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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
151
Danaher
DHR
$137B
$1.93M 0.13%
6,603
+564
+9% +$155K
KOMP icon
152
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.78B
$1.92M 0.13%
32,570
+140
+0.4% +$8.77K
ABT icon
153
Abbott
ABT
$182B
$1.92M 0.13%
13,617
+1,529
+13% +$196K
NSC icon
154
Norfolk Southern
NSC
$76.7B
$1.91M 0.13%
6,408
+7
+0.1% +$1.95K
ARKK icon
155
ARK Innovation ETF
ARKK
$6.09B
$1.9M 0.13%
22,820
-6,059
-21% -$661K
AAXJ icon
156
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.79B
$1.9M 0.13%
22,924
+660
+3% +$56.2K
NLY icon
157
Annaly Capital Management
NLY
$17.1B
$1.89M 0.13%
60,425
+13,534
+29% +$455K
XLF icon
158
State Street Financial Select Sector SPDR ETF
XLF
$58.5B
$1.87M 0.13%
47,222
+2,192
+5% +$86.2K
TTD icon
159
Trade Desk
TTD
$9.09B
$1.86M 0.13%
20,332
-3,250
-14% -$285K
NFLX icon
160
Netflix
NFLX
$306B
$1.84M 0.13%
30,490
+20
+0.1% +$1.28K
GXO icon
161
GXO Logistics
GXO
$6.03B
$1.83M 0.13%
20,105
-135
-0.7% -$12.1K
SYY icon
162
Sysco
SYY
$39.6B
$1.82M 0.13%
23,123
-160
-0.7% -$12.3K
ORLY icon
163
O'Reilly Automotive
ORLY
$74.9B
$1.79M 0.12%
38,100
+6,000
+19% +$260K
ORCL icon
164
Oracle
ORCL
$420B
$1.78M 0.12%
20,392
+552
+3% +$51.8K
PFF icon
165
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.75M 0.12%
44,410
-13,344
-23% -$519K
ISTB icon
166
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$1.74M 0.12%
34,449
+2,260
+7% +$114K
QCOM icon
167
Qualcomm
QCOM
$171B
$1.73M 0.12%
9,484
+228
+2% +$36.5K
XLI icon
168
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.71M 0.12%
16,193
-362
-2% -$37.6K
LWLG icon
169
Lightwave Logic
LWLG
$1.22B
$1.7M 0.12%
114,290
+4,250
+4% +$56K
VHT icon
170
Vanguard Health Care ETF
VHT
$18.2B
$1.66M 0.12%
6,233
+672
+12% +$171K
SRE icon
171
Sempra
SRE
$56.6B
$1.62M 0.11%
24,456
-4,138
-14% -$262K
PDI icon
172
PIMCO Dynamic Income Fund
PDI
$7.45B
$1.62M 0.11%
+62,368
New +$1.63M
DGRO icon
173
iShares Core Dividend Growth ETF
DGRO
$43.4B
$1.61M 0.11%
29,049
+11,834
+69% +$632K
SCHW
174
Charles Schwab
SCHW
$185B
$1.59M 0.11%
18,904
+137
+0.7% +$11.1K
SPYD icon
175
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.83B
$1.59M 0.11%
37,798
-195
-0.5% -$7.96K
5 6
7
8 9

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PGF
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BA
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HIH
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.