfolio in Review

As of Q1 2017, Financial & Investment Management Group held 111 positions worth $296M, up 14% from $259M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Financial & Investment Management Group deployed $26.9M of net new capital in Q1 2017, opening 16 new positions and adding to 19 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 1,279,914 shares worth $32.3M.

By sector, the portfolio is most concentrated in Materials at 9.3% of assets, down from 9.6% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Western Asset Inflation-Linked Opportunities & Income Fund, an estimated $11.9M trimmed.

  • Financial & Investment Management Group's largest Q1 2017 buy was Schwab Short-Term US Treasury ETF: 1,279,914 shares worth $32.3M.
  • Financial & Investment Management Group added most to Guggenheim BulletShares 2017 Corporate Bond ETF in Q1 2017, an estimated $7.92M increase.
  • Financial & Investment Management Group's biggest Q1 2017 reduction was Western Asset Inflation-Linked Opportunities & Income Fund, cutting an estimated $11.9M.
  • Financial & Investment Management Group fully exited Apollo Senior Floating Rate Fund Inc. in Q1 2017, selling an estimated $5.66M.
  • Financial & Investment Management Group's ten largest holdings make up 52% of its $296M portfolio in Q1 2017.
  • Financial & Investment Management Group opened 16 new positions and closed 17 in Q1 2017.
  • Financial & Investment Management Group's portfolio value rose 14% quarter-over-quarter to $296M.

Based on Financial & Investment Management Group's 13F filing for Q1 2017, filed 17 Apr 2017.