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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$904M
AUM Growth
+$48.2M
Cap. Flow
-$6.4M
Cap. Flow %
-0.71%
Top 10 Hldgs %
25.44%
Holding
486
New
54
Increased
170
Reduced
163
Closed
64

Top Buys

Rank Stock Value
1
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$6.42M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.85M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.88M
4
PARA
Paramount Global Class B
PARA
+$2.77M
5
JPM icon
JPMorgan Chase
JPM
+$2.33M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$6.46M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.94M
3
GLD icon
SPDR Gold Trust
GLD
+$4.75M
4
FNI
First Trust Chindia ETF
FNI
+$4.66M
5
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.55%
2 Consumer Discretionary 8.37%
3 Healthcare 8.15%
4 Communication Services 7.52%
5 Real Estate 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXL icon
151
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$1.17M 0.13%
9,401
-84
-0.9% -$9.98K
FPXI icon
152
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$274M
$1.15M 0.13%
16,837
+1,340
+9% +$89.9K
GPN icon
153
Global Payments
GPN
$23B
$1.15M 0.13%
6,108
– –
SOFI icon
154
SoFi Technologies
SOFI
$21B
$1.13M 0.12%
58,815
-480
-0.8% -$8.9K
IFV icon
155
First Trust Dorsey Wright International Focus 5 ETF
IFV
$227M
$1.08M 0.12%
+23,950
New +$577K
FIXD icon
156
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$1.08M 0.12%
20,063
-4,577
-19% -$244K
RTX icon
157
RTX Corp
RTX
$290B
$1.05M 0.12%
12,327
+743
+6% +$62.5K
BX icon
158
Blackstone
BX
$102B
$1.03M 0.11%
10,632
+2,181
+26% +$194K
BLE
159
DELISTED
BlackRock Municipal Income Trust II
BLE
$1.02M 0.11%
65,086
+7,835
+14% +$120K
SBUX icon
160
Starbucks
SBUX
$120B
$1.02M 0.11%
9,145
+30
+0.3% +$3.39K
BLK icon
161
Blackrock
BLK
$169B
$1.01M 0.11%
1,153
-95
-8% -$80.2K
COP icon
162
ConocoPhillips
COP
$147B
$998K 0.11%
16,388
+1,321
+9% +$73.6K
NZF icon
163
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$993K 0.11%
57,697
+6,083
+12% +$102K
PLTR icon
164
Palantir
PLTR
$295B
$988K 0.11%
37,488
-11,131
-23% -$257K
DEED icon
165
First Trust Securitized Plus ETF
DEED
$79.8M
$981K 0.11%
37,820
+20,720
+121% +$537K
FTHY
166
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$501M
$978K 0.11%
48,767
-1,790
-4% -$35.7K
XLV icon
167
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$976K 0.11%
7,752
-235
-3% -$28.8K
PDP icon
168
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
$962K 0.11%
10,737
+258
+2% +$22.3K
USHY icon
169
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.3B
$928K 0.1%
+15,562
New +$643K
ISRG icon
170
Intuitive Surgical
ISRG
$127B
$922K 0.1%
3,009
+54
+2% +$15.1K
MINT icon
171
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$917K 0.1%
8,991
-1,058
-11% -$108K
SPAB icon
172
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.76B
$914K 0.1%
29,905
+203
+0.7% +$6.05K
ETN icon
173
Eaton
ETN
$161B
$909K 0.1%
6,136
+133
+2% +$19.2K
BTX
174
BlackRock Technology and Private Equity Term Trust
BTX
$940M
$905K 0.1%
44,565
-5,935
-12% -$124K
FPEI icon
175
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$859K 0.1%
41,550
– –
5 6
7
8 9

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PGF
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SM
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BA
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HIH
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IRF
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CRCM
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B. Riley Wealth Management's Q2 2021 Portfolio in Review

As of Q2 2021, B. Riley Wealth Management held 486 positions worth $904M, up 5.6% from $856M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management's Q2 2021 filing shows 54 new, 170 increased, 163 reduced and 64 closed positions. Its largest new stake was Invesco DB Commodity Index Tracking Fund: 351,252 shares worth $6.76M. The largest sale was First Trust Value Line Dividend Fund, an estimated $6.46M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Management's largest Q2 2021 buy was Invesco DB Commodity Index Tracking Fund: 351,252 shares worth $6.76M.
  • B. Riley Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2021, an estimated $3.85M increase.
  • B. Riley Wealth Management's biggest Q2 2021 reduction was First Trust Value Line Dividend Fund, cutting an estimated $6.46M.
  • B. Riley Wealth Management fully exited iShares 20+ Year Treasury Bond ETF in Q2 2021, selling an estimated $2.18M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $904M portfolio in Q2 2021.
  • B. Riley Wealth Management opened 54 new positions and closed 64 in Q2 2021.
  • B. Riley Wealth Management's portfolio value rose 5.6% quarter-over-quarter to $904M.

Based on B. Riley Wealth Management's 13F filing for Q2 2021, filed 12 Aug 2021.