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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
1076
Royal Caribbean
RCL
$86.5B
$1K ﹤0.01%
35
– –
SID icon
1077
Companhia Siderúrgica Nacional
SID
$1.37B
$1K ﹤0.01%
425
-1,000
-70% -$4.14K
SNY icon
1078
Sanofi
SNY
$107B
$1K ﹤0.01%
33
– –
SONY icon
1079
Sony
SONY
$137B
$1K ﹤0.01%
500
– –
TRV icon
1080
Travelers Companies
TRV
$81.1B
$1K ﹤0.01%
18
– –
TSCO icon
1081
Tractor Supply
TSCO
$16.3B
$1K ﹤0.01%
100
– –
UNM icon
1082
Unum
UNM
$13.2B
$1K ﹤0.01%
52
– –
VAW icon
1083
Vanguard Materials ETF
VAW
$3.01B
$1K ﹤0.01%
15
– –
XOP icon
1084
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
$1K ﹤0.01%
5
– –
EQC
1085
DELISTED
Equity Commonwealth
EQC
$1K ﹤0.01%
54
– –
MRTX
1086
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1K ﹤0.01%
82
– –
MNK
1087
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1K ﹤0.01%
17
– –
LPT
1088
DELISTED
Liberty Property Trust
LPT
$1K ﹤0.01%
50
+1
+2% +$38
SCG
1089
DELISTED
Scana
SCG
$1K ﹤0.01%
21
– –
MEA
1090
DELISTED
METALICO INC
MEA
$1K ﹤0.01%
1,000
– –
DNDN
1091
DELISTED
DENDREON CORPORATION
DNDN
$1K ﹤0.01%
500
– –
NZT
1092
DELISTED
TELECOM CORP NEW ZEALAND ADS (EACH REPRESENTING 5 ORD SHS)
NZT
$1K ﹤0.01%
133
+3
+2% +$23
SSN
1093
DELISTED
Samson Oil & Gas Limited
SSN
$1K ﹤0.01%
300
– –
AKAM icon
1094
Akamai
AKAM
$15.6B
– –
-400
Closed -$23K
ALGN icon
1095
Align Technology
ALGN
$12.9B
– –
-1,700
Closed -$88K
AMBA icon
1096
Ambarella
AMBA
$3.04B
– –
-1,200
Closed -$32K
AON icon
1097
Aon
AON
$80.6B
– –
-22
Closed -$1.9K
AZO icon
1098
AutoZone
AZO
$51.3B
– –
-10
Closed -$5K
BRC icon
1099
Brady Corp
BRC
$4.46B
– –
-200
Closed -$5K
BSL
1100
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$168M
– –
-2,500
Closed -$47K
42 43
44
45 46

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SM
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BA
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HIH
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.