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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPU
201
Vanguard Utilities ETF
VPU
$8.3B
$1.1M 0.08%
6,785
+576
+9% +$87.1K
SCHV
202
Schwab US Large-Cap Value ETF
SCHV
$16B
$1.09M 0.08%
45,885
+10,236
+29% +$242K
ITW icon
203
Illinois Tool Works
ITW
$84.8B
$1.09M 0.08%
5,211
+4
+0.1% +$896
PMO
204
Franklin Municipal Opportunities Trust
PMO
$282M
$1.08M 0.08%
93,159
+10,892
+13% +$136K
DOW icon
205
Dow Inc
DOW
$21.9B
$1.07M 0.08%
16,777
+1,552
+10% +$93.6K
BFK
206
DELISTED
BlackRock Municipal Income Trust
BFK
$1.05M 0.08%
86,525
+1,495
+2% +$20.4K
FXL icon
207
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$1.05M 0.08%
9,020
-406
-4% -$47.3K
QQQX icon
208
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.48B
$1.05M 0.08%
36,776
+1,101
+3% +$29.7K
WFC icon
209
Wells Fargo
WFC
$265B
$1.04M 0.08%
21,490
-134
-0.6% -$7.17K
ABNB icon
210
Airbnb
ABNB
$90B
$1.04M 0.08%
6,048
-10,879
-64% -$1.73M
RTX icon
211
RTX Corp
RTX
$301B
$1.03M 0.08%
10,369
-2,167
-17% -$205K
ETN icon
212
Eaton
ETN
$174B
$1.02M 0.08%
6,698
-201
-3% -$31.5K
AMAT icon
213
Applied Materials
AMAT
$419B
$1.02M 0.08%
7,706
+1,738
+29% +$239K
DGRO icon
214
iShares Core Dividend Growth ETF
DGRO
$43.4B
$1M 0.08%
18,737
-10,312
-35% -$551K
AZO icon
215
AutoZone
AZO
$50.1B
$990K 0.08%
484
+80
+20% +$156K
JAAA icon
216
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$967K 0.07%
19,268
+7,850
+69% +$395K
ILPT
217
Industrial Logistics Properties Trust
ILPT
$575M
$964K 0.07%
42,542
+10,855
+34% +$248K
AXON
218
Axon Enterprise
AXON
$42.1B
$958K 0.07%
6,953
+343
+5% +$47K
FAUG icon
219
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$951K 0.07%
25,000
– –
ARKK icon
220
ARK Innovation ETF
ARKK
$6.01B
$937K 0.07%
14,132
-8,688
-38% -$613K
CRWD icon
221
CrowdStrike
CRWD
$211B
$936K 0.07%
16,496
+2,156
+15% +$100K
DE icon
222
Deere & Co
DE
$166B
$919K 0.07%
2,213
+400
+22% +$153K
XME icon
223
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
$919K 0.07%
+14,987
New +$763K
FTSL icon
224
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$903K 0.07%
19,195
+7,387
+63% +$351K
ICE icon
225
Intercontinental Exchange
ICE
$84.1B
$895K 0.07%
6,774
+889
+15% +$115K
7 8
9
10 11

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.