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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
151
iShares Core S&P Mid-Cap ETF
IJH
$122B
$835K 0.15%
21,610
-240
-1% -$9.22K
CCI icon
152
Crown Castle
CCI
$33.3B
$821K 0.14%
5,905
+2,002
+51% +$277K
PGX icon
153
Invesco Preferred ETF
PGX
$3.81B
$802K 0.14%
53,419
-640
-1% -$9.53K
ABBV icon
154
AbbVie
ABBV
$443B
$796K 0.14%
10,510
+1,014
+11% +$69.5K
RGLD icon
155
Royal Gold
RGLD
$16.8B
$794K 0.14%
+6,446
New +$785K
RTN
156
DELISTED
Raytheon Company
RTN
$784K 0.14%
3,997
-1,120
-22% -$207K
IEMG icon
157
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$778K 0.14%
+15,879
New +$787K
DOW icon
158
Dow Inc
DOW
$21.9B
$776K 0.14%
16,286
+2,069
+15% +$96.9K
HYLS icon
159
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$751K 0.13%
15,571
+1,621
+12% +$78.1K
SCHX icon
160
Schwab US Large- Cap ETF
SCHX
$71.8B
$746K 0.13%
+63,096
New +$744K
CWB icon
161
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$745K 0.13%
14,206
+6,186
+77% +$328K
VGK icon
162
Vanguard FTSE Europe ETF
VGK
$30.7B
$734K 0.13%
13,692
– –
IWB icon
163
iShares Russell 1000 ETF
IWB
$48.2B
$729K 0.13%
4,433
-117
-3% -$19.2K
AFT
164
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$727K 0.13%
49,055
– –
GNR icon
165
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.79B
$722K 0.13%
16,774
+118
+0.7% +$5.13K
IJR icon
166
iShares Core S&P Small-Cap ETF
IJR
$109B
$716K 0.12%
9,198
-1,364
-13% -$106K
CQP icon
167
Cheniere Energy
CQP
$31.9B
$705K 0.12%
15,500
– –
XLK icon
168
State Street Technology Select Sector SPDR ETF
XLK
$115B
$691K 0.12%
17,150
-7,140
-29% -$286K
JHD
169
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$682K 0.12%
69,138
+10
+0% +$99
VCLT icon
170
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$673K 0.12%
6,653
-172
-3% -$17.1K
IWD icon
171
iShares Russell 1000 Value ETF
IWD
$82.2B
$664K 0.12%
5,176
-35
-0.7% -$4.45K
C icon
172
Citigroup
C
$222B
$650K 0.11%
9,410
-230
-2% -$15.6K
PEP icon
173
PepsiCo
PEP
$190B
$649K 0.11%
4,737
+359
+8% +$47.7K
MDLZ icon
174
Mondelez International
MDLZ
$79.5B
$640K 0.11%
11,566
-1,093
-9% -$59.8K
ABT icon
175
Abbott
ABT
$183B
$624K 0.11%
7,461
+326
+5% +$27.7K
5 6
7
8 9

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.