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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
101
Lockheed Martin
LMT
$136B
$3.21M 0.22%
9,025
-561
-6% -$194K
LOW icon
102
Lowe's Companies
LOW
$122B
$3.12M 0.22%
12,069
+1,948
+19% +$463K
VNLA icon
103
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$3.04M 0.21%
61,248
-7,298
-11% -$364K
RSG icon
104
Republic Services
RSG
$63.9B
$3M 0.21%
21,504
+518
+2% +$68.8K
VTI icon
105
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$2.98M 0.21%
12,358
+4,109
+50% +$970K
VBR icon
106
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$2.98M 0.21%
16,655
+286
+2% +$50.9K
MDY icon
107
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$2.89M 0.2%
5,574
-306
-5% -$156K
VIG icon
108
Vanguard Dividend Appreciation ETF
VIG
$114B
$2.88M 0.2%
16,793
+4,642
+38% +$765K
AMGN icon
109
Amgen
AMGN
$210B
$2.86M 0.2%
75,431
+63,678
+542% +$13.4M
IWY icon
110
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$2.84M 0.2%
16,358
-10,647
-39% -$1.77M
ABNB icon
111
Airbnb
ABNB
$89B
$2.82M 0.2%
16,927
+471
+3% +$82.9K
IJR icon
112
iShares Core S&P Small-Cap ETF
IJR
$113B
$2.8M 0.19%
24,490
-5,941
-20% -$677K
SHW icon
113
Sherwin-Williams
SHW
$87.8B
$2.73M 0.19%
7,767
+585
+8% +$189K
ROP icon
114
Roper Technologies
ROP
$38.8B
$2.69M 0.19%
5,465
+186
+4% +$88.5K
SYK icon
115
Stryker
SYK
$129B
$2.68M 0.19%
10,037
+29
+0.3% +$7.61K
PARA
116
DELISTED
Paramount Global Class B
PARA
$2.65M 0.18%
87,672
+36,977
+73% +$1.27M
FV icon
117
First Trust Dorsey Wright Focus 5 ETF
FV
$3.75B
$2.6M 0.18%
54,258
+3,700
+7% +$181K
DEED icon
118
First Trust Securitized Plus ETF
DEED
$64.5M
$2.6M 0.18%
100,995
+3,020
+3% +$78K
KO icon
119
Coca-Cola
KO
$372B
$2.53M 0.18%
42,766
+2,400
+6% +$134K
DOC icon
120
Healthpeak Properties
DOC
$14.9B
$2.51M 0.17%
69,425
-9,160
-12% -$316K
FDX icon
121
FedEx
FDX
$74.1B
$2.48M 0.17%
9,580
+2,752
+40% +$661K
J icon
122
Jacobs Solutions
J
$16.8B
$2.43M 0.17%
21,072
-511
-2% -$59.1K
TWLO icon
123
Twilio
TWLO
$29.5B
$2.41M 0.17%
9,163
-153
-2% -$45.8K
MCD icon
124
McDonald's
MCD
$191B
$2.39M 0.17%
8,910
+383
+4% +$96.7K
IWS icon
125
iShares Russell Mid-Cap Value ETF
IWS
$16B
$2.38M 0.16%
19,447
+232
+1% +$27.7K
3 4
5
6 7

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.