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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DON icon
126
WisdomTree US MidCap Dividend Fund
DON
$4.06B
$1.25M 0.15%
+21,498
New +$633K
RTX icon
127
RTX Corp
RTX
$299B
$1.23M 0.15%
21,429
-32,379
-60% -$1.97M
DAUG icon
128
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
$1.23M 0.15%
38,640
-20,000
-34% -$630K
KMB icon
129
Kimberly-Clark
KMB
$35.8B
$1.23M 0.15%
8,321
-1,200
-13% -$180K
PEY icon
130
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$1.21M 0.14%
84,433
+1,843
+2% +$27.1K
PGX icon
131
Invesco Preferred ETF
PGX
$3.79B
$1.21M 0.14%
+82,287
New +$1.21M
PFF icon
132
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.21M 0.14%
33,143
-26,815
-45% -$965K
TDOC icon
133
Teladoc Health
TDOC
$1.26B
$1.2M 0.14%
5,478
+2,564
+88% +$543K
MDY icon
134
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$1.2M 0.14%
3,535
+100
+3% +$34.1K
BAC icon
135
Bank of America
BAC
$438B
$1.19M 0.14%
+49,219
New +$1.23M
GPN icon
136
Global Payments
GPN
$23.3B
$1.18M 0.14%
6,669
+112
+2% +$19.4K
VSAT icon
137
Viasat
VSAT
$11.4B
$1.18M 0.14%
34,389
-5,000
-13% -$189K
ECL icon
138
Ecolab
ECL
$79.9B
$1.18M 0.14%
5,878
-672
-10% -$134K
SPYD icon
139
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.69B
$1.16M 0.14%
42,228
-7,289
-15% -$206K
DIS icon
140
Walt Disney
DIS
$180B
$1.15M 0.14%
9,253
-19,772
-68% -$2.47M
VGT icon
141
Vanguard Information Technology ETF
VGT
$149B
$1.13M 0.13%
29,040
+18,176
+167% +$684K
FIXD icon
142
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$1.1M 0.13%
20,082
+15,442
+333% +$854K
CVX icon
143
Chevron
CVX
$366B
$1.07M 0.13%
14,913
-61,889
-81% -$5.21M
BFK
144
DELISTED
BlackRock Municipal Income Trust
BFK
$1.07M 0.13%
78,124
+7,832
+11% +$111K
MINT icon
145
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.05M 0.12%
10,290
+8,198
+392% +$835K
WKHS icon
146
Workhorse Group
WKHS
$36.1M
$1.04M 0.12%
+14
New +$800K
MNTV
147
DELISTED
Momentive Global Inc. Common Stock
MNTV
$995K 0.12%
45,000
– –
XRN
148
Chiron Real Estate Inc
XRN
$469M
$991K 0.12%
14,683
+10,050
+217% +$630K
JHB
149
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$985K 0.12%
110,016
+10,129
+10% +$92K
FTHY
150
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$497M
$977K 0.12%
+48,500
New +$999K
4 5
6
7 8

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B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.