BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.47%
This Quarter Est. Return
1 Year Est. Return
+3.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$85.5M
AUM Growth
-$1.21B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
827
New
Increased
Reduced
Closed

Top Buys

1
+$16.1M
2
+$13.9M
3
+$10M
4
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$9.06M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.51M

Top Sells

1
+$3.79M
2
+$3.2M
3
+$2.85M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$1.14M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$1.08M

Sector Composition

1 Technology 3.92%
2 Healthcare 2.47%
3 Communication Services 2.42%
4 Financials 2.03%
5 Consumer Discretionary 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBEV.WS
801
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
– –
-38,500
SCI icon
802
Service Corp International
SCI
$10.9B
– –
-12,892
SNOW icon
803
Snowflake
SNOW
$88B
– –
-1,199
SOXX icon
804
iShares Semiconductor ETF
SOXX
$17B
– –
-4,344
SPVU icon
805
Invesco S&P 500 Enhanced Value ETF
SPVU
$110M
– –
-4,809
STAG icon
806
STAG Industrial
STAG
$7.24B
– –
-5,308
SWAN icon
807
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$377M
– –
-16,297
TER icon
808
Teradyne
TER
$29.7B
– –
-3,703
TRMD icon
809
TORM
TRMD
$2.14B
– –
-30,000
TSM icon
810
TSMC
TSM
$1.51T
– –
-2,105
UPST icon
811
Upstart Holdings
UPST
$4.15B
– –
-5,729
URI icon
812
United Rentals
URI
$51B
– –
-731
VNLA icon
813
Janus Henderson Short Duration Income ETF
VNLA
$2.82B
– –
-58,175
VTWG icon
814
Vanguard Russell 2000 Growth ETF
VTWG
$1.11B
– –
-2,494
VXF icon
815
Vanguard Extended Market ETF
VXF
$24.6B
– –
-1,812
XME icon
816
State Street SPDR S&P Metals & Mining ETF
XME
$2.69B
– –
-14,987
QQQH
817
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$353M
– –
-23,212
BTCY
818
DELISTED
Biotricity, Inc. Common Stock
BTCY
– –
-2,083
JHAA
819
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
– –
-13,337
CLR
820
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-6,081
EXTN
821
DELISTED
Exterran Corporation
EXTN
– –
-10,000
RDBX
822
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
– –
-10,000
HR
823
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-11,105
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