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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
151
United Airlines
UAL
$38.8B
$247K 0.18%
+5,300
New +$246K
DNKN
152
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$246K 0.18%
5,495
-350
-6% -$15.6K
CAB
153
DELISTED
Cabela's Inc
CAB
$246K 0.18%
+4,189
New +$251K
IEMG icon
154
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$245K 0.18%
4,909
– –
DIS icon
155
Walt Disney
DIS
$171B
$244K 0.18%
2,745
-630
-19% -$55.6K
XLV icon
156
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$244K 0.18%
3,829
-2,662
-41% -$167K
CERN
157
DELISTED
Cerner Corp
CERN
$244K 0.18%
4,100
– –
ABT icon
158
Abbott
ABT
$187B
$241K 0.18%
5,795
+5
+0.1% +$212
FNX icon
159
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.37B
$238K 0.18%
4,757
-1,210
-20% -$63.2K
NGL icon
160
NGL Energy Partners
NGL
$1.94B
$237K 0.18%
6,030
+4,270
+243% +$182K
XLB icon
161
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$236K 0.18%
9,554
-24,784
-72% -$619K
CZA icon
162
Invesco Zacks Mid-Cap ETF
CZA
$191M
$234K 0.17%
+4,865
New +$238K
VZ icon
163
Verizon
VZ
$197B
$234K 0.17%
4,699
+408
+10% +$20.3K
RWR icon
164
State Street SPDR Dow Jones REIT ETF
RWR
$1.9B
$232K 0.17%
2,911
+2,536
+676% +$212K
REN
165
DELISTED
Resolute Energy Corporaton
REN
$231K 0.17%
7,380
-1,670
-18% -$63.3K
FEX icon
166
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$230K 0.17%
5,305
-1,455
-22% -$64.4K
ACSF
167
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$230K 0.17%
17,727
– –
MMP
168
DELISTED
Magellan Midstream Partners, L.P.
MMP
$228K 0.17%
2,720
-770
-22% -$64K
WBA
169
DELISTED
Walgreens Boots Alliance
WBA
$227K 0.17%
2,974
-1,987
-40% -$130K
GEL icon
170
Genesis Energy
GEL
$1.82B
$225K 0.17%
4,280
+4,250
+14,167% +$231K
GOOD
171
Gladstone Commercial Corp
GOOD
$623M
$223K 0.17%
13,180
– –
VUG icon
172
Vanguard Morningstar Growth ETF
VUG
$212B
$223K 0.17%
13,428
-930
-6% -$15.5K
TWTR
173
DELISTED
Twitter, Inc.
TWTR
$222K 0.16%
4,305
+625
+17% +$28.3K
HOG icon
174
Harley-Davidson
HOG
$2.61B
$218K 0.16%
3,750
-2,518
-40% -$161K
JD icon
175
JD.com
JD
$43.5B
$218K 0.16%
+8,450
New +$243K
5 6
7
8 9

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.