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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$375M
AUM Growth
+$15.7M
Cap. Flow
-$10.4M
Cap. Flow %
-2.77%
Top 10 Hldgs %
39.87%
Holding
126
New
9
Increased
37
Reduced
52
Closed
21

Top Buys

Rank Stock Value
1
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$6.16M
2
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$5.98M
3
SELF
Global Self Storage
SELF
+$4.31M
4
UTF icon
Cohen & Steers Infrastructure Fund
UTF
+$3.16M
5
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$3M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$6.9M
2
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.05M
3
MCR
MFS Charter Income Trust
MCR
+$3.35M
4
GPT
Gramercy Property Trust
GPT
+$2.88M
5
GDO
Western Asset Global Corporate Defined Opportunity Fund
GDO
+$2.84M

Sector Composition

Rank Sector Weight
1 Real Estate 10.6%
2 Materials 7.21%
3 Communication Services 3.93%
4 Financials 2.96%
5 Consumer Staples 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGLD icon
26
Royal Gold
RGLD
$19.5B
$5.43M 1.45%
105,845
+23,970
+29% +$977K
RMT
27
Royce Micro-Cap Trust
RMT
$760M
$5.27M 1.4%
752,431
+91,540
+14% +$607K
SELF
28
Global Self Storage
SELF
$58.6M
$5M 1.33%
+1,027,213
New +$4.31M
SAND
29
DELISTED
Sandstorm Gold
SAND
$4.79M 1.28%
1,456,930
+403,475
+38% +$1.11M
GDO
30
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$4.7M 1.25%
284,938
-178,591
-39% -$2.84M
GROW icon
31
US Global Investors
GROW
$38.5M
$4.48M 1.2%
2,591,455
-50,625
-2% -$73.1K
EOD
32
Allspring Global Dividend Opportunity Fund
EOD
$284M
$4.47M 1.19%
749,058
+53,443
+8% +$302K
LXP icon
33
LXP Industrial Trust
LXP
$3.57B
$4.41M 1.18%
102,606
-34,845
-25% -$1.34M
SNR
34
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$4.37M 1.17%
424,697
-9,565
-2% -$89.6K
BRW
35
Saba Capital Income & Opportunities Fund
BRW
$342M
$4.35M 1.16%
431,121
+121,727
+39% +$1.17M
ERC
36
Allspring Multi-Sector Income Fund
ERC
$260M
$3.97M 1.06%
324,839
-445,286
-58% -$5.05M
CVA
37
DELISTED
Covanta Holding Corporation
CVA
$3.84M 1.03%
227,920
+80,908
+55% +$1.19M
BWG
38
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$3.66M 0.98%
296,658
-4,282
-1% -$48.5K
TLI
39
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$3.6M 0.96%
368,542
+26,661
+8% +$249K
GOOG icon
40
Alphabet (Google) Class C
GOOG
$4.31T
$3.55M 0.95%
95,360
-1,800
-2% -$64.5K
AWP
41
abrdn Global Premier Properties Fund
AWP
$365M
$2.58M 0.69%
153,548
+1,115
+0.7% +$17.4K
TURN
42
DELISTED
180 Degree Capital
TURN
$2.39M 0.64%
482,447
+58,318
+14% +$324K
BTG icon
43
B2Gold
BTG
$6.61B
$2.16M 0.58%
1,301,160
-1,746,560
-57% -$1.91M
GDL
44
GDL Fund
GDL
$92.3M
$2.16M 0.58%
215,274
-15,445
-7% -$153K
TIVO
45
DELISTED
TIVO INC
TIVO
$2.12M 0.57%
222,870
-6,595
-3% -$53K
RVT icon
46
Royce Value Trust
RVT
$2.3B
$2.03M 0.54%
173,061
+13,179
+8% +$142K
STKL
47
DELISTED
SunOpta
STKL
$1.98M 0.53%
443,150
+8,400
+2% +$45.9K
EVG
48
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$1.86M 0.5%
139,492
-18,911
-12% -$247K
SPE
49
Special Opportunities Fund
SPE
$144M
$1.86M 0.5%
148,976
+32,985
+28% +$395K
ES icon
50
Eversource Energy
ES
$26.7B
$1.74M 0.46%
29,860
– –
1
2
3 4 5

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CPIM
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Financial & Investment Management Group's Q1 2016 Portfolio in Review

As of Q1 2016, Financial & Investment Management Group held 126 positions worth $375M, up 4.4% from $359M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Financial & Investment Management Group's Q1 2016 filing shows 9 new, 37 increased, 52 reduced and 21 closed positions. Its largest new stake was Global Self Storage: 1,027,213 shares worth $5M. The largest sale was BlackRock Credit Allocation Income Trust, an estimated $6.9M.

By sector, the portfolio is most concentrated in Real Estate at 11% of assets, up from 9.9% a quarter earlier, followed by Materials and Communication Services.

  • Financial & Investment Management Group's largest Q1 2016 buy was Global Self Storage: 1,027,213 shares worth $5M.
  • Financial & Investment Management Group added most to Saba Capital Income & Opportunities Fund II in Q1 2016, an estimated $6.16M increase.
  • Financial & Investment Management Group's biggest Q1 2016 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $6.9M.
  • Financial & Investment Management Group fully exited Blackstone Strategic Credit 2027 Term Fund in Q1 2016, selling an estimated $2.69M.
  • Financial & Investment Management Group's ten largest holdings make up 40% of its $375M portfolio in Q1 2016.
  • Financial & Investment Management Group opened 9 new positions and closed 21 in Q1 2016.
  • Financial & Investment Management Group's portfolio value rose 4.4% quarter-over-quarter to $375M.

Based on Financial & Investment Management Group's 13F filing for Q1 2016, filed 12 Apr 2016.