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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMBS icon
176
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$616K 0.11%
11,852
+1,940
+20% +$101K
VPL icon
177
Vanguard FTSE Pacific ETF
VPL
$8.08B
$616K 0.11%
9,324
– –
IWO icon
178
iShares Russell 2000 Growth ETF
IWO
$14.3B
$613K 0.11%
3,183
+826
+35% +$164K
ESI icon
179
Element Solutions
ESI
$8.95B
$611K 0.11%
60,000
– –
PFFA icon
180
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.45B
$610K 0.11%
+23,160
New +$604K
FDN icon
181
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$605K 0.11%
4,491
-1,361
-23% -$192K
NFLX icon
182
Netflix
NFLX
$299B
$605K 0.11%
22,600
-19,580
-46% -$613K
TVRD
183
Tvardi Therapeutics
TVRD
$19.7M
$602K 0.11%
915
-19
-2% -$15.8K
VTIP icon
184
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$600K 0.1%
12,240
+852
+7% +$42.1K
MO icon
185
Altria Group
MO
$114B
$597K 0.1%
14,597
-4,694
-24% -$216K
XLF icon
186
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$596K 0.1%
21,285
-707
-3% -$19.5K
IBB icon
187
iShares Biotechnology ETF
IBB
$9.34B
$591K 0.1%
5,942
-36
-0.6% -$3.77K
MMM icon
188
3M
MMM
$90.9B
$591K 0.1%
4,296
+1,618
+60% +$226K
AWK icon
189
American Water Works
AWK
$26.7B
$577K 0.1%
4,646
-194
-4% -$23.4K
BSV icon
190
Vanguard Short-Term Bond ETF
BSV
$44.7B
$565K 0.1%
6,996
+3,839
+122% +$310K
CAT icon
191
Caterpillar
CAT
$375B
$555K 0.1%
4,391
+1,531
+54% +$195K
IWM icon
192
iShares Russell 2000 ETF
IWM
$79.8B
$552K 0.1%
3,648
-583
-14% -$89K
XLY icon
193
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$539K 0.09%
8,930
-4,868
-35% -$293K
WRB icon
194
W.R. Berkley
WRB
$26.9B
$534K 0.09%
16,637
-31
-0.2% -$968
VEU icon
195
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$530K 0.09%
10,624
– –
WBA
196
DELISTED
Walgreens Boots Alliance
WBA
$528K 0.09%
+9,545
New +$512K
CVS icon
197
CVS Health
CVS
$133B
$526K 0.09%
8,340
-97
-1% -$5.75K
NAC icon
198
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$525K 0.09%
35,000
– –
GSK icon
199
GSK
GSK
$104B
$517K 0.09%
9,694
-336
-3% -$17.3K
TWTR
200
DELISTED
Twitter, Inc.
TWTR
$516K 0.09%
12,537
-375
-3% -$15.3K
6 7
8
9 10

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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.