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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUEL
1201
DELISTED
Rocket Fuel Inc.
FUEL
– –
-1,000
Closed -$43K
PNRA
1202
DELISTED
Panera Bread Co
PNRA
– –
-20
Closed -$4K
CST
1203
DELISTED
CST Brands, Inc.
CST
$0 ﹤0.01%
24
– –
XCO
1204
DELISTED
Exco Resources
XCO
– –
-67
Closed -$6K
MEP
1205
DELISTED
Midcoast Energy Partners, L.P.
MEP
– –
-500
Closed -$10K
GM.WS.A
1206
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$0 ﹤0.01%
4
– –
ACI
1207
DELISTED
ARCH COAL, INC.
ACI
– –
-200
Closed -$10K
RBY
1208
DELISTED
RUBICON MENERALS CORP (F)
RBY
$0 ﹤0.01%
250
– –
AWAY
1209
DELISTED
HOMEAWAY INC COM
AWAY
– –
-3,900
Closed -$147K
CMLP
1210
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
– –
-425
Closed -$10K
TSRE
1211
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
– –
-2,500
Closed -$19K
MCP
1212
DELISTED
MOLYCORP INC COM STK
MCP
$0 ﹤0.01%
267
– –
PCYC
1213
DELISTED
PHARMACYCLICS INC
PCYC
– –
-1,000
Closed -$100K
TLM
1214
DELISTED
TALISMAN ENERGY INC
TLM
– –
-181
Closed -$2K
VRD
1215
DELISTED
SPDR NUVEEN S&P VRDO MUN BD ETF
VRD
– –
-3,005
Closed -$90K
APL
1216
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
– –
-300
Closed -$10K
DCIN
1217
DELISTED
DIGITAL CINEMA DESTINATIONS CORP CL A COM STK (DE)
DCIN
– –
-4,500
Closed -$24K
CHTP
1218
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
– –
-900
Closed -$5K
ARTC
1219
DELISTED
ARTHROCARE CORP
ARTC
– –
-80
Closed -$4K
KFN
1220
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
– –
-400
Closed -$5K
QBC
1221
DELISTED
CUBIC ENERGY INC
QBC
$0 ﹤0.01%
2,000
-1,000
-33% –
VLNC
1222
DELISTED
VALENCE TECHNOLOGY INC
VLNC
$0 ﹤0.01%
10,000
– –
TELK
1223
DELISTED
TELIK, INC
TELK
$0 ﹤0.01%
347
– –
HOT
1224
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-11,300
Closed -$899K
CA
1225
DELISTED
CA, Inc.
CA
– –
-49
Closed -$2K
46 47 48
49
50

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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.