We are live on ! Find out more
FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-4.39%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$339M
AUM Growth
-$10.7M
Cap. Flow
+$11.3M
Cap. Flow %
3.33%
Top 10 Hldgs %
43.93%
Holding
123
New
19
Increased
36
Reduced
43
Closed
12

Top Buys

Rank Stock Value
1
JNS
Janus Capital Group Inc
JNS
+$5.87M
2
VOD icon
Vodafone
VOD
+$5.72M
3
LTM
LIFE TIME FITNESS INC
LTM
+$5.29M
4
KGC icon
Kinross Gold
KGC
+$4.69M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$4.27M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$5.04M
2
MBT
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
+$4.73M
3
SLA
AMERICAN SELECT PTFL INC
SLA
+$4.57M
4
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$3.96M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$3.62M

Sector Composition

Rank Sector Weight
1 Materials 7.83%
2 Communication Services 7.52%
3 Financials 5.98%
4 Real Estate 3.15%
5 Consumer Staples 2.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
26
AT&T
T
$163B
$3.85M 1.13%
144,569
+3,188
+2% +$84.8K
BTG icon
27
B2Gold
BTG
$6.64B
$3.48M 1.03%
1,713,810
+775,515
+83% +$1.95M
NID
28
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$3.4M 1%
272,478
+2,000
+0.7% +$24.9K
HTD
29
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$3.4M 1%
164,762
-191,436
-54% -$3.96M
FPF
30
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$3.3M 0.97%
151,844
-325
-0.2% -$7.17K
FTT
31
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.05M 0.9%
226,478
-14,255
-6% -$191K
GDO
32
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$3.03M 0.89%
166,352
+6,697
+4% +$123K
PMO
33
Franklin Municipal Opportunities Trust
PMO
$285M
$2.82M 0.83%
241,345
+26,445
+12% +$308K
BTT icon
34
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$2.76M 0.81%
139,000
+16,000
+13% +$315K
LXP icon
35
LXP Industrial Trust
LXP
$3.57B
$2.74M 0.81%
+54,878
New +$2.98M
WIA
36
Western Asset Inflation-Linked Income Fund
WIA
$186M
$2.66M 0.78%
230,337
+51,691
+29% +$621K
MUI
37
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.63M 0.77%
181,386
+23,082
+15% +$330K
FDI
38
DELISTED
FORT DEARBORN INCOME SECS
FDI
$2.5M 0.74%
172,507
-2,470
-1% -$36K
IQI icon
39
Invesco Quality Municipal Securities
IQI
$534M
$2.48M 0.73%
204,432
+5,620
+3% +$68.3K
GG
40
DELISTED
Goldcorp Inc
GG
$2.29M 0.68%
99,483
+21,630
+28% +$581K
VBF icon
41
Invesco Bond Fund
VBF
$169M
$2.27M 0.67%
122,137
-700
-0.6% -$13.2K
TURN
42
DELISTED
180 Degree Capital
TURN
$2.22M 0.65%
248,359
+37,678
+18% +$359K
JGG
43
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$2.21M 0.65%
178,851
-2,100
-1% -$26.4K
ETX
44
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$2.19M 0.64%
126,000
– –
CSI
45
DELISTED
Cutwater Select Income Fund
CSI
$2.16M 0.64%
109,361
-900
-0.8% -$17.6K
VGM icon
46
Invesco Trust Investment Grade Municipals
VGM
$564M
$2.11M 0.62%
161,100
+15,700
+11% +$203K
TDC icon
47
Teradata
TDC
$2.55B
$2.1M 0.62%
+50,187
New +$2.16M
EOT
48
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$2.02M 0.6%
101,291
– –
NIQ
49
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.86M 0.55%
145,460
-500
-0.3% -$6.33K
GDL
50
GDL Fund
GDL
$92.1M
$1.66M 0.49%
+157,450
New +$1.69M
1
2
3 4 5

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
Precision Path Capital New York $233M AUM

Financial & Investment Management Group's Q3 2014 Portfolio in Review

As of Q3 2014, Financial & Investment Management Group held 123 positions worth $339M, down 3.1% from $350M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Financial & Investment Management Group deployed $11.3M of net new capital in Q3 2014, opening 19 new positions and adding to 36 existing holdings. Its largest new stake was Janus Capital Group Inc: 483,350 shares worth $7.03M.

By sector, the portfolio is most concentrated in Materials at 7.8% of assets, up from 7.7% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $5.04M trimmed.

  • Financial & Investment Management Group's largest Q3 2014 buy was Janus Capital Group Inc: 483,350 shares worth $7.03M.
  • Financial & Investment Management Group added most to Aberdeen Multi-Market Income Fund in Q3 2014, an estimated $2.07M increase.
  • Financial & Investment Management Group's biggest Q3 2014 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $5.04M.
  • Financial & Investment Management Group fully exited Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares in Q3 2014, selling an estimated $4.73M.
  • Financial & Investment Management Group's ten largest holdings make up 44% of its $339M portfolio in Q3 2014.
  • Financial & Investment Management Group opened 19 new positions and closed 12 in Q3 2014.
  • Financial & Investment Management Group's portfolio value fell 3.1% quarter-over-quarter to $339M.

Based on Financial & Investment Management Group's 13F filing for Q3 2014, filed 14 Oct 2014.