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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APLP
1051
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$2K ﹤0.01%
75
– –
IPN
1052
DELISTED
SPDR S&P International Industrial Sector
IPN
$2K ﹤0.01%
+90
New +$2.89K
IPD
1053
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$2K ﹤0.01%
+70
New +$2.75K
WINT
1054
DELISTED
Windtree Therapeutics Inc
WINT
$2K ﹤0.01%
91
– –
CRRS
1055
DELISTED
CORPORATE RESOURCE SERVICES, INC. COMMON STOCK
CRRS
$2K ﹤0.01%
1,000
– –
RFMD
1056
DELISTED
RF MICRO DEVICES INC
RFMD
$2K ﹤0.01%
+285
New +$2.53K
HSH
1057
DELISTED
HILLSHIRE BRANDS CO
HSH
$2K ﹤0.01%
40
– –
EMKR
1058
DELISTED
Emcore Corp
EMKR
$2K ﹤0.01%
50
– –
PLCM
1059
DELISTED
POLYCOM INC
PLCM
$2K ﹤0.01%
200
– –
CVVT
1060
DELISTED
CHINA VALVES TECHNOLOGY INC NEW COM STK (NV)
CVVT
$2K ﹤0.01%
4,450
-3,000
-40% -$1.35K
IPS
1061
DELISTED
SPDR S&P International Consumer Staples Sector
IPS
$2K ﹤0.01%
+70
New +$2.9K
ALEX
1062
DELISTED
Alexander & Baldwin
ALEX
$1K ﹤0.01%
43
– –
CNQ icon
1063
Canadian Natural Resources
CNQ
$96.9B
$1K ﹤0.01%
87
– –
COR icon
1064
Cencora
COR
$62B
$1K ﹤0.01%
21
-5,102
-100% -$349K
DHY
1065
Credit Suisse High Yield Credit Fund
DHY
$240M
$1K ﹤0.01%
605
+155
+34% +$502
EPP icon
1066
iShares MSCI Pacific ex Japan ETF
EPP
$2.21B
$1K ﹤0.01%
27
– –
ESEA icon
1067
Euroseas
ESEA
$536M
$1K ﹤0.01%
15
– –
FHI icon
1068
Federated Hermes
FHI
$4.56B
$1K ﹤0.01%
49
– –
GEL icon
1069
Genesis Energy
GEL
$1.82B
$1K ﹤0.01%
30
-1,368
-98% -$75.6K
IMNN icon
1070
Imunon
IMNN
$6.47M
– –
0
– –
LCUT icon
1071
Lifetime Brands
LCUT
$192M
$1K ﹤0.01%
100
– –
MAR icon
1072
Marriott International
MAR
$100B
$1K ﹤0.01%
25
– –
MATX icon
1073
Matsons
MATX
$6.11B
$1K ﹤0.01%
43
– –
MRSH
1074
Marsh
MRSH
$94.3B
$1K ﹤0.01%
35
– –
NEM icon
1075
Newmont
NEM
$96.2B
$1K ﹤0.01%
43
– –
41 42
43
44 45

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.