We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJJ icon
126
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$310K 0.23%
5,160
-2,230
-30% -$139K
ENBL
127
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$308K 0.23%
+12,500
New +$320K
MDLZ icon
128
Mondelez International
MDLZ
$80.5B
$307K 0.23%
8,980
+5,843
+186% +$213K
SKX
129
DELISTED
Skechers
SKX
$303K 0.23%
17,100
+16,650
+3,700% +$304K
MRD
130
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$302K 0.22%
+11,150
New +$290K
TYC
131
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$302K 0.22%
6,490
+6,303
+3,371% +$294K
EMR icon
132
Emerson Electric
EMR
$83.3B
$299K 0.22%
4,780
-405
-8% -$26.3K
QCOM icon
133
Qualcomm
QCOM
$160B
$297K 0.22%
3,974
-222
-5% -$17K
NS
134
DELISTED
NuStar Energy L.P.
NS
$294K 0.22%
4,460
+3,454
+343% +$224K
CEN
135
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$293K 0.22%
1,503
+3
+0.2% +$588
SNDK
136
DELISTED
SANDISK CORP
SNDK
$293K 0.22%
3,000
-1,800
-38% -$176K
LNKD
137
DELISTED
LinkedIn Corporation
LNKD
$291K 0.22%
1,405
– –
BA icon
138
Boeing
BA
$175B
$283K 0.21%
2,226
-3,350
-60% -$422K
PKG icon
139
Packaging Corp of America
PKG
$22.2B
$281K 0.21%
4,413
+435
+11% +$29.2K
BERY
140
DELISTED
Berry Global Group, Inc.
BERY
$278K 0.21%
12,033
– –
IVW icon
141
iShares S&P 500 Growth ETF
IVW
$72.7B
$277K 0.21%
10,400
+7,836
+306% +$209K
XLP icon
142
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$277K 0.21%
6,144
+3,232
+111% +$145K
ABBV icon
143
AbbVie
ABBV
$455B
$268K 0.2%
4,653
+7
+0.2% +$389
ETP
144
DELISTED
Energy Transfer Partners L.p.
ETP
$268K 0.2%
4,202
– –
TEL icon
145
TE Connectivity
TEL
$59.9B
$267K 0.2%
6,693
+6,597
+6,872% +$410K
CAT icon
146
Caterpillar
CAT
$373B
$265K 0.2%
2,681
-1,551
-37% -$164K
PAGP icon
147
Plains GP Holdings
PAGP
$5.26B
$265K 0.2%
3,248
-241
-7% -$19.6K
CELG
148
DELISTED
Celgene Corp
CELG
$260K 0.19%
2,750
+450
+20% +$40.6K
GTE icon
149
Gran Tierra Energy
GTE
$237M
$256K 0.19%
4,630
+1,900
+70% +$126K
MRCC
150
DELISTED
Monroe Capital Corp
MRCC
$249K 0.19%
18,500
– –
4 5
6
7 8

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.