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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-6.01%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$259M
AUM Growth
-$46.2M
Cap. Flow
-$31.3M
Cap. Flow %
-12.06%
Top 10 Hldgs %
49.21%
Holding
106
New
10
Increased
18
Reduced
54
Closed
11

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$24.8M
2
VOD icon
Vodafone
VOD
+$6.32M
3
HASI icon
Hannon Armstrong Sustainable Infrastructure Capital
HASI
+$4.85M
4
ERIC icon
Ericsson
ERIC
+$4.58M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.59M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.99M
3
VVR icon
Invesco Senior Income Trust
VVR
+$6.85M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$6.52M
5
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$6.39M

Sector Composition

Rank Sector Weight
1 Materials 9.63%
2 Real Estate 7.46%
3 Financials 5.75%
4 Communication Services 4.39%
5 Technology 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL
26
GDL Fund
GDL
$92.1M
$3.29M 1.27%
334,492
+89,934
+37% +$880K
GOOG icon
27
Alphabet (Google) Class C
GOOG
$4.32T
$3.27M 1.26%
84,600
-4,980
-6% -$194K
JQC icon
28
Nuveen Credit Strategies Income Fund
JQC
$711M
$2.6M 1%
294,285
-1,264,590
-81% -$10.8M
SHY icon
29
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$2.46M 0.95%
29,075
– –
TURN
30
DELISTED
180 Degree Capital
TURN
$2.45M 0.95%
592,394
+130,671
+28% +$515K
GLO
31
Clough Global Opportunities Fund
GLO
$257M
$2.45M 0.95%
273,969
+89,662
+49% +$811K
STKL
32
DELISTED
SunOpta
STKL
$2.27M 0.87%
321,422
-287,330
-47% -$2M
DIS icon
33
Walt Disney
DIS
$181B
$2.26M 0.87%
21,718
-846
-4% -$82.5K
BGB
34
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$2.26M 0.87%
+147,468
New +$2.2M
UTF icon
35
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$1.88M 0.72%
96,925
-132,736
-58% -$2.66M
LOR
36
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1.82M 0.7%
183,536
-3,173
-2% -$31K
PRMW
37
DELISTED
Primo Water Corporation
PRMW
$1.75M 0.68%
154,809
+41,190
+36% +$511K
ES icon
38
Eversource Energy
ES
$27.2B
$1.65M 0.64%
29,860
– –
PHD
39
DELISTED
Pioneer Floating Rate Fund
PHD
$1.64M 0.63%
138,507
-336,284
-71% -$3.95M
DHC
40
Diversified Healthcare Trust
DHC
$2.14B
$1.63M 0.63%
86,133
-20,410
-19% -$396K
CGO
41
Calamos Global Total Return Fund
CGO
$130M
$1.26M 0.49%
120,012
+41,869
+54% +$450K
ERC
42
Allspring Multi-Sector Income Fund
ERC
$259M
$1.26M 0.49%
98,271
-18,055
-16% -$228K
FOF icon
43
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$1.23M 0.47%
105,028
-113,143
-52% -$1.33M
BRK.B icon
44
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.19M 0.46%
7,276
-76
-1% -$11.7K
EMI
45
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.17M 0.45%
91,310
-1,500
-2% -$19.7K
WWAV
46
DELISTED
The WhiteWave Foods Company
WWAV
$1.16M 0.45%
+20,835
New +$1.14M
CHW
47
Calamos Global Dynamic Income Fund
CHW
$545M
$1.15M 0.44%
164,948
-5,176
-3% -$37.1K
BTZ icon
48
BlackRock Credit Allocation Income Trust
BTZ
$956M
$1.12M 0.43%
86,049
-32,545
-27% -$413K
RGT
49
Royce Global Value Trust
RGT
$102M
$1.11M 0.43%
138,281
-2,137
-2% -$16.9K
FAST icon
50
Fastenal
FAST
$59.5B
$1.07M 0.41%
90,916
-5,332
-6% -$58.5K
1
2
3 4 5

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CHA
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CPIM
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REFI
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VAM
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Financial & Investment Management Group's Q4 2016 Portfolio in Review

As of Q4 2016, Financial & Investment Management Group held 106 positions worth $259M, down 15% from $306M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Financial & Investment Management Group withdrew a net $31.3M in Q4 2016, closing 11 positions and reducing 54 holdings. Its most notable exit was BlackRock Floating Rate Income Strategies Fund, an estimated $6.52M position sold in full.

By sector, the portfolio is most concentrated in Materials at 9.6% of assets, down from 10% a quarter earlier, followed by Real Estate and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Vodafone worth $5.87M.

  • Financial & Investment Management Group's largest Q4 2016 buy was Vodafone: 240,227 shares worth $5.87M.
  • Financial & Investment Management Group added most to Schwab Intermediately-Term US Treasury ETF in Q4 2016, an estimated $24.8M increase.
  • Financial & Investment Management Group's biggest Q4 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $10.8M.
  • Financial & Investment Management Group fully exited BlackRock Floating Rate Income Strategies Fund in Q4 2016, selling an estimated $6.52M.
  • Financial & Investment Management Group's ten largest holdings make up 49% of its $259M portfolio in Q4 2016.
  • Financial & Investment Management Group opened 10 new positions and closed 11 in Q4 2016.
  • Financial & Investment Management Group's portfolio value fell 15% quarter-over-quarter to $259M.

Based on Financial & Investment Management Group's 13F filing for Q4 2016, filed 23 Jan 2017.