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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPG
1126
DELISTED
Interpublic Group of Companies
IPG
$0 ﹤0.01%
47
– –
ITM icon
1127
VanEck Intermediate Muni ETF
ITM
$2.14B
– –
-1,209
Closed -$55K
IUSV icon
1128
iShares Core S&P US Value ETF
IUSV
$27.3B
– –
-3,300
Closed -$139K
JJSF icon
1129
J&J Snack Foods
JJSF
$1.49B
– –
-100
Closed -$10K
KBR icon
1130
KBR
KBR
$4.56B
– –
-1,500
Closed -$40K
KEY icon
1131
KeyCorp
KEY
$23.8B
– –
-59
Closed -$1K
LOPE icon
1132
Grand Canyon Education
LOPE
$4.22B
– –
-50
Closed -$2K
MFA
1133
MFA Financial
MFA
$932M
– –
-300
Closed -$9K
MLCO icon
1134
Melco Resorts & Entertainment
MLCO
$2.21B
– –
-100
Closed -$4K
MMLP icon
1135
Martin Midstream Partners
MMLP
$93.5M
– –
-458
Closed -$20K
MVIS icon
1136
Microvision
MVIS
$84.8M
$0 ﹤0.01%
35
– –
NBB icon
1137
Nuveen Taxable Municipal Income Fund
NBB
$447M
– –
-202
Closed -$4K
NCLH icon
1138
Norwegian Cruise Line
NCLH
$9.53B
– –
-38
Closed -$1K
NL icon
1139
NLI Holdings
NL
$289M
– –
-450
Closed -$5K
NOG icon
1140
Northern Oil and Gas
NOG
$2.29B
– –
-50
Closed -$7K
NRP icon
1141
Natural Resource Partners
NRP
$1.31B
– –
-50
Closed -$8K
NWS icon
1142
News Corp Class B
NWS
$17.7B
– –
-500
Closed -$8K
OGS icon
1143
ONE Gas
OGS
$5.01B
$0 ﹤0.01%
25
– –
PBW icon
1144
Invesco WilderHill Clean Energy ETF
PBW
$379M
– –
-80
Closed -$3K
PCAR icon
1145
PACCAR
PCAR
$70.5B
– –
-21
Closed -$897
PCRX icon
1146
Pacira BioSciences
PCRX
$1.04B
– –
-1,901
Closed -$133K
PEJ icon
1147
Invesco Leisure and Entertainment ETF
PEJ
$263M
– –
-18,878
Closed -$645K
PHYS icon
1148
Sprott Physical Gold
PHYS
$14.6B
– –
-95
Closed -$1K
PRGO icon
1149
Perrigo
PRGO
$1.44B
– –
-100
Closed -$15K
PUI icon
1150
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.3M
$0 ﹤0.01%
42
– –
44 45
46
47 48

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EL
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PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.