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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGS icon
201
B&G Foods
BGS
$293M
– –
-1,276
Closed -$36K
BGY icon
202
BlackRock Enhanced International Dividend Trust
BGY
$521M
– –
-3,621
Closed -$26K
BIDU icon
203
Baidu
BIDU
$36.5B
– –
-250
Closed -$49K
BIIB icon
204
Biogen
BIIB
$30.7B
– –
-410
Closed -$165K
BIP icon
205
Brookfield Infrastructure Partners
BIP
$19.5B
– –
-2,253
Closed -$39K
BKD icon
206
Brookdale Senior Living
BKD
$3.49B
– –
-150
Closed -$5K
BKNG icon
207
Booking.com
BKNG
$150B
– –
-750
Closed -$34K
BLV icon
208
Vanguard Long-Term Bond ETF
BLV
$5.74B
– –
-108
Closed -$9K
BMRN icon
209
BioMarin Pharmaceuticals
BMRN
$11.7B
– –
-1,050
Closed -$143K
BND icon
210
Vanguard Total Bond Market
BND
$158B
– –
-1,258
Closed -$102K
BNDX icon
211
Vanguard Total International Bond ETF
BNDX
$82.1B
– –
-182
Closed -$9K
BOE icon
212
BlackRock Enhanced Global Dividend Trust
BOE
$675M
– –
-4,100
Closed -$56K
BP icon
213
BP
BP
$114B
– –
-6,481
Closed -$217K
BRF icon
214
VanEck Brazil Small-Cap ETF
BRF
$22M
– –
-200
Closed -$3K
BRK.B icon
215
Berkshire Hathaway Class B
BRK.B
$1.1T
– –
-1,328
Closed -$180K
BSV icon
216
Vanguard Short-Term Bond ETF
BSV
$44.7B
– –
-2,588
Closed -$207K
BTZ icon
217
BlackRock Credit Allocation Income Trust
BTZ
$935M
– –
-700
Closed -$8K
BUD icon
218
AB InBev
BUD
$166B
– –
-25
Closed -$3K
BUI icon
219
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$727M
– –
-1,629
Closed -$29K
BX icon
220
Blackstone
BX
$102B
– –
-2,099
Closed -$84K
BBBY
221
Bed Bath & Beyond
BBBY
$472M
– –
-1,331
Closed -$22K
CADE
222
DELISTED
Cadence Bank
CADE
– –
-5,700
Closed -$146K
CAG icon
223
Conagra Brands
CAG
$7.19B
– –
-739
Closed -$25K
CAPL icon
224
CrossAmerica Partners
CAPL
$831M
– –
-1,300
Closed -$36K
CBRL icon
225
Cracker Barrel
CBRL
$1.28B
– –
-800
Closed -$119K
7 8
9
10 11

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HIH
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.