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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITT icon
876
ITT
ITT
$17.5B
$6K ﹤0.01%
150
-2,614
-95% -$124K
IWN icon
877
iShares Russell 2000 Value ETF
IWN
$14.3B
$6K ﹤0.01%
67
– –
LOW icon
878
Lowe's Companies
LOW
$117B
$6K ﹤0.01%
118
– –
MDYG icon
879
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$6K ﹤0.01%
159
+9
+6% +$346
MHK icon
880
Mohawk Industries
MHK
$7.5B
$6K ﹤0.01%
45
-400
-90% -$55K
ONCT
881
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$6K ﹤0.01%
7
– –
NUVA
882
DELISTED
NuVasive, Inc.
NUVA
$6K ﹤0.01%
200
– –
PCI
883
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$6K ﹤0.01%
300
– –
NVX
884
DELISTED
Nuveen Calif Div Muni
NVX
$6K ﹤0.01%
435
– –
HERO
885
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$6K ﹤0.01%
2,890
+1,890
+189% +$6.34K
MBT
886
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$6K ﹤0.01%
415
+15
+4% +$275
RNWK
887
DELISTED
RealNetworks Inc
RNWK
$6K ﹤0.01%
+1,000
New +$7.61K
AMSC icon
888
American Superconductor
AMSC
$1.42B
$5K ﹤0.01%
370
– –
AVDL
889
DELISTED
Avadel Pharmaceuticals
AVDL
$5K ﹤0.01%
350
– –
AZN icon
890
AstraZeneca
AZN
$263B
$5K ﹤0.01%
82
– –
BRF icon
891
VanEck Brazil Small-Cap ETF
BRF
$21.9M
$5K ﹤0.01%
200
– –
CLH icon
892
Clean Harbors
CLH
$16.5B
$5K ﹤0.01%
100
– –
CNX icon
893
CNX Resources
CNX
$5.3B
$5K ﹤0.01%
180
– –
DLS icon
894
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
$5K ﹤0.01%
100
– –
ENB icon
895
Enbridge
ENB
$119B
$5K ﹤0.01%
123
+1
+0.8% +$49
ETJ
896
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$5K ﹤0.01%
+500
New +$5.8K
B
897
Barrick Mining
B
$61.5B
$5K ﹤0.01%
+400
New +$7.13K
IEI icon
898
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$5K ﹤0.01%
44
– –
IIF
899
Morgan Stanley India Investment Fund
IIF
$217M
$5K ﹤0.01%
209
-842
-80% -$20.2K
NOV icon
900
NOV
NOV
$6.93B
$5K ﹤0.01%
66
-102
-61% -$8.43K
34 35
36
37 38

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.