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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHK icon
76
BlackRock Core Bond Trust
BHK
$649M
$4.61M 0.32%
278,950
+5,115
+2% +$83.9K
GS icon
77
Goldman Sachs
GS
$311B
$4.56M 0.32%
11,928
+7,590
+175% +$3M
ADBE icon
78
Adobe
ADBE
$102B
$4.5M 0.31%
7,928
+575
+8% +$359K
JEPI icon
79
JPMorgan Equity Premium Income ETF
JEPI
$45.7B
$4.36M 0.3%
+68,921
New +$4.25M
PTBD icon
80
Pacer Trendpilot US Bond ETF
PTBD
$86M
$4.34M 0.3%
161,306
-1,100
-0.7% -$29.6K
F icon
81
Ford
F
$56.8B
$4.25M 0.29%
204,747
+11,453
+6% +$211K
LLY icon
82
Eli Lilly
LLY
$995B
$4.21M 0.29%
15,225
+373
+3% +$94.6K
DIA icon
83
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$4.16M 0.29%
11,453
-1,933
-14% -$687K
CSCO icon
84
Cisco
CSCO
$480B
$4.11M 0.28%
64,894
+887
+1% +$50.7K
AWK icon
85
American Water Works
AWK
$26.6B
$4.09M 0.28%
21,641
+79
+0.4% +$13.8K
RSP icon
86
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$4.08M 0.28%
25,041
-9,066
-27% -$1.43M
T icon
87
AT&T
T
$160B
$4.05M 0.28%
217,799
-35,233
-14% -$659K
IHI icon
88
iShares US Medical Devices ETF
IHI
$3.36B
$4.03M 0.28%
61,222
+260
+0.4% +$16.6K
XLK icon
89
State Street Technology Select Sector SPDR ETF
XLK
$123B
$3.93M 0.27%
45,208
-292
-0.6% -$24K
IVV icon
90
iShares Core S&P 500 ETF
IVV
$900B
$3.76M 0.26%
7,875
+430
+6% +$198K
CRM icon
91
Salesforce
CRM
$156B
$3.74M 0.26%
14,724
+2,231
+18% +$627K
CSQ icon
92
Calamos Strategic Total Return Fund
CSQ
$3.33B
$3.72M 0.26%
192,653
-2,020
-1% -$38K
ENB icon
93
Enbridge
ENB
$117B
$3.68M 0.25%
94,139
+13,058
+16% +$524K
JMBS icon
94
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.74B
$3.62M 0.25%
68,746
+160
+0.2% +$8.46K
SHOP icon
95
Shopify
SHOP
$160B
$3.53M 0.24%
25,640
-1,250
-5% -$183K
XLY icon
96
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$3.48M 0.24%
34,070
+2,032
+6% +$202K
FVD icon
97
First Trust Value Line Dividend Fund
FVD
$8.38B
$3.42M 0.24%
79,454
+3,011
+4% +$125K
MLM icon
98
Martin Marietta Materials
MLM
$33.4B
$3.42M 0.24%
7,763
+43
+0.6% +$17.4K
BAC icon
99
Bank of America
BAC
$440B
$3.29M 0.23%
317,998
+261,629
+464% +$11.9M
ET icon
100
Energy Transfer Partners
ET
$70B
$3.22M 0.22%
390,982
+6,357
+2% +$57.8K
2 3
4
5 6

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HIH
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.