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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUSC icon
176
Nuveen ESG Small-Cap ETF
NUSC
$1.34B
$1.59M 0.11%
37,769
+5,892
+18% +$263K
TXN icon
177
Texas Instruments
TXN
$255B
$1.58M 0.11%
8,360
+771
+10% +$148K
IWO icon
178
iShares Russell 2000 Growth ETF
IWO
$15B
$1.57M 0.11%
5,359
-200
-4% -$60.3K
DOV icon
179
Dover
DOV
$28.5B
$1.56M 0.11%
8,576
+206
+2% +$35K
FOCT icon
180
FT Vest US Equity Buffer ETF October
FOCT
$1.18B
$1.54M 0.11%
43,221
+33,221
+332% +$1.16M
BCE icon
181
BCE
BCE
$20.3B
$1.51M 0.1%
29,042
-177
-0.6% -$9.05K
BX icon
182
Blackstone
BX
$108B
$1.51M 0.1%
11,640
+639
+6% +$85.2K
AMLP icon
183
Alerian MLP ETF
AMLP
$12.8B
$1.47M 0.1%
45,026
+374
+0.8% +$12.7K
BSTZ icon
184
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
$1.45M 0.1%
37,283
-13,293
-26% -$530K
IBM icon
185
IBM
IBM
$225B
$1.45M 0.1%
10,835
+1,938
+22% +$243K
NOC icon
186
Northrop Grumman
NOC
$78.7B
$1.42M 0.1%
3,658
+72
+2% +$26.8K
OKE icon
187
Oneok
OKE
$54.8B
$1.39M 0.1%
23,674
+279
+1% +$17.3K
ACN icon
188
Accenture
ACN
$104B
$1.39M 0.1%
3,353
+448
+15% +$163K
PNQI icon
189
Invesco NASDAQ Internet ETF
PNQI
$540M
$1.38M 0.1%
+60,730
New +$2.84M
RPG icon
190
Invesco S&P 500 Pure Growth ETF
RPG
$2.12B
$1.36M 0.09%
32,150
+25,250
+366% +$1.05M
XLV icon
191
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$1.36M 0.09%
9,083
+1,446
+19% +$192K
VGT icon
192
Vanguard Information Technology ETF
VGT
$148B
$1.34M 0.09%
23,480
+3,560
+18% +$195K
IVW icon
193
iShares S&P 500 Growth ETF
IVW
$77.4B
$1.33M 0.09%
15,934
-71
-0.4% -$5.72K
BFK
194
DELISTED
BlackRock Municipal Income Trust
BFK
$1.32M 0.09%
85,030
-115
-0.1% -$1.73K
FNOV icon
195
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
$1.31M 0.09%
33,713
+23,713
+237% +$911K
SMH icon
196
VanEck Semiconductor ETF
SMH
$72.3B
$1.3M 0.09%
8,404
+3,690
+78% +$534K
GDX icon
197
VanEck Gold Miners ETF
GDX
$25.5B
$1.3M 0.09%
40,490
+1,509
+4% +$48.2K
ITW icon
198
Illinois Tool Works
ITW
$85.3B
$1.28M 0.09%
5,207
+25
+0.5% +$5.81K
IWM icon
199
iShares Russell 2000 ETF
IWM
$82.9B
$1.28M 0.09%
5,774
+661
+13% +$149K
MDT icon
200
Medtronic
MDT
$110B
$1.28M 0.09%
12,426
+2,409
+24% +$279K
6 7
8
9 10

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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.