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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
101
ConocoPhillips
COP
$145B
$258K 0.37%
5,394
-3,796
-41% -$193K
ESRX
102
DELISTED
Express Scripts Holding Company
ESRX
$258K 0.37%
3,187
+100
+3% +$8.71K
MRCC
103
DELISTED
Monroe Capital Corp
MRCC
$255K 0.36%
18,365
-1,000
-5% -$14.7K
BERY
104
DELISTED
Berry Global Group, Inc.
BERY
$254K 0.36%
9,202
-2,505
-21% -$72.2K
CHI
105
Calamos Convertible Opportunities and Income Fund
CHI
$999M
$252K 0.36%
25,565
+12,278
+92% +$136K
IVW icon
106
iShares S&P 500 Growth ETF
IVW
$72.7B
$249K 0.35%
9,248
-168
-2% -$4.78K
VFC icon
107
VF Corp
VFC
$5.87B
$249K 0.35%
3,887
+175
+5% +$12K
RDI icon
108
Reading International Class A
RDI
$32.9M
$247K 0.35%
19,500
– –
INTC icon
109
Intel
INTC
$460B
$244K 0.35%
8,101
-5,128
-39% -$148K
BRG
110
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$244K 0.35%
20,378
-2,467
-11% -$29.5K
INSY
111
DELISTED
Insys Therapeutics, Inc.
INSY
$244K 0.35%
8,600
-1,500
-15% -$55.2K
GIS icon
112
General Mills
GIS
$19.4B
$242K 0.34%
4,320
+31
+0.7% +$1.78K
OIL
113
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$242K 0.34%
28,625
+500
+2% +$4.47K
NS
114
DELISTED
NuStar Energy L.P.
NS
$241K 0.34%
5,395
-596
-10% -$31.5K
BHC icon
115
Bausch Health
BHC
$2.25B
$240K 0.34%
1,349
-134
-9% -$31.2K
AAL icon
116
American Airlines Group
AAL
$10.2B
$238K 0.34%
6,136
-168
-3% -$6.9K
HD icon
117
Home Depot
HD
$332B
$238K 0.34%
2,067
+156
+8% +$18K
LRFC
118
DELISTED
Logan Ridge Finance Corp
LRFC
$238K 0.34%
3,066
– –
BIV icon
119
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$235K 0.33%
2,779
-125
-4% -$10.5K
VEA icon
120
Vanguard FTSE Developed Markets ETF
VEA
$230B
$235K 0.33%
6,607
+668
+11% +$25.7K
CVRR
121
DELISTED
CVR Refining, LP
CVRR
$234K 0.33%
12,270
+300
+3% +$5.78K
CTSH icon
122
Cognizant
CTSH
$24.3B
$231K 0.33%
3,697
-500
-12% -$31.4K
AB icon
123
AllianceBernstein
AB
$3.43B
$230K 0.33%
8,659
+98
+1% +$2.69K
GOOG icon
124
Alphabet (Google) Class C
GOOG
$4.08T
$230K 0.33%
7,580
-2,620
-26% -$80.5K
PJP icon
125
Invesco Pharmaceuticals ETF
PJP
$447M
$229K 0.32%
3,457
-3,408
-50% -$265K
3 4
5
6 7

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.