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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLB icon
101
Core Laboratories
CLB
$455M
$370K 0.27%
2,530
– –
IVV icon
102
iShares Core S&P 500 ETF
IVV
$858B
$370K 0.27%
1,868
-174
-9% -$34.6K
SBUX icon
103
Starbucks
SBUX
$119B
$369K 0.27%
9,786
-7,426
-43% -$287K
SBNY
104
DELISTED
Signature Bank
SBNY
$369K 0.27%
+3,300
New +$388K
BBG
105
DELISTED
Bill Barrett Corp
BBG
$366K 0.27%
16,650
+9,700
+140% +$226K
MAN icon
106
ManpowerGroup
MAN
$2.6B
$364K 0.27%
5,200
– –
PM icon
107
Philip Morris
PM
$309B
$364K 0.27%
4,366
-1,963
-31% -$166K
HCR
108
DELISTED
Hi-Crush Inc. Common Stock
HCR
$364K 0.27%
7,075
+4,575
+183% +$286K
QRE
109
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$362K 0.27%
18,684
+9,015
+93% +$182K
RTN
110
DELISTED
Raytheon Company
RTN
$353K 0.26%
3,474
+89
+3% +$8.53K
LECO icon
111
Lincoln Electric
LECO
$14.1B
$350K 0.26%
5,063
+2
+0% +$139
TAL icon
112
TAL Education Group
TAL
$6.04B
$342K 0.25%
45,300
+42,300
+1,410% +$225K
BPL
113
DELISTED
Buckeye Partners, L.P.
BPL
$340K 0.25%
+4,275
New +$341K
ANAT
114
DELISTED
American National Group, Inc. Common Stock
ANAT
$337K 0.25%
3,000
– –
CMI icon
115
Cummins
CMI
$83.6B
$334K 0.25%
2,535
-1,029
-29% -$148K
RPM icon
116
RPM International
RPM
$13.8B
$332K 0.25%
7,253
+4,844
+201% +$222K
SWKS icon
117
Skyworks Solutions
SWKS
$9.21B
$330K 0.25%
+5,700
New +$304K
PBT
118
Permian Basin Royalty Trust
PBT
$1.36B
$329K 0.24%
24,250
– –
SPR
119
DELISTED
Spirit AeroSystems
SPR
$322K 0.24%
8,481
– –
CSCO icon
120
Cisco
CSCO
$443B
$321K 0.24%
12,754
-65
-0.5% -$1.64K
JKHY icon
121
Jack Henry & Associates
JKHY
$11.4B
$319K 0.24%
5,744
-6
-0.1% -$349
JCI icon
122
Johnson Controls International
JCI
$85.1B
$318K 0.24%
6,904
– –
O icon
123
Realty Income
O
$61.1B
$316K 0.23%
8,001
-9
-0.1% -$384
GLOP
124
DELISTED
GASLOG PARTNERS LP
GLOP
$312K 0.23%
+10,170
New +$332K
ORCL icon
125
Oracle
ORCL
$339B
$311K 0.23%
8,138
– –
3 4
5
6 7

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.