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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-3.3%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$38.1M
Cap. Flow
+$39.9M
Cap. Flow %
10.57%
Top 10 Hldgs %
39.16%
Holding
136
New
23
Increased
32
Reduced
55
Closed
21

Top Buys

Rank Stock Value
1
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$18.8M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$13.8M
3
GGN
GAMCO Global Gold, Natural Resources & Income Trust
GGN
+$11.1M
4
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$8.04M
5
MIN
Aberdeen Intermediate Income Fund
MIN
+$6.32M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$21.6M
2
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$9.72M
3
PDT
John Hancock Premium Dividend Fund
PDT
+$8.92M
4
KGC icon
Kinross Gold
KGC
+$3.94M
5
CDE icon
Coeur Mining
CDE
+$3.92M

Sector Composition

Rank Sector Weight
1 Financials 7.65%
2 Communication Services 6.63%
3 Materials 5.8%
4 Real Estate 2.99%
5 Consumer Discretionary 2.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
26
Nuveen Credit Strategies Income Fund
JQC
$711M
$4.99M 1.32%
568,565
+98,150
+21% +$860K
T icon
27
AT&T
T
$163B
$4.96M 1.31%
195,348
+50,779
+35% +$1.32M
FOF icon
28
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$4.93M 1.31%
374,858
-386
-0.1% -$5.07K
SGL
29
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.8M 1.27%
566,571
+6,187
+1% +$53.9K
SSL icon
30
Sasol
SSL
$7.1B
$4.75M 1.26%
+125,130
New +$5.66M
BTG icon
31
B2Gold
BTG
$6.64B
$4.74M 1.26%
2,923,675
+1,209,865
+71% +$2.2M
NID
32
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$3.73M 0.99%
298,378
+25,900
+10% +$324K
LXP icon
33
LXP Industrial Trust
LXP
$3.57B
$3.64M 0.96%
66,249
+11,371
+21% +$612K
BTT icon
34
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$2.88M 0.76%
143,600
+4,600
+3% +$92.4K
PMO
35
Franklin Municipal Opportunities Trust
PMO
$285M
$2.84M 0.75%
236,745
-4,600
-2% -$54.6K
TIVO
36
DELISTED
TIVO INC
TIVO
$2.71M 0.72%
228,915
+103,705
+83% +$1.3M
TURN
37
DELISTED
180 Degree Capital
TURN
$2.7M 0.72%
305,392
+57,033
+23% +$494K
FTF
38
Franklin Limited Duration Income Trust
FTF
$233M
$2.63M 0.7%
+215,304
New +$2.64M
MUI
39
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.54M 0.67%
176,286
-5,100
-3% -$73.6K
TDC icon
40
Teradata
TDC
$2.55B
$2.5M 0.66%
57,202
+7,015
+14% +$300K
IQI icon
41
Invesco Quality Municipal Securities
IQI
$534M
$2.44M 0.65%
195,600
-8,832
-4% -$109K
FDI
42
DELISTED
FORT DEARBORN INCOME SECS
FDI
$2.35M 0.62%
166,477
-6,030
-3% -$86.3K
ETX
43
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$2.18M 0.58%
124,500
-1,500
-1% -$26.4K
VTA
44
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$2.08M 0.55%
+175,888
New +$2.09M
VGM icon
45
Invesco Trust Investment Grade Municipals
VGM
$564M
$2.06M 0.55%
155,000
-6,100
-4% -$80.6K
GDL
46
GDL Fund
GDL
$92.1M
$2.06M 0.55%
201,176
+43,726
+28% +$450K
CSG
47
DELISTED
CHAMBERS STR PPTYS COM
CSG
$2.05M 0.54%
254,774
+89,234
+54% +$713K
EOT
48
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$2.03M 0.54%
96,691
-4,600
-5% -$93.7K
SABA
49
Saba Capital Income & Opportunities Fund II
SABA
$223M
$1.99M 0.53%
138,410
+115,116
+494% +$1.76M
FPF
50
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.81M 0.48%
79,869
-71,975
-47% -$1.58M
1
2
3 4 5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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Financial & Investment Management Group's Q4 2014 Portfolio in Review

As of Q4 2014, Financial & Investment Management Group held 136 positions worth $377M, up 11% from $339M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Financial & Investment Management Group deployed $39.9M of net new capital in Q4 2014, opening 23 new positions and adding to 32 existing holdings. Its largest new stake was BlackRock Resources & Commodities Strategy Trust: 1,796,997 shares worth $17.4M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $21.6M trimmed.

  • Financial & Investment Management Group's largest Q4 2014 buy was BlackRock Resources & Commodities Strategy Trust: 1,796,997 shares worth $17.4M.
  • Financial & Investment Management Group added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q4 2014, an estimated $13.8M increase.
  • Financial & Investment Management Group's biggest Q4 2014 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $21.6M.
  • Financial & Investment Management Group fully exited BLACKROCK REAL ASSET EQUITY TRUST in Q4 2014, selling an estimated $9.72M.
  • Financial & Investment Management Group's ten largest holdings make up 39% of its $377M portfolio in Q4 2014.
  • Financial & Investment Management Group opened 23 new positions and closed 21 in Q4 2014.
  • Financial & Investment Management Group's portfolio value rose 11% quarter-over-quarter to $377M.

Based on Financial & Investment Management Group's 13F filing for Q4 2014, filed 15 Jan 2015.